ZipRecruiter

Log In

1

Finra Sie Jobs (NOW HIRING)

Leland

FINRA Exams (Series 7 & SIE) Tutor

We're seeking an experienced FINRA exams tutor to work with candidates preparing for licensing exams including SIE, Series 7, Series 6, Series 63, Series 65, and Series 66. This role includes ...

NYLIFE - DPR Unit

Associate Wealth Advisor

Melville, NY · On-site

Bachelors • Life and Health License (Firm will sponsor) • FINRA SIE, Series 6 or 7, and Series 65 or 66 (Firm will sponsor) • Sales experience, Financial Services industry preferred

New

Strategic Financial Group

Financial Advisor

Houston, TX · On-site

Sponsored licensing (State Life & Health, FINRA SIE, Series 7, Series 66) and structured exam prep * Hands-on mentorship and joint work with experienced advisors * Dedicated support building your ...

Strategic Financial Group

Financial Advisor

Houston, TX · On-site

Sponsored licensing (State Life & Health, FINRA SIE, Series 7, Series 66) and structured exam prep * Hands-on mentorship and joint work with experienced advisors * Dedicated support building your ...

FINRA

Manager, Social Media

Washington, DC · Hybrid

$112K - $211K/yr

FINRA Securities Industry Essentials (SIE) certification or acceptable industry equivalent certification is required upon hire or within 16 months of the start date of the assigned SIE training ...

FINRA

Manager, Social Media

New York, NY · Hybrid

$112K - $211K/yr

FINRA Securities Industry Essentials (SIE) certification or acceptable industry equivalent certification is required upon hire or within 16 months of the start date of the assigned SIE training ...

next page

Showing results 1-20

All JobsFinra Sie Jobs

Finra Sie information

See salary details

$13

$31

$67

How much do finra sie jobs pay per hour?

As of Jul 22, 2026, the average hourly pay for finra sie in the United States is $31.96, according to ZipRecruiter salary data. Most workers in this role earn between $20.67 and $34.38 per hour, depending on experience, location, and employer.

What are the key skills and qualifications needed to thrive as a FINRA SIE-certified professional, and why are they important?

To thrive as a FINRA SIE-certified professional, you need foundational knowledge of the securities industry, including basic concepts such as investment products, regulatory agencies, and market structure, typically evidenced by passing the SIE exam. Familiarity with financial software, compliance systems, and brokerage platforms is also valuable. Excellent communication, ethical judgment, and attention to detail are crucial soft skills for building trust and ensuring regulatory compliance. These competencies are vital for meeting industry standards, supporting client needs, and maintaining integrity in the financial services sector.

How hard is it to get a job at FINRA?

Getting a job at FINRA as a securities industry professional typically requires relevant experience, industry knowledge, and often a FINRA license such as the Series 7 or Series 63. The application process is competitive, and candidates should prepare for multiple interview rounds and background checks. Strong understanding of financial regulations and compliance is also important for success.

What is the FINRA SIE exam?

The FINRA Securities Industry Essentials (SIE) exam is an entry-level assessment designed for prospective securities industry professionals. It tests basic knowledge of the securities industry, including concepts such as types of products and risks, regulatory agencies, and prohibited practices. Passing the SIE is a prerequisite for taking more specialized qualification exams, but it does not qualify individuals to engage in securities business; sponsorship by a FINRA-member firm is not required to take the SIE. The SIE is ideal for anyone considering a career in financial services, as it demonstrates fundamental industry knowledge to potential employers.

What professions make $500,000 a year?

In the financial industry, senior roles such as experienced FINRA Series 7 and 63 licensed brokers, investment bankers, hedge fund managers, and senior financial advisors can earn $500,000 or more annually. These positions typically require advanced certifications, extensive experience, and strong client portfolios or deal-making skills.

Will the SIE help me get a job?

The Securities Industry Essentials (SIE) exam is an entry-level test that demonstrates foundational knowledge of the securities industry. Passing the SIE can improve your job prospects by qualifying you for roles such as a registered representative, but additional licensing and experience are typically required for employment in financial firms.

What are some common challenges faced by individuals in FINRA SIE-related roles, and how can they be overcome?

Individuals in FINRA SIE-related roles often face challenges such as staying updated with evolving financial regulations, balancing compliance with client service, and grasping complex securities concepts. To overcome these, it’s important to commit to continuous learning through industry news, firm-sponsored training, and leveraging mentorship from experienced colleagues. Building strong communication skills and attention to detail will also help in navigating regulatory requirements and providing reliable support within the team.

Is FINRA Sie worth it?

The FINRA Securities Industry Essentials (SIE) exam is a foundational step for those pursuing a career in finance, particularly in roles such as securities or financial services. Passing the SIE can improve job prospects and is often a prerequisite for licensing exams like the Series 6 or 7, making it a valuable credential for entry-level positions in the industry.
More about Finra Sie jobs
What cities are hiring for Finra Sie jobs? Cities with the most Finra Sie job openings:
What are the most commonly searched types of Finra Sie jobs? The most popular types of Finra Sie jobs are:
What states have the most Finra Sie jobs? States with the most job openings for Finra Sie jobs include:
What job categories do people searching Finra Sie jobs look for? The top searched job categories for Finra Sie jobs are:
Finra Sie jobs near you
Infographic showing various Finra Sie job openings in the United States as of July 2026, with employment types broken down into 100% Full Time. Highlights an 100% In-person job distribution, with an average salary of $66,482 per year, or $32 per hour.
FINRA Exams (Series 7 & SIE) Tutor

FINRA Exams (Series 7 & SIE) Tutor

Leland

Remote

Contractor

Posted 5 days ago

Job description

Leland is building the home for ambition in the age of AI. We connect people with the experts, programs, and communities they need to land the job, get into the school, or upskill for a world being rewritten by AI. We help businesses become AI-native through training, hiring, and infrastructure. Since our founding in 2021, we've helped tens of thousands of people reach their most ambitious goals and raised $19M from world-class investors. Ambition is sacred to us, and we've built a product that takes that seriously.
We're seeking an experienced FINRA exams tutor to work with candidates preparing for licensing exams including SIE, Series 7, Series 6, Series 63, Series 65, and Series 66. This role includes assessing each student's starting point, creating a tailored study plan, teaching core concepts and test prep strategy, and helping students build accuracy, pacing, and confidence leading up to test day. Ideal candidates have strong FINRA exam scores, prior tutoring or teaching experience, and a clear, structured approach to breaking down complex regulatory and financial concepts. Tutors set their own hours and rates, host sessions virtually, and partner with our team to deliver a high-quality, supportive experience for every student.
Why Leland?
  • The chance to join a world-class team helping people achieve their career and educational dreams
  • Work in a collaborative, high-energy environment where your contributions have a direct impact
  • Operate in a fast-paced, AI-native environment
  • We don't hire people who merely want to work for a great company; we hire people who want to make a great company

Leland is an equal opportunity employer. We encourage candidates of all backgrounds and demographics to apply.

Apply