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Ria Attorney Jobs (NOW HIRING)

Corporate Paralegal

Manhattan, NY

$78K - $104K/yr

KEY RESPONSIBILITIES * Assist with administration of the Company's RIA's fund compliance platform ... Support attorneys with special projects and compliance initiatives related to the fund platform

Ranked the #1 RIA Firm in the nation by Barron's for two consecutive years, Mercer Advisors is an ... Support creation of estate planning documents, including trusts, wills, powers of attorney, and ...

The firm is a fee based Registered Investment Advisor (RIA) and as such all revenues generated are ... attorneys and CPAs to develop, implement and review client estate plans is expected. Time ...

The firm is a fee based Registered Investment Advisor (RIA) and as such all revenues generated are ... attorneys and CPAs to develop, implement and review client estate plans is expected. Time ...

Wealth Manager

Bedford, NH · On-site

$100K - $150K/yr

As a hybrid RIA with a Broker/Dealer affiliation , we provide a comprehensive suite of wealth ... Collaborate with clients' attorneys, CPAs, and insurance specialists to ensure cohesive, integrated ...

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Ria Attorney information

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$46K

$108.2K

$172.5K

How much do ria attorney jobs pay per year?

As of Jul 3, 2026, the average yearly pay for ria attorney in the United States is $108,160.00, according to ZipRecruiter salary data. Most workers in this role earn between $80,000.00 and $130,000.00 per year, depending on experience, location, and employer.

What are RIA attorneys?

RIA attorneys are legal professionals who specialize in working with Registered Investment Advisers (RIAs). They help RIAs navigate complex regulatory requirements, draft and review compliance documents, and ensure adherence to both federal and state securities laws. RIA attorneys provide guidance on registration, ongoing compliance, and handling regulatory examinations, making them essential for investment advisory firms to operate legally and efficiently.

What are the key skills and qualifications needed to thrive as a RIA Attorney, and why are they important?

To thrive as a RIA (Registered Investment Adviser) Attorney, you need deep knowledge of securities law, regulatory compliance, and experience with investment adviser regulations, typically supported by a JD and bar admission. Familiarity with SEC and state regulatory filing systems, Form ADV preparation, and compliance management software is essential. Exceptional attention to detail, analytical thinking, and strong communication skills help you interpret regulations and advise clients effectively. These skills ensure RIA Attorneys can protect clients from regulatory risks, support business operations, and maintain ethical standards in a highly regulated industry.

What is the difference between Ria Attorney vs Notary Public?

AspectRia AttorneyNotary Public
CredentialsLaw degree, bar admission, legal licenseNone required, state appointment
Work EnvironmentLaw firms, courts, legal officesPublic offices, mobile, or remote settings
Industry UsageLegal services, litigation, legal adviceAuthenticating documents, witnessing signatures
Common Search/ComparisonLegal expertise, legal representationDocument authentication, witnessing

While both Ria Attorneys and Notary Publics handle document-related tasks, Ria Attorneys are licensed legal professionals providing legal advice and representation, whereas Notary Publics primarily authenticate documents and witness signatures without providing legal counsel.

What are some common challenges Ria Attorneys face when handling international money transfer compliance cases?

Ria Attorneys often encounter challenges related to rapidly changing international regulations and ensuring strict compliance with anti-money laundering (AML) laws. They must stay updated on both local and global legal requirements, which can vary significantly between jurisdictions. Additionally, collaborating with cross-functional teams such as compliance, operations, and risk management is essential to identify and mitigate potential legal risks. Effective communication and adaptability are key to navigating these complexities while supporting the company's global operations.
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Corporate Paralegal

$78K - $104K/yr

Full-time

Medical, Dental, Vision, Retirement, PTO

Posted 16 days ago


Job description

WELLTOWER – REIMAGINE REAL ESTATE WITH US

Welltower, now the world’s largest real estate company by market capitalization, is continuing to grow at an exciting pace!

At Welltower, we’re transforming how the world thinks about senior living and wellness-focused real estate. As a global leader in residential wellness and healthcare infrastructure, we create vibrant, purpose-driven communities where housing, healthcare, and hospitality converge. Our culture is fast-paced, collaborative, and endlessly ambitious—guided by our mantra: The only easy day was yesterday.

We’re looking for bold, independent thinkers who thrive on challenge, embrace complexity, and are driven to deliver long-term value. Every team member is empowered to think like an owner, innovate fearlessly, and lead from where they stand. If you're passionate about outcomes and inspired by the opportunity to shape the future of healthcare infrastructure, we want you on our best-in-class team.

