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Compliance And Control Analyst Jobs (NOW HIRING)

Wedbush

AVP, Compliance Control Room

New York, NY · Hybrid

$48 - $57/hr

Analyze data and derive insights and risk indicators with the help of business intelligence tools ... Compliance Control Room (CCR) Act as the gatekeeper and chaperone with respect to permitted ...

ECS

Program Control Analyst

Ashburn, VA · On-site

$70K - $91K/yr

Ensure compliance with FAR, DFAR, and company policies and procedures * Mentor and guide junior program control analysts Salary Range: $70,000-91,000 General Description of Benefits * US Citizenship

Piramal Pharma Limited

QC Analyst I

Sellersville, PA · On-site

$23.25 - $31.25/hr

The QC Analyst I will support laboratory operations through accurate testing, documentation ... Ensure compliance with applicable USP, EP, and other compendial testing requirements. Documentation ...

Piramal Pharma Limited

QC Analyst I

Sellersville, PA · On-site

$23.25 - $31.25/hr

The QC Analyst I will support laboratory operations through accurate testing, documentation ... Ensure compliance with applicable USP, EP, and other compendial testing requirements. Documentation ...

Unigen

Document Control Analyst

Newark, CA · On-site

$68K - $80K/yr

Document Control Analyst Department: Quality / Document Control Reports To: Document Control ... Review documents for accuracy, ensure documents meet the company's standards and compliance with ...

Keybank

KBCM Compliance Control Room

Cleveland, OH

$96K - $181K/yr

Location: 127 Public Square, Cleveland Ohio The Compliance Control Room Analyst/Officer is responsible for assisting in the day-to-day operations of the KBCM Control Room, including maintaining the ...

KeyBank

KBCM Compliance Control Room

Cleveland, OH · On-site

$96K - $181K/yr

Location: 127 Public Square, Cleveland Ohio The Compliance Control Room Analyst/Officer is responsible for assisting in the day-to-day operations of the KBCM Control Room, including maintaining the ...

Peregrine Team

Quality Control Analyst

Seattle, WA · On-site

$27.25 - $36.75/hr

Peregrine Team is hiring a Quality Control Analyst to support laboratory testing and ensure product ... This role is essential to maintaining compliance and product integrity. Key Responsibilities

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Compliance And Control Analyst information

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How much do compliance and control analyst jobs pay per year?

As of Aug 21, 2026, the average yearly pay for compliance and control analyst in the United States is $70,755.00, according to ZipRecruiter salary data. Most workers in this role earn between $59,500.00 and $77,500.00 per year, depending on experience, location, and employer.

What is a compliance and control analyst?

Compliance and Control Analysts are professionals responsible for ensuring that organizations adhere to internal policies, industry regulations, and legal requirements. They assess and monitor business processes to identify potential risks, propose improvements, and help prevent violations that could result in legal or financial penalties. Their work often includes auditing, risk assessment, reporting, and collaborating with other departments to promote a culture of compliance. These analysts play a key role in maintaining the organization's reputation and operational integrity.

What are the key skills and qualifications needed to thrive as a compliance and control analyst?

To thrive as a Compliance and Control Analyst, you need a strong understanding of regulatory requirements, risk management, and internal control frameworks, often supported by a degree in finance, accounting, or a related field. Familiarity with compliance management software, data analysis tools, and certifications like CAMS or CRCM is highly beneficial. Attention to detail, analytical thinking, and effective communication help professionals identify issues and convey complex requirements clearly. These skills and qualities are crucial for ensuring organizational adherence to laws and regulations while minimizing operational risks.

What are some common challenges compliance and control analysts face when working with cross-functional teams?

Compliance and Control Analysts often collaborate with departments such as operations, finance, and IT to ensure regulatory standards are met. A common challenge in this role is aligning varying priorities across teams, especially when balancing compliance requirements with business goals. Effective communication and relationship-building skills are essential to clearly explain regulatory expectations and work toward practical solutions. Analysts must also stay updated on evolving regulations, which requires continuous learning and adaptability in a dynamic environment.

What is the difference between Compliance And Control Analyst vs Internal Auditor?

