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Compliance Officer Jobs (NOW HIRING)

nLeague

Compliance Officer

Lauderdale By The Sea, FL · On-site

Lauderdale-CTMH-Compliance Officer Client: FL-DBPR(Florida Department of Business & Professional Regulation) Location: 1525 W. Cypress, Ft. Lauderdale, Fl 33309 or 1400 West Commercial Blvd, Suite ...

Hilltop Holdings

Compliance Officer

Dallas, TX · On-site +1

The Compliance Officer responsibilities may include providing compliance surveillance, monitoring, conduct on-site compliance audits of branch locations and home office business units. In addition ...

Avow Care Services

COMPLIANCE OFFICER

Naples, FL · On-site

$115K - $130K/yr

The Compliance Officer is responsible for the overall direction and oversight of the organizations compliance & ethics plans/programs, and oversees the Avow compliance professionals for all Avow ...

Avow Hospice

COMPLIANCE OFFICER

Naples, FL · On-site +1

The Compliance Officer is responsible for the overall direction and oversight of the organizations compliance & ethics plans/programs, and oversees the Avow compliance professionals for all Avow ...

Midwest Bank

Compliance Officer

Norfolk, NE · On-site

Join Our Team as a Compliance Officer Are you detail-oriented, analytical, and passionate about maintaining integrity in the banking industry? Join our team as a Compliance Officer and play a ...

nLeague Services Inc

Compliance Officer

Tallahassee, FL · On-site

Compliance Officer Duration: 4+ Months Locations: * 400 W. Robinson Street, Ste. N908 Orlando, FL 32801 * 1313 N Tampa Street., Suite 712 Tampa, FL 33602 * 8550 NW 33rd Street, Suite 401, Doral, FL ...

Hilltop Holdings

Compliance Officer

Dallas, TX · On-site

The Compliance Officer responsibilities may include providing compliance surveillance, monitoring, conduct on-site compliance audits of branch locations and home office business units. In addition ...

Flow Traders

Compliance Officer

New York, NY · On-site

$95K - $130K/yr

Flow Traders is looking for a Compliance Officer to join our Compliance team in New York. The ideal candidate is self-motivated with a strong analytical and problem-solving mentality. This is a ...

Conflux Systems

Compliance Officer

Tallahassee, FL · On-site

$38.14/hr

Compliance Officer Duration: 2 Months Location: Tallahassee, FL 32399 Pay Rate: $38.14/hour W2 Interview: Web Cam Interview or Inperson Client: FL-DBPR-TLH-CTMH Skills Ability to read and interrupt ...

Advance Trading, Inc

Compliance Officer

Bloomington, IL · On-site

The Compliance Officer will be responsible for monitoring the organization's activities and processes to ensure adherence with all applicable NFA and CFTC rules and regulations. Essential Duties and ...

Flow Traders

Compliance Officer

New York, NY · On-site

$95K - $130K/yr

Flow Traders is looking for a Compliance Officer to join our Compliance team in New York. The ideal candidate is self-motivated with a strong analytical and problem-solving mentality. This is a ...

Carla Schmitz

Compliance officer

Liberty, MO · On-site

$56K - $64K/yr

Join our team at Carla Schmitz as a Compliance Officer! We are looking for a detail-oriented individual to ensure adherence to regulatory standards and company policies. Job Requirements: - Bachelor ...

TNBANK

Compliance Officer

Oak Ridge, TN · On-site

We are seeking an experienced Compliance Officer to become part of our TNBANK team! You will be responsible for managing all aspects of regulatory compliance and internal audit activities, ensuring ...

Hilltop Holdings

Compliance Officer

Dallas, TX · On-site

HilltopSecurities is looking to hire a Compliance Officer who will support both broker-dealer and registered investment adviser compliance functions. The Compliance Department is responsible for ...

Hilltop Holdings

Compliance Officer

Dallas, TX · On-site

HilltopSecurities is looking to hire a Compliance Officer who will support both broker-dealer and registered investment adviser compliance functions. The Compliance Department is responsible for ...

Conflux Systems

Compliance Officer

Fort Lauderdale, FL · On-site

$38.14/hr

Compliance Officer Duration: 1 Month (Might Extend) Location: Ft. Lauderdale, Fl 33309 Pay Rate: $38.14/Hr. on W2 Interview: In Person Only Onsite Client: FL-DBPR 9State of Florida) Skills Ability to ...

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Compliance Officer information

See salary details

$31.5K

$98.9K

$207.5K

How much do compliance officer jobs pay per year?

As of Aug 17, 2026, the average yearly pay for compliance officer in the United States is $98,949.00, according to ZipRecruiter salary data. Most workers in this role earn between $61,500.00 and $115,000.00 per year, depending on experience, location, and employer.

What is a compliance officer?