SUMMARY

The Corporate Paralegal supports the Legal Department, focusing on fund compliance for the Company’s registered investment advisor (“RIA”), holistic fund platform support, corporate governance matters, and legal operations. This role will provide support through administration of compliance processes, governance support, document management, and special projects.

KEY RESPONSIBILITIES

  • Assist with administration of the Company's RIA’s fund compliance platform, including quarterly and annual reporting processes (with respect to both the RIA’s internal compliance procedures and any required SEC filings)
  • Coordinate quarterly valuation and expense allocation meetings, including scheduling, preparation of materials, and meeting minutes
  • Assist with the monitoring of investment guidelines and restrictions, LP side letter reporting requirements, and other contractual reporting obligations
  • Maintain compliance records and document repositories
  • Prepare organizational documents, resolutions, consents, and other governance materials
  • Coordinate lender, vendor, investor, and financial institution Know Your Customer (KYC) requests and due diligence matters
  • Support attorneys with special projects and compliance initiatives related to the fund platform
  • Support the Corporate Secretary function through maintenance of governance records, minute books, and corporate documentation
  • Coordinate and fulfill Corporate Secretary certificate requests, quarterly legal due diligence inquiries, good standing certificate requests, and officer and director information requests
  • Assist with organization of Board and Committee materials, minutes, calendars, and related records
  • Coordinate execution of documents, signature collection, and corporate filings
  • Maintain legal department files and records, including Corporate Secretary documentation
  • Assist with processing wire transfer documentation, forms, and other legal administrative matters
  • Work with other members of the Legal Department on special projects and initiatives

OTHER DUTIES

Please note this job description is not designed to cover or contain a comprehensive listing of activities, duties, or responsibilities that are required of this employee for this job.  Duties, responsibilities, and activities may change at any time with or without notice.

TRAVEL

No travel is expected for this position.

MINIMUM REQUIREMENTS

Experience: 3-5 years of experience as a paralegal, legal assistant, compliance professional, or related legal operations role. Experience with corporate governance, entity management, private funds (including SEC rules and regulations applicable to RIAs), financial services, or compliance matters preferred.

Education: Associate’s or Bachelor’s degree in Legal Studies, Business, or related field; Paralegal Certification preferred.

 Employment is contingent upon the successful completion of a background check, drug screening, and verification of employment, education, and other credentials relevant to the position.  

COMPENSATION 

Salaries may vary by location. The range for this role in New York is $82,000 - $104,000 plus bonus. Final compensation determinations are made based on a variety of factors, including, but not limited to, the candidate’s individual experience, education, and skill level; business strategic priorities; primary office location; scope and anticipated strategic impact of the role.

WHAT WE OFFER

  • Competitive Base Salary + Annual Bonus
  • Generous Paid Time Off and Holidays
  • Employee Stock Purchase Program – purchase shares at a 15% discount
  • Employer-matching 401(k) Program + Profit Sharing Program
  • Student Debt Program – we’ll contribute up to $10,000 towards your student loans!
  • Tuition Assistance Program
  • Comprehensive and progressive Medical/Dental/Vision options
  • Professional Growth
  • And much more! https://welltower.com/newsroom/careers/

ABOUT WELLTOWER

Welltower® Inc. (NYSE: WELL) an S&P 500 company, is the world's preeminent residential wellness and healthcare infrastructure company. Our portfolio of 1,500+ Seniors and Wellness Housing communities is positioned at the intersection of housing, healthcare, and hospitality, creating vibrant communities for mature renters and older adults in the United States, United Kingdom, and Canada. We also seek to support physicians in our Outpatient Medical buildings with the critical infrastructure needed to deliver quality care.

Our real estate portfolio is unmatched, located in highly attractive micro-markets with stunning built environments. Yet, we are an unusual real estate organization as we view ourselves as a product company in a real estate wrapper driven by relationships and unconventional culture.

Through our disciplined approach to capital allocation powered by our data science platform and superior operating results driven by the Welltower Business System, we aspire to deliver long-term compounding of per share growth and returns for our existing investors – our North Star.

Welltower is committed to leveraging the talent of a diverse workforce to create great opportunities for our business and our people. EOE/AA. Minority/Female/Sexual Orientation/Gender Identity/Disability/Vet