Drive structured note sales and issuance across U ... S. broker-dealers and RIAs, with defined targets for onboarding new platforms and expanding ...
Drive structured note sales and issuance across U ... S. broker-dealers and RIAs, with defined targets for onboarding new platforms and expanding ...
Drive structured note sales and issuance across U ... S. broker-dealers and RIAs, with defined targets for onboarding new platforms and expanding ...
Drive structured note sales and issuance across U ... S. broker-dealers and RIAs, with defined targets for onboarding new platforms and expanding ...
Associate R&W Broker
Manhattan, NY · On-site
$90K - $170K/yr
Assists Senior Brokers in developing materials and statistics for client meetings as requested ... Please note that salaries may vary for different individuals in the same role based on several ...
Associate R&W Broker
Manhattan, NY · On-site
$90K - $170K/yr
Assists Senior Brokers in developing materials and statistics for client meetings as requested ... Please note that salaries may vary for different individuals in the same role based on several ...
Associate R&W Broker
$90K - $170K/yr
Assists Senior Brokers in developing materials and statistics for client meetings as requested ... Please note that salaries may vary for different individuals in the same role based on several ...
Associate R&W Broker
$90K - $170K/yr
Assists Senior Brokers in developing materials and statistics for client meetings as requested ... Please note that salaries may vary for different individuals in the same role based on several ...
Trade Surveillance Principal Associate (Broker-Dealer & Swap Dealer) About the Role We are seeking ... Please note that this salary information is solely for candidates hired to perform work within one ...
Trade Surveillance Principal Associate (Broker-Dealer & Swap Dealer) About the Role We are seeking ... Please note that this salary information is solely for candidates hired to perform work within one ...
Trade Surveillance Principal Associate (Broker-Dealer & Swap Dealer) About the Role We are seeking ... Please note that this salary information is solely for candidates hired to perform work within one ...
Trade Surveillance Principal Associate (Broker-Dealer & Swap Dealer) About the Role We are seeking ... Please note that this salary information is solely for candidates hired to perform work within one ...
Trade Surveillance Principal Associate (Broker-Dealer & Swap Dealer) About the Role We are seeking ... Please note that this salary information is solely for candidates hired to perform work within one ...
Trade Surveillance Principal Associate (Broker-Dealer & Swap Dealer) About the Role We are seeking ... Please note that this salary information is solely for candidates hired to perform work within one ...
Customs Brokerage Manager
$90K - $120K/yr
Licensed Customs House Broker preferred * At least 7 years' experience as an entry writer * Ability ... Please note that only applications submitted through our application portal will be considered.
Customs Brokerage Manager
$90K - $120K/yr
Licensed Customs House Broker preferred * At least 7 years' experience as an entry writer * Ability ... Please note that only applications submitted through our application portal will be considered.
Please Note: This is a remote position available in the state listed on this job. Additionally ... Build and scale a high-impact broker channel that drives meaningful pipeline and revenue ...
Quick apply
Please Note: This is a remote position available in the state listed on this job. Additionally ... Build and scale a high-impact broker channel that drives meaningful pipeline and revenue ...
Customs Brokerage Manager
Mount Prospect, IL · On-site
$90K - $120K/yr
Licensed Customs House Broker preferred * At least 7 years' experience as an entry writer * Ability ... Please note that only applications submitted through our application portal will be considered.
Customs Brokerage Manager
Mount Prospect, IL · On-site
$90K - $120K/yr
Licensed Customs House Broker preferred * At least 7 years' experience as an entry writer * Ability ... Please note that only applications submitted through our application portal will be considered.
Senior Excess Casualty Broker
Chicago, IL · On-site
$101K - $120K/yr
The Role The Senior Broker serves as the primary liaison between insurers and clients. This person ... Please note that salaries may vary for different individuals in the same role based on several ...
Senior Excess Casualty Broker
Chicago, IL · On-site
$101K - $120K/yr
The Role The Senior Broker serves as the primary liaison between insurers and clients. This person ... Please note that salaries may vary for different individuals in the same role based on several ...
Senior Excess Casualty Broker
Chicago, IL · Remote
$101K - $120K/yr
The Role The Senior Broker serves as the primary liaison between insurers and clients. This person ... Please note that salaries may vary for different individuals in the same role based on several ...
Senior Excess Casualty Broker
Chicago, IL · Remote
$101K - $120K/yr
The Role The Senior Broker serves as the primary liaison between insurers and clients. This person ... Please note that salaries may vary for different individuals in the same role based on several ...
