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Director Ria Financial Services Jobs (NOW HIRING)

Jobtailor

NY · On-site

$70 - $110/hr

Financial Services * Brokerage * RIA * Financial Planning * Learning Best Practices #J-18808-Ljbffr

Hines

Internal Sales - RIA Distribution

New York, NY

The role will support the local Senior Director - Private Wealth Solutions (RIA Distribution), the ... Five or more years of experience in financial services, private wealth distribution, intermediary ...

Allworth Financial

Financial Services Intern

Dallas, TX · On-site

$20/hr

Allworth Financial was also recognized as a Barron's Top 40 RIA in 2024. SUMMARY: The Financial ... Interns will gain direct insight into how a successful wealth management office operates while ...

New

Hines

Internal Sales - RIA Distribution

Houston, TX · On-site

The role will support the local Senior Director - Private Wealth Solutions (RIA Distribution), the ... Five or more years of experience in financial services, private wealth distribution, intermediary ...

Hines

Internal Sales - RIA Distribution

Houston, TX

The role will support the local Senior Director - Private Wealth Solutions (RIA Distribution), the ... Five or more years of experience in financial services, private wealth distribution, intermediary ...

Hines

Internal Sales - RIA Distribution

Houston, TX

The role will support the local Senior Director - Private Wealth Solutions (RIA Distribution), the ... Five or more years of experience in financial services, private wealth distribution, intermediary ...

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Showing results 21-40

All JobsFinance and Insurance JobsDirector Ria Financial Services Jobs

Director Ria Financial Services information

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$58K

$112K

$167.5K

How much do director ria financial services jobs pay per year?

As of Aug 21, 2026, the average yearly pay for director ria financial services in the United States is $111,967.00, according to ZipRecruiter salary data. Most workers in this role earn between $85,500.00 and $134,500.00 per year, depending on experience, location, and employer.

What is the difference between Director Ria Financial Services vs Compliance Manager Ria Financial Services?

AspectDirector Ria Financial ServicesCompliance Manager Ria Financial Services
CredentialsRelevant financial certifications, leadership experienceCompliance certifications, regulatory knowledge
Work EnvironmentStrategic leadership, executive meetingsRegulatory adherence, risk assessment
Employer & Industry UsageFinancial services, money transfer industryFinancial services, compliance departments

The Director Ria Financial Services oversees strategic operations and business growth, while the Compliance Manager focuses on regulatory adherence and risk management. Both roles require financial industry knowledge, but the Director has broader leadership responsibilities, whereas the Compliance Manager specializes in compliance and risk mitigation within Ria Financial Services.

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Director Ria Financial Services jobs near you
Infographic showing various Director Ria Financial Services job openings in the United States as of August 2026, with employment types broken down into 94% Full Time, 4% Part Time, and 2% Contract. Highlights an 89% In-person, 2% Hybrid, and 9% Remote job distribution, with an average salary of $111,967 per year, or $53.8 per hour.

Office Manager - Financial Services - Roswell, GA

Chelsea Senior Living

Roswell, GA • On-site

$83K - $109K/yr

Other

Medical, Dental, Retirement, PTO

Re-posted 2 days ago

Job description

Position: Office Manager - Financial Services
Firm: Park Square Financial Group
Location: Roswell, GA
Overview:
Advance your career and truly make a difference! We have an exciting opportunity for an organized self-motivated individual with excellent interpersonal skills seeking to join a well-established Independent Advisor and Financial Services Company.
Park Square Financial Group, located in Roswell, GA, is hiring a full-time Office Manager-Financial Services. The ideal candidate will be client facing, a self-starter, tech savvy, and enthusiastic team player who can oversee and optimize daily office operations. We offer a supportive work environment, competitive compensation, and excellent opportunities for both professional and personal growth-perfect for a self-motivated go-getter!
This role requires previous experience working with a Registered Investment Advisor (RIA) to be considered for employment. Candidates must demonstrate a strong understanding of RIA operations, regulations, and client service standards.
What you'll do:

  • Maintain weekly scorecard metrics for the firm and update weekly KPI's
  • Coordinate internal communications, calendars, and daily support to Advisors
  • Own and update L10 meeting preparation, follow-up, and issue tracking
  • Serve as the primary POC for scheduling, client meeting prep, and client service workflow
  • Prepare client reports, packets, confirm appointments and set up for meetings
  • Process client service requests including beneficiary changes, address updates, and forms
  • Assist with onboarding new team members
  • Preparing training guides and updating SOP's
  • Manage incoming/outgoing mail, supplies and scheduling
  • Assist with filing compliance documentation
  • Support and troubleshoot CRM and other platforms
What We're Looking For:
  • 3+ years' experience in Office or Operations Management
  • Experience working with a Registered Investment Advisor (RIA) firm is required
  • Proficient MS Office software
  • Previous CRM experience (Orion, Wealthbox or equivalent)
  • Experience with Schwab and Fidelity custodial platforms
  • Professional and warm client presence
  • Ability to work with minimal supervision
Bonus Points:
  • Bachelor's degree preferred or equivalent work experience
  • Series 65 license preferred or willing to obtain
What You'll Get:
Pay & Perks:
  • Competitive salary
  • Health
  • Dental
  • 401k
  • PTO
Schedule:
  • Onsite: Monday - Friday, 9am - 5pm
  • Occasional evening client events

Presented by Advisor Talent Solutions
Advisor Talent Solutions, part of the AE Management, LLC family of companies, supports independent advisor businesses with their hiring needs. We are not the employer for this position. If you are selected, your employer will be the hiring business. Our team is your main point of contact initially and will guide you through the application process.
Learn more about our approach and services at advisortalentsolutions.com

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