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Manager Ria Firm Jobs (NOW HIRING)

JCW Group

RIA Operations Associate

Tampa, FL · On-site

Manage administrative workflows, internal processes, and operational projects across the firm ... RIA), investment management firm, financial services organization, or related professional services ...

Sowell Management

Financial Advisor

Rogers, AR · On-site

When you join our team-based RIA serving mass-affluent and high-net-worth clients, you'll: * Manage ... Follow firm-defined client service process to deliver consistent, high-touch experiences. * Develop ...

Sowell Management

Financial Advisor

Rogers, AR

When you join our team-based RIA serving mass-affluent and high-net-worth clients, you'll: * Manage ... Follow firm-defined client service process to deliver consistent, high-touch experiences. * Develop ...

Sowell Management

Financial Advisor

Rogers, AR

When you join our team-based RIA serving mass-affluent and high-net-worth clients, you'll: * Manage ... Follow firm-defined client service process to deliver consistent, high-touch experiences. * Develop ...

Corps Team

Client Service Associate

Chicago, IL · On-site

$26.27 - $28.27/hr

Support client onboarding and offboarding for RIA firm relationships * Manage account maintenance (updates, agreements, fee schedules, documentation) * Respond to inquiries from Financial Advisors ...

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Manager Ria Firm information

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$27.5K

$81.7K

$137.5K

How much do manager ria firm jobs pay per year?

As of Jun 23, 2026, the average yearly pay for manager ria firm in the United States is $81,677.00, according to ZipRecruiter salary data. Most workers in this role earn between $50,000.00 and $116,500.00 per year, depending on experience, location, and employer.

What is the difference between Manager Ria Firm vs Financial Advisor?

AspectManager Ria FirmFinancial Advisor
CredentialsSeries 7, 66, or 65 licenses, CFP certification often preferredSeries 7, 66, or 65 licenses, CFP certification common
Work EnvironmentManages firm operations, oversees advisors, complianceProvides personalized financial planning and investment advice
Employer & IndustryRia firms, financial services industryIndependent or firm-based financial advisory firms

While both roles require similar licenses and certifications, a Manager Ria Firm oversees the firm's operations and compliance, whereas a Financial Advisor focuses on client financial planning and investment advice. The Manager Ria Firm role is more managerial and administrative, while the Financial Advisor role is client-facing and advisory-focused.

Can financial advisors make $500,000 a year?

Financial advisors can earn $500,000 or more annually, especially those with extensive experience, a strong client base, and specialization in high-net-worth individuals. Achieving this level often requires advanced certifications like the CFP or CFA, a robust network, and effective sales skills. Income varies widely based on location, firm size, and individual performance.

What jobs make $1,000,000 a year?

In the context of a Manager at Ria Firm, high-earning roles often include executive positions such as CEOs, CFOs, and other C-suite leaders, as well as successful entrepreneurs and certain investment professionals. These roles typically require extensive experience, advanced skills, and often involve leadership in finance, technology, or business development. Achieving a $1 million annual income usually involves a combination of salary, bonuses, and equity or profit sharing.

Is $200,000 enough to work with a financial advisor?

For a Manager at Ria Firm, $200,000 can be sufficient to work with a financial advisor, depending on the advisor's fee structure and the level of services required. Many financial advisors charge a percentage of assets under management or flat fees, which can vary widely, so it's important to discuss costs upfront. The salary may also influence the scope of financial planning or investment management services you can afford.

What is an RIA manager?

An RIA manager oversees registered investment advisor firms, managing client portfolios, ensuring compliance with regulations, and leading financial advisory teams. They typically hold certifications such as the Series 65 or 66 and have strong knowledge of investment strategies and regulatory requirements.
What cities are hiring for Manager Ria Firm jobs? Cities with the most Manager Ria Firm job openings:
What are the most commonly searched types of Ria Firm jobs? The most popular types of Ria Firm jobs are:
What states have the most Manager Ria Firm jobs? States with the most job openings for Manager Ria Firm jobs include:
Manager Ria Firm jobs near you

RIA Operations Associate

JCW Group

Tampa, FL • On-site

Other

Posted 12 days ago

Job description

Our client, a rapidly growing Registered Investment Advisor (RIA) in the Tampa Bay area, is seeking a highly organized and proactive Operations Associate to join their team. This is a unique opportunity for an operations-minded professional to gain broad exposure to the inner workings of a growing wealth management firm while working directly alongside the Chief Operating Officer.

The Operations Associate will play a key role in supporting the firm's day-to-day operations, helping drive organizational efficiency, supporting compliance initiatives, coordinating administrative functions, and contributing to the infrastructure needed to support continued growth. This position offers exceptional visibility across all aspects of the business and is ideal for someone looking to build a long-term career in RIA operations and management.

Key Responsibilities

  • Partner directly with the COO on a wide range of operational, administrative, and strategic initiatives.
  • Support day-to-day office operations and help maintain an efficient, organized work environment.
  • Assist with firm compliance processes, regulatory filings, audits, and documentation management.
  • Coordinate vendor relationships, office services, technology providers, and operational resources.
  • Manage administrative workflows, internal processes, and operational projects across the firm.
  • Assist with onboarding new employees and maintaining operational procedures and documentation.
  • Support business continuity, recordkeeping, and operational risk management initiatives.
  • Help monitor and improve operational processes to enhance efficiency and scalability.
  • Coordinate meetings, manage schedules, and assist with internal communications and special projects.
  • Collaborate with advisors, client service professionals, and leadership to support firm-wide initiatives.
  • Provide general administrative and operational support as needed in a fast-paced, growth-oriented environment.

Qualifications

  • Bachelor's degree preferred but not required.
  • 3+ years of experience within a Registered Investment Advisor (RIA), investment management firm, financial services organization, or related professional services environment.
  • Experience in an operations, office management, administrative assistant, executive assistant, client service, or similar support role.
  • Exceptional organizational skills and attention to detail.
  • Strong written and verbal communication abilities.
  • Ability to manage multiple priorities and adapt to changing business needs.
  • Self-starter with a willingness to take ownership and learn new areas of the business.
  • Strong proficiency with Microsoft Office Suite and business productivity tools.


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