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Ria Attorney Jobs (NOW HIRING)

Sydecar, Inc

Product Counsel

New York, NY · On-site

$180K - $230K/yr

About the opportunity We are hiring our first Product Counsel - a securities lawyer who can sit ... Stand up the legal scaffolding for our boutique RIA strategy: Form ADV implications, advisory rules ...

CAPZONE MANAGEMENT, LLC

Associate Attorney

Norwalk, CT · Hybrid

$124K - $125K/yr

As an Associate Attorney , you will provide broad legal support across corporate, compliance ... RIA. * Monitor evolving laws and regulations relevant to the company's operations and advise on ...

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White Tiger Connections

Managing Director

Sarasota, FL · Remote

$210K - $250K/yr

... attorney, and other personal parties -- all in one place. The firm is now adding a Managing Director as a core component of that platform. When an RIA engages the platform, they gain direct access to ...

Crafted Staff

0161 - Investment Advisor

Palm Springs, FL · On-site

$130K/yr

... RIA) in Tampa. This is a client-first, relationship-driven position where you'll operate with ... Develop and nurture Centers of Influence (CPAs, attorneys, business owners, etc.) * Provide ...

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NetLaw

Senior Relationship Manager

KY · Remote

... RIA network. The team works closely with Hargrove Firm attorneys, our engineering and product teams, firm-level leadership at partner RIAs, and the individual financial advisors who refer clients to ...

Centric Advisors, LLC

Executive Assistant

Cypress, TX · On-site

$50K - $70K/yr

Strong understanding of RIA operations, sales cycles, client service models, and compliance-aware ... and attorneys. * Strong writing skills -- capable of drafting client communications, meeting ...

Welltower

Corporate Paralegal

Dallas, TX

$66K - $88K/yr

KEY RESPONSIBILITIES * Assist with administration of the Company's RIA's fund compliance platform ... Support attorneys with special projects and compliance initiatives related to the fund platform

Welltower, Inc.

Corporate Paralegal

Dallas, TX · On-site

$66K - $88K/yr

KEY RESPONSIBILITIES * Assist with administration of the Company's RIA's fund compliance platform ... Support attorneys with special projects and compliance initiatives related to the fund platform

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How much do ria attorney jobs pay per year?

As of Jul 3, 2026, the average yearly pay for ria attorney in the United States is $108,160.00, according to ZipRecruiter salary data. Most workers in this role earn between $80,000.00 and $130,000.00 per year, depending on experience, location, and employer.

What are RIA attorneys?

RIA attorneys are legal professionals who specialize in working with Registered Investment Advisers (RIAs). They help RIAs navigate complex regulatory requirements, draft and review compliance documents, and ensure adherence to both federal and state securities laws. RIA attorneys provide guidance on registration, ongoing compliance, and handling regulatory examinations, making them essential for investment advisory firms to operate legally and efficiently.

What are the key skills and qualifications needed to thrive as a RIA Attorney, and why are they important?

To thrive as a RIA (Registered Investment Adviser) Attorney, you need deep knowledge of securities law, regulatory compliance, and experience with investment adviser regulations, typically supported by a JD and bar admission. Familiarity with SEC and state regulatory filing systems, Form ADV preparation, and compliance management software is essential. Exceptional attention to detail, analytical thinking, and strong communication skills help you interpret regulations and advise clients effectively. These skills ensure RIA Attorneys can protect clients from regulatory risks, support business operations, and maintain ethical standards in a highly regulated industry.

What is the difference between Ria Attorney vs Notary Public?

AspectRia AttorneyNotary Public
CredentialsLaw degree, bar admission, legal licenseNone required, state appointment
Work EnvironmentLaw firms, courts, legal officesPublic offices, mobile, or remote settings
Industry UsageLegal services, litigation, legal adviceAuthenticating documents, witnessing signatures
Common Search/ComparisonLegal expertise, legal representationDocument authentication, witnessing

While both Ria Attorneys and Notary Publics handle document-related tasks, Ria Attorneys are licensed legal professionals providing legal advice and representation, whereas Notary Publics primarily authenticate documents and witness signatures without providing legal counsel.

What are some common challenges Ria Attorneys face when handling international money transfer compliance cases?

