The Compliance Analyst will be a member of Wellington's Legal & Compliance group. Responsibilities The Compliance Analyst's principal responsibilities will include: Providing compliance support to ...
The Compliance Analyst will be a member of Wellington's Legal & Compliance group. Responsibilities The Compliance Analyst's principal responsibilities will include: Providing compliance support to ...
Compliance Analyst
Saint Louis, MO · On-site
$62K - $72K/yr
The Compliance Analyst will, in coordination with the rest of the Compliance Department, have responsibility for much of the day-to-day administration of the firm's Compliance Program. The Compliance ...
Compliance Analyst
Saint Louis, MO · On-site
$62K - $72K/yr
The Compliance Analyst will, in coordination with the rest of the Compliance Department, have responsibility for much of the day-to-day administration of the firm's Compliance Program. The Compliance ...
Compliance Analyst
Miami, FL · On-site
Compliance Analyst The Compliance Department at Millennium serves to adopt, implement, and enforce a Compliance program, including policies and procedures, processes, systems, controls, surveillance ...
Compliance Analyst
Miami, FL · On-site
Compliance Analyst The Compliance Department at Millennium serves to adopt, implement, and enforce a Compliance program, including policies and procedures, processes, systems, controls, surveillance ...
Compliance Analyst
Conover, NC · On-site
Compliance Analyst Hanes Companies is seeking a detail-oriented and analytical Compliance Analyst to support internal audit processes, strengthen internal controls, and ensure financial compliance ...
Compliance Analyst
Conover, NC · On-site
Compliance Analyst Hanes Companies is seeking a detail-oriented and analytical Compliance Analyst to support internal audit processes, strengthen internal controls, and ensure financial compliance ...
Compliance Analyst
Fort Washington, PA · On-site
Regulatory Compliance Analyst Department: Compliance Location: 335 Commerce Dr, Fort Washington, PA 19034 Employment Type: Full-Time Join Our Team and Make a Difference Looking for a workplace that ...
Compliance Analyst
Fort Washington, PA · On-site
Regulatory Compliance Analyst Department: Compliance Location: 335 Commerce Dr, Fort Washington, PA 19034 Employment Type: Full-Time Join Our Team and Make a Difference Looking for a workplace that ...
The Compliance Analyst is primarily responsible for monitoring monthly compliance audits in the B2Gnow System. This includes following up with the prime and subcontractors regarding incomplete ...
The Compliance Analyst is primarily responsible for monitoring monthly compliance audits in the B2Gnow System. This includes following up with the prime and subcontractors regarding incomplete ...
Compliance Analyst
Indianapolis, IN · On-site
Compliance Analyst - September 14th Start Date Eight Eleven Group is a family of specialized workforce solutions and consulting firms, including Brooksource, Medasource, and Calculated Hire. Together ...
Compliance Analyst
Indianapolis, IN · On-site
Compliance Analyst - September 14th Start Date Eight Eleven Group is a family of specialized workforce solutions and consulting firms, including Brooksource, Medasource, and Calculated Hire. Together ...
Compliance Analyst
Winston Salem, NC · On-site
Compliance Analyst Hanes Companies is seeking a detail-oriented and analytical Compliance Analyst to support internal audit processes, strengthen internal controls, and ensure financial compliance ...
Compliance Analyst
Winston Salem, NC · On-site
Compliance Analyst Hanes Companies is seeking a detail-oriented and analytical Compliance Analyst to support internal audit processes, strengthen internal controls, and ensure financial compliance ...
Compliance Analyst
San Antonio, TX · On-site
Under the direction of the Compliance Analyst Manager, the Compliance Analyst is responsible for all communication on site audits, both file and physical, with the State agencies and Syndicators.
Compliance Analyst
San Antonio, TX · On-site
Under the direction of the Compliance Analyst Manager, the Compliance Analyst is responsible for all communication on site audits, both file and physical, with the State agencies and Syndicators.
Compliance Analyst
San Antonio, TX · On-site
Under the direction of the Compliance Analyst Manager, the Compliance Analyst is responsible for all communication on site audits, both file and physical, with the State agencies and Syndicators.
Compliance Analyst
San Antonio, TX · On-site
Under the direction of the Compliance Analyst Manager, the Compliance Analyst is responsible for all communication on site audits, both file and physical, with the State agencies and Syndicators.