AspectCompliance And Control AnalystInternal Auditor
CertificationsCPA, CIA, CISA, or similarCPA, CIA, CISA, or similar
Work EnvironmentRegulatory compliance departments, financial institutionsInternal audit departments, corporate offices
Employer & IndustryFinancial services, healthcare, manufacturingCorporations, government agencies, financial firms
Primary FocusEnsuring adherence to laws and regulationsAssessing internal controls and risk management

While both roles require similar certifications and work in compliance-related environments, Compliance And Control Analysts focus on ensuring organizations follow external regulations, whereas Internal Auditors evaluate internal controls and operational efficiency. Understanding these distinctions helps job seekers target the right roles in the compliance and audit fields.

Is compliance and control analyst a stressful job?

Compliance and control analysts often work in environments with strict regulations and deadlines, which can create pressure and stress. The role requires attention to detail, analytical skills, and sometimes long hours to ensure adherence to policies and standards.

What cities are hiring for Compliance And Control Analyst jobs?

Cities with the most Compliance And Control Analyst job openings:

Who are the top companies hiring for Compliance And Control Analyst jobs?

The top employers for Compliance And Control Analyst jobs are:

What states have the most Compliance And Control Analyst jobs?

States with the most job openings for Compliance And Control Analyst jobs include:

Compliance And Control Analyst jobs near you

Compliance, Control Room, Analyst

TPG Careers Page

New York, NY • On-site

Full-time

Re-posted 17 days ago

Job description

About TPG
TPG is a leading global alternative asset management firm, founded in San Francisco in 1992, has investment and operational teams around the world. TPG invests across a broadly diversified set of strategies, including private equity, impact, credit, real estate, and market solutions, and our unique strategy is driven by collaboration, innovation, and inclusion. Our teams combine deep product and sector experience with broad capabilities and expertise to develop differentiated insights and add value for our fund investors, portfolio companies, management teams, and communities.
TPG's success depends on our people, and we build and sustain our world-class team by creating an inclusive, supportive culture within the firm that seeks excellence and encourages humility and transparency. The quality of our investments and our ability to build great companies depend on the originality of our insights. Reaching our firm's full potential means supporting every team member to bring the fullness of their unique perspective to their work and to our community. We are committed to a diverse, equitable, and inclusive workplace to foster diversity of thought and reflect the breadth of our limited partners and portfolio companies.
Description of Position
TPG has an exciting opportunity for an Analyst to join its Compliance team in New York, where they will be responsible for implementing the global Control Room strategy. The Control Room administers firm-wide policies to ensure that TPG and its respective platforms fulfill their regulatory obligations and manage conflicts of interest, including maintaining the firm's restricted and watch lists, establishing and monitoring information barriers to prevent the misuse of material nonpublic information, and managing conflicts. The role requires regular interaction with business, legal, and compliance personnel across the entire organization.
Principal Responsibilities
  • Identify, escalate, and manage conflicts of interest across groups, both regionally and globally
  • Oversee the implementation, communication, and maintenance of firm watch lists and restricted lists
  • Manage and enforce the firm's information barrier, including wall-cross requests and related e-communications surveillance
  • Assist in developing policies and systems for firm-wide administration of control room and conflict issues
  • Advise business groups on all information barrier issues, which include, but are not limited to, new business products & initiatives, space sharing, and technology access
  • Manage escalations of issues arising from personal trading, private investment, and outside business activity requests
  • Coordinate with outside law firms, deal professionals, and other members of legal and compliance to identify and mitigate potential conflicts, including monitoring investment review committee meetings
  • Implement, monitor, and dismantle temporary information barriers
  • Review and process firm trade requests
  • Assist in Control Room projects and initiatives

Requirements
  • Bachelor's degree; 1+ years of relevant compliance experience within the financial industry.
  • Self-motivated and proactive team player who takes ownership and accountability of assigned tasks.
  • Strong organizational skills, attention to detail, and excellent written and oral communication skills.
  • Experience working in a fast-paced environment, demonstrating effective time/task management and the ability to meet strict deadlines.
  • Proficient in Microsoft Office (specifically Microsoft Excel & PowerPoint).
  • Willingness to complete FINRA SIE within 9 months of hire
  • Knowledge of the Investment Management and Private Funds industry, including familiarity with the Investment Advisers Act of 1940 and relevant SEC/FINRA regulations is preferred.

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