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Securities Operations Associate Jobs (NOW HIRING)

Banco Itau

Securities Operations Specialist

Miami, FL

The Securities Operations Specialist is directly responsible for specialized functions, including ... Qualifications · Associate or bachelor's Degree preferred (Finance or Accounting). · Series 99 or ...

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Itau

Securities Operations Specialist

Miami, FL · On-site

The Securities Operations Specialist is directly responsible for specialized functions, including ... Qualifications • Associate or bachelor's Degree preferred (Finance or Accounting). • Series 99 ...

Staff Financial Group

Operations Associate

Roswell, GA · On-site

Operations Associate Our client has an immediate need for an operations associate. The operations ... Previous securities industry experience * FINRA Series 7, 63, (and 65 if needed for your Registered ...

Insigneo Securities LLC

Operations Associate

Miami, FL · On-site

The Operations Associate is primarily responsible for the review of new accounts, account maintenances and asset movement processes. JOB RESPONSIBILITIES/MAIN FUNCTIONS * Review account opening ...

Insigneo Securities LLC

Operations Associate

Miami, FL · On-site

The Operations Associate is primarily responsible for the review of new accounts, account maintenances and asset movement processes. JOB RESPONSIBILITIES/MAIN FUNCTIONS * Review account opening ...

PS

Operations Associate (ATL)

Atlanta, GA

... ease, privacy and security of the private flight experience for commercial travel. With ... Operations Associates At the start of each day, an Operations Associate is assigned a caseload of ...

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How much do securities operations associate jobs pay per hour?

As of Jun 3, 2026, the average hourly pay for securities operations associate in the United States is $26.24, according to ZipRecruiter salary data. Most workers in this role earn between $17.79 and $30.29 per hour, depending on experience, location, and employer.

What are the key skills and qualifications needed to thrive as a Securities Operations Associate, and why are they important?

To thrive as a Securities Operations Associate, you need strong analytical skills, attention to detail, and a degree in finance, business, or a related field. Familiarity with financial software such as Bloomberg, SWIFT, and settlement systems, as well as knowledge of industry regulations, is typically required. Exceptional organizational skills, effective communication, and the ability to multitask under pressure are important soft skills for this role. These skills ensure accurate trade processing, risk mitigation, and smooth financial operations within high-volume, fast-paced environments.

What are some typical challenges faced by Securities Operations Associates in ensuring accurate trade settlement?

Securities Operations Associates often encounter challenges related to tight settlement deadlines, high transaction volumes, and the need to resolve trade discrepancies quickly. Effective communication with brokers, custodians, and internal teams is essential to troubleshoot issues such as unmatched trades or failed settlements. Staying organized and detail-oriented helps prevent costly errors and ensures compliance with regulatory requirements. The fast-paced environment requires adaptability and a proactive approach to problem-solving.

What are Securities Operations Associates?

Securities Operations Associates are professionals who support the processing, settlement, and administration of financial securities transactions for banks, investment firms, or other financial institutions. They ensure trades are accurately recorded, resolved, and reconciled, while also handling compliance and risk management tasks. Their work is essential for the smooth functioning of financial markets, as they help minimize errors and maintain regulatory standards. Securities Operations Associates often liaise between trading desks, back office teams, and external parties to resolve discrepancies and facilitate timely settlements.

What is the difference between Securities Operations Associate vs Securities Analyst?

AspectSecurities Operations AssociateSecurities Analyst
Primary RoleSupports daily securities transactions, reconciliations, and trade processingAnalyzes securities markets, evaluates investment opportunities, and provides research
Required SkillsAttention to detail, knowledge of trading systems, compliance understandingFinancial analysis, market research, valuation skills
CertificationsTypically none required, but CFA Level I may be beneficialCFA Level I or II often preferred
Work EnvironmentBack-office, operational teams within financial firmsResearch departments, investment firms, asset management

While Securities Operations Associates focus on processing and supporting securities transactions, Securities Analysts analyze market data and provide investment insights. Both roles require financial knowledge, but their daily tasks and career paths differ significantly.

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Securities Operations Associate jobs near you
Infographic showing various Securities Operations Associate job openings in the United States as of May 2026, with employment types broken down into 65% Full Time, 33% Part Time, and 2% Contract. Highlights an 79% Physical, 8% Hybrid, and 13% Remote job distribution, with an average salary of $54,588 per year, or $26.2 per hour.
Securities Operations Associate

Securities Operations Associate

Strategic Staffing Solutions

Charlotte, NC • Hybrid

Other

Posted 14 days ago

Job description

Job Description Strategic Staffing Solutions is currently looking for a Securities Operations Associate for a W2 contract opportunity. Securities Operations Associate Location: Charlotte, NC Work Schedule: Hybrid 3 days onsite 2 days remote Duration: 7 months This is a W-2 contract opportunity, and candidates must be able to work on our W-2 only. NO C2C or 1099.

Top Skills-Must Have: 4+ years of investment industry experience Job Description: Securities Operations: Covers jobs responsible for processing, reconciling, resolving, and administering cash, security, or derivative transactions. In this role, you will: Perform a variety of operational tasks for complex securities or process extensive knowledge of systems. Provide ideas for improving or implementing processes Perform moderately complex duties such as processing, researching inquiries, and reconciling transactions Review time-sensitive documents Provide training or work direction to less experienced staff Address compliance and corporate governance issues for the department Lead or participate in projects Collaborate and consult with peers, colleagues, and managers to resolve issues and achieve goals Interact with internal customers Receive direction from leaders and exercise independent judgment while developing the knowledge to understand function, policies, procedures, and compliance requirements Required Qualifications, US: 4+ years of Securities Operations experience, or equivalent experience demonstrated through one or a combination of the following: work experience, training, military experience, education Desired Qualifications: Strong attention to detail and accuracy skills Intermediate Microsoft Office skills Ability to navigate multiple computer systems and applications and utilize search tools to find information Excellent verbal, written, and interpersonal communication skills Effective organizational, multi-tasking, and prioritizing skills Ability to work independently, proactively, innovatively, and creatively while exercising sound judgment Solid problem-solving skills Ability to work in a fast-paced, deadline-driven environment BS/BA degree or higher Investment industry experience Ability to work effectively in a team environment Job Expectations: Applicants must be trained and able to support Investment Policy Statement (IPS) processing and may include processing SMA client servicing tasks.

Must be able to efficiently multi-task in a risk-minded, fast-paced environment. Must respond timely to all request validations and effectively collaborate with other members of the team in support of the Separately Managed Account (SMA) business. "Beware of scams.

S3 never asks for money during its onboarding process."

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