Ria Attorneys often encounter challenges related to rapidly changing international regulations and ensuring strict compliance with anti-money laundering (AML) laws. They must stay updated on both local and global legal requirements, which can vary significantly between jurisdictions. Additionally, collaborating with cross-functional teams such as compliance, operations, and risk management is essential to identify and mitigate potential legal risks. Effective communication and adaptability are key to navigating these complexities while supporting the company's global operations.
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Ria Attorney jobs near you
Legal, RIA Custody/Broker-Dealer Attorney, Vice President, Dallas/New York City

Legal, RIA Custody/Broker-Dealer Attorney, Vice President, Dallas/New York City

Goldman Sachs

New York, NY

Other

Posted 14 days ago

Goldman Sachs rating

8.2

Company rating: 8.2 out of 10

Based on 26 frontline employees who took The Breakroom Quiz

39th of 144 rated banks

Job description

LEGAL
We work at the intersection of finance and law, providing counsel and advice that support activities across the firm. We handle litigation and arbitration, perform research and due diligence, aid in financing and legal filings, deal with contracts and intellectual property rights that show our commitment to clients, shareholders, and regulators. Whether you're an experienced attorney or a quick learner with a strong interest in financial law coupled with critical thinking skills, our dynamic group might be right for you.

RESPONSIBILITIES AND QUALIFICATIONS

The Legal Division is looking for an attorney with 8 plus years' experience to join the Global Banking and Markets Legal team in New York, NY or Dallas, TX.  The key responsibilities of the position will be supporting Goldman Sachs' custody business for registered investment advisors (RIA Custody business).  The RIA Custody business is an execution, clearing and custody platform that serves independent RIAs.  

Principal Responsibilities

  • Advise on the strategy, development, integration and expansion of the RIA Custody business, including legal and regulatory analysis of existing products and new initiatives.
  • Assist the client services teams in dealing with our clients' requests.
  • Assist Compliance in producing responses to regulatory inquiries.
  • Communicate with various regulatory bodies directly and through industry associations regarding changes in laws and policies that may have an impact on the business.
  • Provide education and direction to other departments on the application of rules and regulations.
  • Create and negotiate agreements that relate to brokerage and custody services.
  • Manage outside counsel.
  • Collaborate across control groups to drive execution and ensure consistency in risk management.

Basic Qualifications

  • 8 plus years of relevant legal experience post JD.
  • Strong knowledge of SEC and FINRA rules governing broker-dealers.
  • Knowledge of the SEC and state rules governing investment advisers is a plus.
  • In-house experience in a RIA Custody business is a significant plus.
  • Strong legal and business judgment, writing and analytical skills.
  • Excellent interpersonal and communication skills; the ability to clearly articulate ideas and develop stakeholder relationships.
  • A fast learner who is excited about learning something new outside of their comfort zone.
  • Excellent organizational skills with the ability to manage several simultaneous projects under deadlines in a fast-paced environment.
  • In-house experience at a broker-dealer or registered investment advisor in legal or compliance
  • Experience at a federal regulator or self-regulatory organization
  • Outstanding law firm credentials

Preferred Qualifications

  • In-house experience at a broker-dealer or registered investment advisor in legal or compliance
  • Experience at a federal regulator or self-regulatory organization
  • Outstanding law firm credentials
ABOUT GOLDMAN SACHS

 
At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world. 
 
We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers. 
 
We're committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: https://www.goldmansachs.com/careers/footer/disability-statement.html
 
The Goldman Sachs Group, Inc., 2023. All rights reserved.
Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race, color, religion, sex, national origin, age, veterans status, disability, or any other characteristic protected by applicable law.

 

Salary Range 
The expected base salary for this New York, New York, United States-based position is $170000-$270000. In addition, you may be eligible for a discretionary bonus if you are an active employee as of fiscal year-end.

Benefits 
Goldman Sachs is committed to providing our people with valuable and competitive benefits and wellness offerings, as it is a core part of providing a strong overall employee experience. A summary of these offerings, which are generally available to active, non-temporary, full-time and part-time US employees who work at least 20 hours per week, can be found here.

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About Goldman Sachs

Sourced by ZipRecruiter

At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world. We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs.

Industry

Finance and insurance

Company size

10,000+ Employees

Headquarters location

New York, NY, US

Year founded

1869

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