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Compliance Officer Jobs (NOW HIRING)

Advance Trading, Inc

Compliance Officer

Bloomington, IL · On-site

The Compliance Officer will be responsible for monitoring the organization's activities and processes to ensure adherence with all applicable NFA and CFTC rules and regulations. Essential Duties and ...

mgx

Compliance Officer

Cottage Grove, MN · On-site

Merchants Bank has an opening for a Compliance Officer. This on-site position can work from any of our Merchants Bank branch locations in Minnesota or Wisconsin. This position will provide leadership ...

Lummi Nation

Compliance Officer

Bellingham, WA · On-site

The Purpose of the Compliance Officer is to Preserve Promote and Protect the Lummi Sche'lan'gen by implementing and maintaining compliance standards in the clinical Substance Use Disorder (SUD ...

TNBANK

Compliance Officer

Oak Ridge, TN

We are seeking an experienced Compliance Officer to become part of our TNBANK team! You will be responsible for managing all aspects of regulatory compliance and internal audit activities, ensuring ...

Merchants Bank

Compliance Officer

Caledonia, MN · On-site

$80K - $100K/yr

Merchants Bank has an opening for a Compliance Officer. This on-site position can work from any of our Merchants Bank branch locations in Minnesota or Wisconsin. This position will provide leadership ...

TCH Corporate

Compliance Officer

Austin, TX · On-site

Description About the Role We are seeking a detail-oriented and experienced Compliance Officer to support regulatory compliance across both our brick-and-mortar operations (TCH) and our digital ...

Autonomi Robotics

Compliance Officer

Orlando, FL · On-site +1

As our compliance officer, you'll own the regulatory, safety, and security compliance framework that lets STAT, TOTE, LIFT, and LIFT+ operate legally, safely, and with the full confidence of our ...

Harford Community College

Compliance Officer

Bel Air, MD · On-site

$67K - $87K/yr

Position Information Position Title Compliance Officer Posting Category Full-Time Staff/Management Starting salary range $67,055-$87,171 Faculty Position (if applicable) About Harford Community ...

Harford Community College

Compliance Officer

Bel Air, MD · On-site

$67K - $87K/yr

Position Details Position Information Position Title Compliance Officer Posting Category Full-Time Staff/Management Starting salary range $67,055-$87,171 Faculty Position (if applicable) About ...

Ubertal Inc

Compliance Officer

Doral, FL · On-site

Compliance Officer Location: Doral, FL / Tallahassee, FL / Orlando, FL Engagement Type: Contract Work Mode: Onsite Duration: Approximately 3 months Interview Type: Either Webcam Interview or In ...

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Compliance Officer information

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$31.5K

$98.9K

$207.5K

How much do compliance officer jobs pay per year?

As of Aug 17, 2026, the average yearly pay for compliance officer in the United States is $98,949.00, according to ZipRecruiter salary data. Most workers in this role earn between $61,500.00 and $115,000.00 per year, depending on experience, location, and employer.

What is a compliance officer?

Compliance Officers are professionals responsible for ensuring that organizations adhere to internal policies, regulatory requirements, and legal standards. They help develop, implement, and monitor compliance programs, conduct risk assessments, and provide staff training on regulatory matters. Their role is crucial in preventing legal issues, maintaining ethical standards, and protecting the organization’s reputation. Compliance Officers work across various industries, including finance, healthcare, and government, adapting to the specific regulations that apply to their sector.

What are the key skills and qualifications needed to thrive as a compliance officer, and why are they important?

To thrive as a Compliance Officer, you need a solid understanding of legal regulations, risk management principles, and industry standards, often supported by a degree in law, finance, or business. Familiarity with compliance management systems, auditing tools, and certifications such as Certified Compliance & Ethics Professional (CCEP) or Certified Regulatory Compliance Manager (CRCM) is typically required. Exceptional attention to detail, integrity, and strong communication skills help ensure clear guidance and ethical practices within organizations. These competencies are essential to effectively mitigate risks, maintain regulatory adherence, and protect the organization’s reputation.

What are some common challenges compliance officers face when working with different departments within an organization?

Compliance Officers often encounter challenges in ensuring that various departments fully understand and adhere to complex regulatory requirements. Differences in departmental priorities can lead to resistance or misunderstandings about compliance processes. Effective communication and relationship-building skills are crucial, as Compliance Officers must frequently provide training, clarify policies, and collaborate with teams to implement practical solutions while maintaining regulatory standards. Being proactive and approachable helps foster a culture of compliance across the organization.

What is the difference between Compliance Officer vs Compliance Analyst?