We empower our brokers with resources, a strong internal support network, and a culture built on ... Please note: This job posting is for 1099 contractor, not full time employment. Requirements:
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We empower our brokers with resources, a strong internal support network, and a culture built on ... Please note: This job posting is for 1099 contractor, not full time employment. Requirements:
Broker Licensing Specialist
Wyndmoor, PA · On-site
WHAT WE'RE LOOKING FOR The Broker Licensing Specialist supports the Brokerage Consultants by ... Note: The above is not all encompassing of the full position description. Relation Insurance Inc ...
Broker Licensing Specialist
Wyndmoor, PA · On-site
WHAT WE'RE LOOKING FOR The Broker Licensing Specialist supports the Brokerage Consultants by ... Note: The above is not all encompassing of the full position description. Relation Insurance Inc ...
WHAT WE'RE LOOKING FOR The Broker Licensing Specialist supports the Brokerage Consultants by ... Note: The above is not all encompassing of the full position description. Relation Insurance Inc ...
WHAT WE'RE LOOKING FOR The Broker Licensing Specialist supports the Brokerage Consultants by ... Note: The above is not all encompassing of the full position description. Relation Insurance Inc ...
Summary/Objective The Inside Sales Broker Representative is responsible for assisting with the ... Please note this is not designed to cover or contain a comprehensive listing of activities, duties ...
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Summary/Objective The Inside Sales Broker Representative is responsible for assisting with the ... Please note this is not designed to cover or contain a comprehensive listing of activities, duties ...
Description Summary/Objective The Inside Sales Broker Representative is responsible for assisting ... Please note this is not designed to cover or contain a comprehensive listing of activities, duties ...
Description Summary/Objective The Inside Sales Broker Representative is responsible for assisting ... Please note this is not designed to cover or contain a comprehensive listing of activities, duties ...
Description Summary/Objective The Inside Sales Broker Representative is responsible for assisting ... Please note this is not designed to cover or contain a comprehensive listing of activities, duties ...
Description Summary/Objective The Inside Sales Broker Representative is responsible for assisting ... Please note this is not designed to cover or contain a comprehensive listing of activities, duties ...
Summary/Objective The Inside Sales Broker Representative is responsible for assisting with the ... Please note this is not designed to cover or contain a comprehensive listing of activities, duties ...
Summary/Objective The Inside Sales Broker Representative is responsible for assisting with the ... Please note this is not designed to cover or contain a comprehensive listing of activities, duties ...
SENIOR UNDERWRITER- BROKER ASSUMED REINSURANCE
Grinnell, IA · On-site +1
$88K - $104K/yr
Please note that candidates must be eligible to work in the U.S. without Grinnell Mutual ... Underwrites broker produced reinsurance business and supports the underwriting performance of more ...
SENIOR UNDERWRITER- BROKER ASSUMED REINSURANCE
Grinnell, IA · On-site +1
$88K - $104K/yr
Please note that candidates must be eligible to work in the U.S. without Grinnell Mutual ... Underwrites broker produced reinsurance business and supports the underwriting performance of more ...
Note Broker information
See salary details
$25.5K - $33.8K
0% of jobs
$33.8K - $42.1K
15% of jobs
$45.5K is the 25th percentile. Wages below this are outliers.
$42.1K - $50.5K
25% of jobs
The median wage is $54.6K / yr.
$50.5K - $58.8K
20% of jobs
$58.8K - $67.1K
14% of jobs
$67.9K is the 75th percentile. Wages above this are outliers.
$67.1K - $75.4K
9% of jobs
$75.4K - $83.7K
5% of jobs
$83.7K - $92K
6% of jobs
$92K - $100.4K
3% of jobs
$100.4K - $108.7K
1% of jobs
$108.7K - $117K
1% of jobs
$25.5K
$66.7K
$117K
How much do note broker jobs pay per year?
What job makes $10,000 a month without a degree?
What are the key skills and qualifications needed to thrive as a Note Broker, and why are they important?
What are note brokers?
What is the difference between Note Broker vs Loan Officer?
| Aspect | Note Broker | Loan Officer |
|---|---|---|
| Required Credentials | Typically no formal licensing, but industry knowledge helps | Requires licensing (e.g., NMLS), certifications often preferred |
| Work Environment | Independent, brokerage firms, online platforms | Banks, credit unions, mortgage companies |
| Industry Usage | Facilitates buying/selling notes, investment transactions | Originates loans for borrowers, works directly with clients |
While both Note Brokers and Loan Officers operate within the lending industry, Note Brokers primarily facilitate the buying and selling of existing notes and investments, often working independently or through brokerages. Loan Officers focus on originating new loans for borrowers, typically working for financial institutions. Understanding these differences helps clarify career paths and client interactions in the lending sector.