COMPLIANCE ANALYST
Detroit, MI · On-site
$75K - $82K/yr
COMPLIANCE ANALYST Location & Travel : This position is based in Chicago, IL, Detroit, MI, or Kalamazoo, MI; Requires travel for in-person training, site audits, or tactical support at the property ...
COMPLIANCE ANALYST
Detroit, MI · On-site
$75K - $82K/yr
COMPLIANCE ANALYST Location & Travel : This position is based in Chicago, IL, Detroit, MI, or Kalamazoo, MI; Requires travel for in-person training, site audits, or tactical support at the property ...
Compliance Analyst
Sandy Springs, GA · On-site
Compliance Analyst Momnt is an expanding financial technology company specializing in embedded lending and point-of-need consumer financing based in Sandy Springs, GA. We are transforming how ...
Quick apply
Compliance Analyst
Sandy Springs, GA · On-site
Compliance Analyst Momnt is an expanding financial technology company specializing in embedded lending and point-of-need consumer financing based in Sandy Springs, GA. We are transforming how ...
COMPLIANCE ANALYST
Chicago, IL · On-site
$75K - $82K/yr
COMPLIANCE ANALYST Location & Travel : This position is based in Chicago, IL, Detroit, MI, or Kalamazoo, MI; Requires travel for in-person training, site audits, or tactical support at the property ...
COMPLIANCE ANALYST
Chicago, IL · On-site
$75K - $82K/yr
COMPLIANCE ANALYST Location & Travel : This position is based in Chicago, IL, Detroit, MI, or Kalamazoo, MI; Requires travel for in-person training, site audits, or tactical support at the property ...
Compliance Analyst
Pleasanton, CA · Remote
$50 - $60/hr
Compliance Analyst Location: Remote 100% Duration: 6+ Months of contract Summary: Ensures that the organization adheres to internal policies, regulatory requirements, and industry standards by ...
Quick apply
Compliance Analyst
Pleasanton, CA · Remote
$50 - $60/hr
Compliance Analyst Location: Remote 100% Duration: 6+ Months of contract Summary: Ensures that the organization adheres to internal policies, regulatory requirements, and industry standards by ...
Compliance Analyst
Allen, TX · On-site
$85K - $95K/yr
Compliance Analyst Department: Quality Reports To: Director of Quality Position Summary The Compliance Analyst plays a key role in supporting the company's compliance efforts by helping ensure ...
Compliance Analyst
Allen, TX · On-site
$85K - $95K/yr
Compliance Analyst Department: Quality Reports To: Director of Quality Position Summary The Compliance Analyst plays a key role in supporting the company's compliance efforts by helping ensure ...
Compliance Analyst
Washington, DC · On-site
The Compliance Analyst will evaluate documentation, identify deficiencies, ensure adherence to regulatory standards, and support the program's oversight, reporting, and quality-assurance activities.
Compliance Analyst
Washington, DC · On-site
The Compliance Analyst will evaluate documentation, identify deficiencies, ensure adherence to regulatory standards, and support the program's oversight, reporting, and quality-assurance activities.
The Compliance Analyst will be a member of Wellington's Legal & Compliance group. Responsibilities The Compliance Analyst's principal responsibilities will include: Providing compliance support to ...
The Compliance Analyst will be a member of Wellington's Legal & Compliance group. Responsibilities The Compliance Analyst's principal responsibilities will include: Providing compliance support to ...
Compliance Analyst
$80K - $90K/yr
The Compliance Analyst is responsible for reviewing and analyzing SRS Acquiom's contractual obligations under the definitive agreements, as they apply to the distribution of transaction consideration ...
Compliance Analyst
$80K - $90K/yr
The Compliance Analyst is responsible for reviewing and analyzing SRS Acquiom's contractual obligations under the definitive agreements, as they apply to the distribution of transaction consideration ...
Compliance Analyst
Mount Arlington, NJ · On-site
POSITION SUMMARY As a Compliance Analyst and a member of the MedPro Compliance Advisory Services Team ("MCA") you will leverage your compliance and regulatory expertise to provide education and ...
Compliance Analyst
Mount Arlington, NJ · On-site
POSITION SUMMARY As a Compliance Analyst and a member of the MedPro Compliance Advisory Services Team ("MCA") you will leverage your compliance and regulatory expertise to provide education and ...
Compliance Analyst
Lehi, UT · On-site
Compliance Analyst is a critical member of our compliance team and is responsible for: * Reconciliation of premium and taxes between management system and reporting system to ensure accuracy.
