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Director Ria Financial Services Jobs in Minnesota

Professions Inc

Financial Advisor - RIA

Minneapolis, MN · On-site

Financial Advisor Confidential RIA | Minneapolis, MN A growing independent wealth management firm ... This role is ideal for an advisor who enjoys comprehensive planning, client service, investment ...

Osaic

Compliance Analyst - IA Oversight

Oakdale, MN · Hybrid

$65K - $69K/yr

... Opportunity in Financial Services Compliance Analyst - IA Oversight Location(s): Atlanta: 2300 ... Review, draft and assist the RIA Compliance SVP with the implementation of compliance procedures

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Director Ria Financial Services information

What is the difference between Director Ria Financial Services vs Compliance Manager Ria Financial Services?

AspectDirector Ria Financial ServicesCompliance Manager Ria Financial Services
CredentialsRelevant financial certifications, leadership experienceCompliance certifications, regulatory knowledge
Work EnvironmentStrategic leadership, executive meetingsRegulatory adherence, risk assessment
Employer & Industry UsageFinancial services, money transfer industryFinancial services, compliance departments

The Director Ria Financial Services oversees strategic operations and business growth, while the Compliance Manager focuses on regulatory adherence and risk management. Both roles require financial industry knowledge, but the Director has broader leadership responsibilities, whereas the Compliance Manager specializes in compliance and risk mitigation within Ria Financial Services.

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Director Ria Financial Services jobs near you
Infographic showing various Director Ria Financial Services job openings in Minnesota as of June 2026, with employment types broken down into 4% As Needed, 84% Full Time, 4% Temporary, 4% Contract, and 4% Nights. Highlights an 95% Physical, 1% Hybrid, and 4% Remote job distribution.

Financial Advisor - RIA

Professions Inc

Minneapolis, MN • On-site

Full-time

Medical, Retirement, PTO

Posted 21 days ago

Job description

Financial Advisor

Confidential RIA | Minneapolis, MN

A growing independent wealth management firm is seeking an experienced Financial Advisor to join its Minneapolis office. This role is ideal for an advisor who enjoys comprehensive planning, client service, investment analysis, and working in a collaborative team environment.

Responsibilities

  • Serve as a key point of contact for client communications and partner with Lead Advisors to deliver timely, thoughtful responses.
  • Support client relationships through financial planning, investment analysis, portfolio reviews, and ongoing service.
  • Prepare client meeting materials, including cash flow analysis, asset allocation reviews, retirement planning, and other planning deliverables.
  • Evaluate planning opportunities across investments, tax planning, estate planning, risk management, stock options, restricted stock, and wealth transfer.
  • Review and help execute trades, rebalances, wire requests, journals, and other time sensitive client requests.
  • Attend and contribute to client meetings, present planning topics, and ensure follow up items are completed.
  • Partner with internal specialists and junior team members to deliver coordinated, high quality client advice.
  • Maintain accurate client records, meeting notes, planning updates, and action items within firm systems.

Qualifications

  • 4+ years of experience in financial planning, wealth management, investment advisory, or a related field preferred.
  • Undergraduate degree required.
  • CFP, CPA, CFA, or JD strongly preferred or required.
  • Experience supporting affluent or high net worth client relationships preferred.
  • Strong Excel, communication, organization, and analytical skills.
  • Ability to manage multiple client relationships and competing priorities in a team based environment.

Ideal Candidate

The ideal candidate is planning oriented, detail focused, client centric, and comfortable working with sophisticated client relationships. This person should be proactive, collaborative, professional, and interested in growing within a high quality RIA platform.

Compensation and Benefits

The firm offers competitive base compensation, potential bonus or profit sharing, ownership or equity related opportunities, 401(k) match, health benefits, paid time off, professional development support, and long term career growth.