What are some common challenges Note Brokers face when sourcing new clients or notes?

Job description
Requisition ID: 245174
Salary Range: 300,000.00 - 300,000.00
Please note that the Salary Range shown is a guideline only. Salary offered may vary based on factors, including, but not limited to, the successful candidate's relevant knowledge, skills, and experience.
Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.
Director, Structured Note Sales / GBM - New York, NY
Global Banking and Markets
Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and Latin America, operating globally for over 100 years. Scotiabank's strong U.S. presence provides our clients an important bridge to this key global market for trade and investment flows across the Americas and the world.
Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development needs of our clients. Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell the full range of wholesale products and services offered by the Scotiabank Group.
Be part of an innovative, Global Capital Markets and Investment Banking business with a unique geographic footprint that puts capital to work for our clients across industries! We work together to drive ambition for every future!
Overview/Purpose:
We are seeking a driven and knowledgeable professional to join our U.S. Structured Notes team. The Director, Structured Note Sales will be responsible for originating, structuring and distributing structured notes solutions to U.S.-based clients, with a strong emphasis on expanding platform penetration among broker-dealers and RIAs. This role is accountable for driving new platform approvals, increasing issuance volumes, and building sustainable, recurring distribution relationships. The ideal candidate will have a deep understanding of structured products, strong client relationships, and a proven ability to navigate complex discussions. This is a dynamic opportunity to work with a growing team and play a key role in expanding our structured notes business.
What You'll Do
- Drive structured note sales and issuance across U.S. broker-dealers and RIAs, with defined targets for onboarding new platforms and expanding distribution reach
- Identify, prioritize and penetrate high-value broker-dealer and RIA platforms where Scotiabank currently has limited or no structured note presence.
- Lead platform onboarding processes, including due diligence, product approvals, documentation, and go-live execution, with measurable milestones and timelines
- Achieve platform penetration goals such as number of new platform approvals, shelf placements, and active issuing programs
- Grow issuance volume and trade frequency across newly onboarded broker-dealers and RIAs, tracking metrics such as monthly issuance, deal count and repeat activity
- Partner with structuring and trading teams to develop scalable note programs aligned with platform-specific demand
- Deliver structured note education, training sessions, and market updates to platform gatekeepers and advisor-facing teams measured by engagement and adoption.
- Monitor competitive positioning, platform coverage gaps, and market share across U.S. wealth distribution channels
- Ensure all activities comply with internal risk policies and U.S. regulatory requirements.
What You'll Bring
- FINRA Series SIE, 7 and 63
- Bachelor's or Master's degree in Finance, Economics, Mathematics, or related field
- 10+ years of experience in structured products sales, with a focus on U.S. intermediary distribution
- Demonstrated success onboarding new broker-dealer and/or RIA platforms and scaling structured note issuance
- Established relationships with broker-dealer and RIA decision-makers (product, platform, and investment committees)
- Strong understanding of structured notes, derivatives, and underlying asset classes
- Ability to articulate performance against quantitative sales and penetration metrics
- Demonstrated expertise in structured notes, derivatives, and underlying asset classes
- Leverage clear and confident communication to convey complex ideas, build understanding, and foster collaboration across diverse teams and stakeholders.
Interested?
At Scotiabank, every employee is empowered to reach their fullest potential, respected for who they are and, embraced for their differences. That's why we work to grow and diversify talent and engage employees in a performance-oriented culture.
What's in it for you?
Scotiabank wants you to be able to bring your best self to work - and life, every day. With a focus on holistic well-being, our many flexible benefit programs are designed to help support your unique family, financial, physical, mental, and social health needs.
Location(s): United States : New York : New York City
Scotiabank is a leading bank in the Americas. Guided by our purpose: "for every future", we help our customers, their families and their communities achieve success through a broad range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital markets.
At Scotiabank, we value the unique skills and experiences each individual brings to the Bank, and are committed to creating and maintaining an inclusive and accessible environment for everyone. If you require accommodation (including, but not limited to, an accessible interview site, alternate format documents, ASL Interpreter, or Assistive Technology) during the recruitment and selection process, please let our Recruitment team know. If you require technical assistance, please click here. Candidates must apply directly online to be considered for this role. We thank all applicants for their interest in a career at Scotiabank; however, only those candidates who are selected for an interview will be contacted.
Scotiabank is an equal opportunity employer. We evaluate qualified applicants without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, veteran status, or any other characteristic protected by federal, state, or local law.
About Scotiabank
Sourced by ZipRecruiter
Industry
Banking and credit intermediation
Company size
10,000+ Employees
Headquarters location
New York, NY, US