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Director Ria Firm Jobs (NOW HIRING)

Mercer Advisors

Director, Financial Planning

Ranked the #1 RIA Firm in the nation by Barron's for two consecutive years, Mercer Advisors is an ... Job Summary: The Director, Financial Planning takes a leading role in driving the success of ...

Mercer Advisors

Director, Financial Planning

Denver, CO · On-site +1

Ranked the #1 RIA Firm in the nation by Barron's for two consecutive years, Mercer Advisors is an ... Job Summary: The Director, Financial Planning takes a leading role in driving the success of ...

Mercer Advisors

Process Engineer

Denver, CO · On-site

Ranked the #1 RIA Firm in the nation by Barron's for two consecutive years, Mercer Advisors is an ... Working alongside the Director, Partner Integration and the New Partner Strategy & Success team ...

Mercer Advisors

Process Engineer

Ranked the #1 RIA Firm in the nation by Barron's for two consecutive years, Mercer Advisors is an ... Working alongside the Director, Partner Integration and the New Partner Strategy & Success team ...

Financialnarrative

S. Ranked the #1 RIA Firm in the nation by Barron's, we are an independent, national fiduciary ... You will lead a team of designers and copywriters, including both direct reports and dotted‑line ...

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Director Ria Firm information

See salary details

$34K

$107.7K

$179.5K

How much do director ria firm jobs pay per year?

As of Sep 13, 2026, the average yearly pay for director ria firm in the United States is $107,680.00, according to ZipRecruiter salary data. Most workers in this role earn between $75,500.00 and $135,500.00 per year, depending on experience, location, and employer.

What is the difference between Director Ria Firm vs Financial Advisor?

AspectDirector Ria FirmFinancial Advisor
CredentialsSeries 7, 63, 65/66, and possibly CFP or CFASeries 7, 63, 65/66, CFP or similar certifications
Work EnvironmentLeadership role managing RIA firm operationsClient-facing, providing personalized financial advice
Employer & Industry UsageTypically employed by or managing an RIA firmEmployed by firms or independent, serving individual clients

The main difference is that a Director Ria Firm oversees the firm's operations and compliance, while a Financial Advisor focuses on advising clients on investments and financial planning. Both roles often hold similar certifications, but their responsibilities and work environments differ significantly.

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What are the most commonly searched types of Ria Firm jobs?

The most popular types of Ria Firm jobs are:

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Director Ria Firm jobs near you
Infographic showing various Director Ria Firm job openings in the United States as of September 2026, with employment types broken down into 2% As Needed, 84% Full Time, 12% Part Time, 1% Temporary, and 1% Contract. Highlights an 89% Physical, 3% Hybrid, and 8% Remote job distribution, with an average salary of $107,680 per year, or $51.8 per hour.

Financial Controller

New York, NY • On-site

Trinity Technology Solutions
Recruiting and Staffing Services • 1 - 10 employees
Learn more about Trinity Technology Solutionsexternal

Full-time

Re-posted 18 days ago

Job description

Position: Financial Controller
Location:  New York City,NY - Hybrid
Employment Type: Full-Time, On-Site
 
Our client is a thriving independent RIA firm, or Registered Investment Advisor firm,with nearly $2 billion in AUM, committed to providing tailored investment and financial planning solutions for high-net-worth clients. The firm is experiencing rapid growth, with annual expansion of 20–30%. To support this momentum, they are seeking an experienced Controller with a background in wealth management.  This is a high-impact, individual contributor role that not only oversees financial operations but also partners closely with firm leadership to drive long-term growth, enhance operational efficiency, and scale the business for the future.
 
Key Responsibilities of the Controller:
Financial Oversight
 Lead all aspects of the firm’s accounting (AP/AR, payroll, budgeting, cash management, tax filings, etc.) and financial reporting functions.
 Direct month-end closing of the General Ledger; prepare and analyze monthly, quarterly, and annual financial statements.
 Monitor cash flow, profitability, and expense control.
 Coordinate with external accounting vendors who perform financial reviews and due diligence analyses.
 Prepare materials for Board of Directors meetings.
 
Risk Management Compliance
 Collaborate with compliance to ensure financial reporting aligns with SEC/FINRA regulatory requirements.
 Oversee internal controls, policies, and procedures to safeguard firm assets.
 Evaluate operational and financial risks and recommend mitigation strategies.
 
Strategic Leadership
 Partner with the executive team on business strategy, costs optimization, profitability analysis, scenario modeling, and long-term planning.
 Provide financial insights to guide decisions on growth initiatives, acquisitions, technology investments, and hiring.
 Develop KPIs and dashboards to measure and track financial and operational performance.
 Provide insights and recommendations on scaling operations and supporting firm-wide growth.
 
 Operations Efficiency
 Oversee Human Resources functions, including onboarding of new hires.
 Oversee vendor management.
 Assist with the transition to and subsequent enhancement of the ERP system.