Compliance Officers are professionals responsible for ensuring that organizations adhere to internal policies, regulatory requirements, and legal standards. They help develop, implement, and monitor compliance programs, conduct risk assessments, and provide staff training on regulatory matters. Their role is crucial in preventing legal issues, maintaining ethical standards, and protecting the organization’s reputation. Compliance Officers work across various industries, including finance, healthcare, and government, adapting to the specific regulations that apply to their sector.

What are the key skills and qualifications needed to thrive as a compliance officer, and why are they important?

To thrive as a Compliance Officer, you need a solid understanding of legal regulations, risk management principles, and industry standards, often supported by a degree in law, finance, or business. Familiarity with compliance management systems, auditing tools, and certifications such as Certified Compliance & Ethics Professional (CCEP) or Certified Regulatory Compliance Manager (CRCM) is typically required. Exceptional attention to detail, integrity, and strong communication skills help ensure clear guidance and ethical practices within organizations. These competencies are essential to effectively mitigate risks, maintain regulatory adherence, and protect the organization’s reputation.

What are some common challenges compliance officers face when working with different departments within an organization?

Compliance Officers often encounter challenges in ensuring that various departments fully understand and adhere to complex regulatory requirements. Differences in departmental priorities can lead to resistance or misunderstandings about compliance processes. Effective communication and relationship-building skills are crucial, as Compliance Officers must frequently provide training, clarify policies, and collaborate with teams to implement practical solutions while maintaining regulatory standards. Being proactive and approachable helps foster a culture of compliance across the organization.

What is the difference between Compliance Officer vs Compliance Analyst?

AspectCompliance OfficerCompliance Analyst
Required CredentialsCertifications like CCEP, CRC, or CAMS often preferredSimilar certifications, often entry-level or specialized
Work EnvironmentOversees compliance programs, interacts with managementConducts audits, reviews policies, supports compliance efforts
Employer & Industry UsageUsed across finance, healthcare, corporate sectorsCommon in finance, banking, and regulatory industries

Compliance Officers focus on managing and overseeing compliance programs, ensuring organizational adherence to laws and regulations. Compliance Analysts support these efforts through audits, reviews, and data analysis. Both roles require similar certifications and are integral in regulated industries, but Compliance Officers typically hold a broader, managerial responsibility, while Compliance Analysts focus on detailed compliance tasks.

What are the duties of a compliance officer?

A compliance officer is responsible for ensuring that an organization adheres to legal standards, regulations, and internal policies. They conduct audits, develop compliance programs, monitor ongoing activities, and provide training to staff to prevent violations. Strong knowledge of relevant laws and attention to detail are essential for this role.

What do you do as a compliance officer?

A compliance officer is responsible for ensuring that an organization adheres to legal regulations, industry standards, and internal policies. They conduct audits, develop compliance programs, and monitor ongoing activities to prevent violations, often using tools like compliance management software and requiring certifications such as CCEP or CRCM.

What qualifications do I need to become a compliance officer?

To become a compliance officer, candidates typically need a bachelor's degree in fields such as finance, law, or business. Relevant certifications like Certified Compliance & Ethics Professional (CCEP) or Certified Regulatory Compliance Manager (CRCM) can enhance job prospects, and strong analytical, communication, and knowledge of industry regulations are essential skills.
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Compliance Officer jobs near you
Infographic showing various Compliance Officer job openings in the United States as of August 2026, with employment types broken down into 1% As Needed, 84% Full Time, 11% Part Time, and 4% Contract. Highlights an 92% Physical, 3% Hybrid, and 5% Remote job distribution, with an average salary of $98,949 per year, or $47.6 per hour.

Compliance Officer

nLeague

Lauderdale By The Sea, FL • On-site

Contractor

Re-posted 8 days ago

Job description

Job ID:  801829

Position:  Ft. Lauderdale-CTMH-Compliance Officer

Client: FL-DBPR(Florida Department of Business & Professional Regulation)

Location: 1525 W. Cypress, Ft. Lauderdale, Fl 33309

or

1400 West Commercial Blvd, Suite 185 Ft. Lauderdale, Fl 33309

Duration: 12+ Months (On-Site)

  • FL-DBPR-Ft. Lauderdale-Condominiums, Timeshares and Mobile Homes - Compliance Officer
  • WORK ENVIRONMENT:  Professional office, business casual, cubicle

CANDIDATE RESPONSIBILITIES:

  • Contact constituents/complainants to discuss the details of the complaints that are filed.
  • Read state statute and compare with complaints to analyze the issue.
  • Communicating with the public, so good customer service skills are a MUST.
  • Advise complainant of the Division’s jurisdiction and that the case is being closed and for what reason.
  • Provide any resources or referrals, as appropriate.
  • Send a written correspondence to the complainant once approved by the supervisor.
  • Close the case out by adding the appropriate codes/activities/statues in Versa.
  • Document the actions in the OnBase system.

CANDIDATE REQUIRED SKILLS:

  • Communicate verbally and in writing appropriately
  • Read and interpret Florida statutes 
  • Previous experience working with the public in a professional work environment
  • Exceptional organizational skills
  • Commit to the project timeline