AspectCompliance OfficerCompliance Analyst
Required CredentialsCertifications like CCEP, CRC, or CAMS often preferredSimilar certifications, often entry-level or specialized
Work EnvironmentOversees compliance programs, interacts with managementConducts audits, reviews policies, supports compliance efforts
Employer & Industry UsageUsed across finance, healthcare, corporate sectorsCommon in finance, banking, and regulatory industries

Compliance Officers focus on managing and overseeing compliance programs, ensuring organizational adherence to laws and regulations. Compliance Analysts support these efforts through audits, reviews, and data analysis. Both roles require similar certifications and are integral in regulated industries, but Compliance Officers typically hold a broader, managerial responsibility, while Compliance Analysts focus on detailed compliance tasks.

What are the duties of a compliance officer?

A compliance officer is responsible for ensuring that an organization adheres to legal standards, regulations, and internal policies. They conduct audits, develop compliance programs, monitor ongoing activities, and provide training to staff to prevent violations. Strong knowledge of relevant laws and attention to detail are essential for this role.

What do you do as a compliance officer?

A compliance officer is responsible for ensuring that an organization adheres to legal regulations, industry standards, and internal policies. They conduct audits, develop compliance programs, and monitor ongoing activities to prevent violations, often using tools like compliance management software and requiring certifications such as CCEP or CRCM.

What qualifications do I need to become a compliance officer?

To become a compliance officer, candidates typically need a bachelor's degree in fields such as finance, law, or business. Relevant certifications like Certified Compliance & Ethics Professional (CCEP) or Certified Regulatory Compliance Manager (CRCM) can enhance job prospects, and strong analytical, communication, and knowledge of industry regulations are essential skills.
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Compliance Officer jobs near you
Infographic showing various Compliance Officer job openings in the United States as of August 2026, with employment types broken down into 1% As Needed, 84% Full Time, 11% Part Time, and 4% Contract. Highlights an 92% Physical, 3% Hybrid, and 5% Remote job distribution, with an average salary of $98,949 per year, or $47.6 per hour.

Compliance Officer

Advance Trading, Inc

Bloomington, IL • On-site

Full-time

Re-posted 23 days ago

Job description

Company Description

Advance Trading, Inc. (ATI) is a forward thinking, non-proprietary commodity brokerage firm providing risk management and market guidance to grain producers, commercial elevators, and end users including energy producers and livestock feeders.  ATI's client base spans the entire globe, with businesses throughout North America, South America, Europe, Africa, Asia, and the Middle East.  Our highly skilled team delivers individualized strategies, sound advice, and solid recommendations based on extensive research and market analysis, giving our clients a competitive edge in today's complete marketplace.

Job Description

The Compliance Officer will be responsible for monitoring the organization's activities and processes to ensure adherence with all applicable NFA and CFTC rules and regulations. 


Essential Duties and Responsibilities

  • Daily collaboration with management and staff to clarify regulation issues and distribute information to all company employees
  • Serves as the liaison between the company and CFTC, NFA and relevant exchanges
  • Manage Anti-Money Laundering training and related processes
  • Associated Persons Registrations Process 
  • Approve all new accounts prior to trading
  • Partner with IT Department on Cybersecurity program
  • Manage, update and test Disaster Recovery Program
  • Review, edit and approve promotional communications for publication 
  • Regularly audit correspondence via e-mail, instant messaging, web sites and social networking
  • Conduct on site compliance audits at Corporate office and all Branch locations
  • Prepare and file required regulatory reports
  • Attend industry compliance-related events and conventions
  • Handle all internal compliance inquiries
  • Stay up to date of changes and updates in regulatory/industry trends

Knowledge, Skills, and Abilities

  • Ability to interact with various business channels and levels of management
  • Ability to effectively transfer information through strong written and verbal communication channels
  • Logic and reasoning skills
  • Ability to maintain a high level of confidentiality
  • Ability to work under pressure
  • Ability to multitask, prioritize various duties and pay close attention to details
  • Strong reading comprehension skills to thoroughly understand technical and legal documents, Knowledge of legal requirements and procedures
  • Ability to interpret laws and regulations
Qualifications
  • Bachelor's Degree in Finance, Accounting, Statistics, Economics, Management or related field
  • 3-5 years of Compliance Officer experience
  • Experience as an Introducing Broker of Futures Commission Merchant
  • Series 3 license OR ability to pass the Series 3 licensing exam within 90 days of hire
  • Strong computer skills with experience in Microsoft Office with focus on Microsoft Excel
  • Ability to travel 25-50%
  • Permanent authorization to work in the U.S. for any employer
Additional Information

All your information will be kept confidential according to EEO guidelines.

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