Compliance Analyst
Lehi, UT · On-site
Compliance Analyst is a critical member of our compliance team and is responsible for: * Reconciliation of premium and taxes between management system and reporting system to ensure accuracy.
Compliance Analyst information
See salary details
$15.87 - $19.56
3% of jobs
$19.56 - $23.25
7% of jobs
$23.25 - $26.94
13% of jobs
$27.38 is the 25th percentile. Wages below this are outliers.
$26.94 - $30.64
16% of jobs
The median wage is $32.92 / hr.
$30.64 - $34.33
18% of jobs
$34.33 - $38.02
18% of jobs
$38.12 is the 75th percentile. Wages above this are outliers.
$38.02 - $41.72
11% of jobs
$41.72 - $45.41
5% of jobs
$45.41 - $49.10
4% of jobs
$49.10 - $52.80
3% of jobs
$52.80 - $56.49
2% of jobs
$15
$35
$56
How much do compliance analyst jobs pay per hour?
As of Sep 2, 2026, the average hourly pay for compliance analyst in the United States is $35.03, according to ZipRecruiter salary data. Most workers in this role earn between $27.64 and $39.42 per hour, depending on experience, location, and employer.
What is a compliance analyst?
A compliance analyst helps ensure that an organization’s products or processes meet compliance specifications. Analysts may work under a compliance officer or chief compliance officer. Their responsibilities range from tasks such as evaluating work safety policies to reviewing data security and conducting compliance training. Job duties depend on the sector and employer. For example, in the financial sector, analysts might look at accounting practices and audit expenses and income figures. In health care, they may examine HIPAA compliance. Computer skills and knowledge of applicable regulations are helpful in this field. You can be a compliance analyst in almost any industry, with many jobs in health care, government, finance, and insurance.
What is a compliance analyst?
A Compliance Analyst is a professional responsible for ensuring that an organization adheres to external regulatory requirements and internal policies. They monitor business processes, evaluate compliance risks, and implement procedures to prevent violations of laws and regulations. Compliance Analysts often conduct audits, prepare reports, and provide training to staff about compliance matters. Their work helps organizations avoid legal penalties and maintain ethical standards.
What are the key skills and qualifications needed to thrive as a compliance analyst, and why are they important?
To thrive as a Compliance Analyst, you need a strong understanding of regulatory frameworks, risk assessment, and analytical skills, usually complemented by a bachelor’s degree in finance, business, or a related field. Familiarity with compliance management software, regulatory reporting systems, and certifications like Certified Regulatory Compliance Manager (CRCM) are often required. Attention to detail, integrity, and effective communication are critical soft skills for ensuring organizational adherence to laws and policies. These skills and qualities are essential for mitigating risk, maintaining legal compliance, and protecting the organization’s reputation.
How does a compliance analyst typically collaborate with other departments within an organization?
Compliance Analysts regularly interact with teams such as legal, risk management, operations, and internal audit to ensure that company processes align with regulatory requirements. They may lead or participate in cross-functional meetings to discuss policy updates, review potential compliance risks, and help design training programs. This collaborative environment helps Compliance Analysts identify potential issues early and develop practical solutions that fit the organization's workflow, making strong communication and teamwork essential skills for success.
What is the difference between Compliance Analyst vs Risk Analyst?
| Aspect | Compliance Analyst | Risk Analyst |
|---|---|---|
| Required Credentials | Bachelor's degree, certifications like CFE or CAMS often preferred | Bachelor's degree, certifications like FRM or CRM often preferred |
| Work Environment | Financial institutions, healthcare, corporate compliance departments | Financial services, insurance, corporate risk management teams |
| Employer & Industry Usage | Regulatory agencies, banks, healthcare providers | Financial firms, insurance companies, consulting firms |
Compliance Analysts focus on ensuring organizations adhere to laws and regulations, while Risk Analysts assess potential risks to the organization. Both roles require similar credentials and often work in related industries, but their core responsibilities differ in scope and focus.
Is compliance analyst a stressful job?
A compliance analyst's role involves ensuring organizations adhere to laws and regulations, which can be demanding during audits or regulatory changes. The job often requires attention to detail, strong organizational skills, and the ability to handle tight deadlines, which can contribute to stress levels. However, workload and stress vary depending on the employer and industry environment.
More about Compliance Analyst jobs
What cities are hiring for Compliance Analyst jobs?
Cities with the most Compliance Analyst job openings:
What are the most commonly searched types of Compliance Analyst jobs?
The most popular types of Compliance Analyst jobs are:
Who are the top companies hiring for Compliance Analyst jobs?
The top employers for Compliance Analyst jobs are:
What states have the most Compliance Analyst jobs?
States with the most job openings for Compliance Analyst jobs include:
What job categories do people searching Compliance Analyst jobs look for?
The top searched job categories for Compliance Analyst jobs are:
What are popular job titles related to Compliance Analyst jobs?
For Compliance Analyst jobs, the most frequently searched job titles are:
Full-time
Medical, Dental, Vision, Life, Retirement, PTO
Posted 14 days ago
Job description
About Us
Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 60 countries, draw on a robust body of proprietary research and a collaborative culture that encourages independent thought and healthy debate. As a private partnership, we believe our ownership structure fosters a long-term view that aligns our perspectives with those of our clients.
About the RolePosition Overview
The Compliance Analyst will support Wellington Management's broker dealer compliance program. The Compliance Analyst will be a member of Wellington's Legal & Compliance group.
Responsibilities
The Compliance Analyst's principal responsibilities will include:
Providing compliance support to the firm's limited purpose broker-dealer Wellington Funds Distributors Inc. (WFD)
Maintaining policies & procedures related to broker dealer and sales & marketing activities
Supporting registration process for broker dealer registered reps
Assisting with Compliance testing related to broker-dealer and marketing procedures and practices
Assisting with regulatory training of client-facing personnel
Staying informed of regulatory changes and industry trends and business
Assisting in responding to regulatory inquiries or examinations, as appropriate
Qualifications
2-4 years of relevant broker dealer compliance experience and bachelor's degree
FINRA designations (i.e., SIE, Series 7 and Series 24) a plus
Familiarity with FINRA rules, Investment Advisers Act and other rules and regulations relevant to US sales and marketing activities a plus
Ability to manage multiple initiatives simultaneously; proactive, self-motivated and well-organized
Strong attention to detail
Intellectual curiosity; willingness to ask questions and ability to "connect dots"
Strong understanding of and experience with data analysis tools
Excellent written and oral communication skills
JOB TITLE
Compliance AnalystJOB FAMILY
ComplianceLOCATION
280 CongressNot sure you meet 100% of our qualifications? That's ok. If you believe that you could excel in this role, we encourage you to apply and welcome a chance to review your background. We are dedicated to building and maintaining a diversified workforce and considering a broad array of candidates with a variety of skill, workplace experiences, and backgrounds.
As an equal opportunity employer, Wellington Management considers all qualified applicants will receive consideration for employment without regard to race, color, sex, sexual orientation, gender identity, gender expression, religion, creed, national origin, age, ancestry, disability (physical or mental), medical condition, citizenship, marital status, pregnancy, veteran or military status, genetic information or any other characteristic protected by applicable law. If you are a candidate with a disability, or are assisting a candidate with a disability, and require an accommodation to apply for one of our jobs, please email us at GMWTalentOperations@wellington.com.
At Wellington Management, our approach to compensation is designed to help us attract, inspire and retain the best talent in our industry.We strive to pay employees fairly and competitively across all levels and roles. Our approach to compensation considers all aspects of total compensation; all employees are eligible to receive salary, variable compensation, and benefits. The base salary range for this position is:
USD 80,000 - 150,000This range takes into account the wide range of factors that are considered when making compensation decisions, including but not limited to skill sets; role; skills and experience; certifications; and education. This range is an estimate, and further details on salary and total compensation aspects will be shared with candidates during the recruitment process.
Base salaryis only one component of Wellington's total compensation approach. Other rewards may include a discretionary Corporate Bonus and/ or Incentives, if eligible. In addition, we offer a comprehensive and high value benefit package to meet the unique needs of our employees and their families, and we are committed to fostering a flexible work environment that enables employees to thrive personally and professionally. Examples of our benefits include retirement plan, health and wellbeing, dental, vision, and pharmacy coverage, health savings account, flexible spending accounts and commuter program, employee assistance program, life and disability insurance, adoption assistance, back-up childcare, tuition/CFA reimbursement and paid time off (leave of absence,paid holidays, volunteer, sick and vacation time).
We believe that in person interactions inspire and energize our community and are essential to our culture. In support of this commitment, our employees work from our offices 4 days a week with flexibility to work remotely 1 day a week. We believe that this approach ultimately supports our mission to deliver investment excellence to our clients and their beneficiaries over the long term.