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Securities Operations Associate Jobs in Alabama (NOW HIRING)

CANTERBURY CAPITAL

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Investment Operations Associate

Tuscaloosa, AL · On-site

$45K - $67K/yr

Maintain compliance with financial regulations such as securities law, SOX (Sarbanes-Oxley Act ... Join us as an Investment Operations Associate if you're eager to leverage your financial expertise ...

CANTERBURY CAPITAL

Be Seen First

Investment Operations Associate

Tuscaloosa, AL · On-site

$45K - $67K/yr

Maintain compliance with financial regulations such as securities law, SOX (Sarbanes-Oxley Act ... Join us as an Investment Operations Associate if you're eager to leverage your financial expertise ...

Dick's Sporting Goods

As a Teammate - Footwear Operations, you will play a key role in keeping the department efficient ... That said, to protect the integrity and security of our hiring process, we ask that candidatesdo ...

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All JobsSecurities Operations Associate JobsSecurities Operations Associate Jobs in Alabama

Securities Operations Associate information

See Alabama salary details

$10

$23

$48

How much do securities operations associate jobs pay per hour?

As of Aug 7, 2026, the average hourly pay for securities operations associate in Alabama is $23.79, according to ZipRecruiter salary data. Most workers in this role earn between $16.11 and $27.45 per hour, depending on experience, location, and employer.

What are the key skills and qualifications needed to thrive as a securities operations associate?

To thrive as a Securities Operations Associate, you need strong analytical skills, attention to detail, and a degree in finance, business, or a related field. Familiarity with financial software such as Bloomberg, SWIFT, and settlement systems, as well as knowledge of industry regulations, is typically required. Exceptional organizational skills, effective communication, and the ability to multitask under pressure are important soft skills for this role. These skills ensure accurate trade processing, risk mitigation, and smooth financial operations within high-volume, fast-paced environments.

What is the difference between Securities Operations Associate vs Securities Analyst?

AspectSecurities Operations AssociateSecurities Analyst
Primary RoleSupports daily securities transactions, reconciliations, and trade processingAnalyzes securities markets, evaluates investment opportunities, and provides research
Required SkillsAttention to detail, knowledge of trading systems, compliance understandingFinancial analysis, market research, valuation skills
CertificationsTypically none required, but CFA Level I may be beneficialCFA Level I or II often preferred
Work EnvironmentBack-office, operational teams within financial firmsResearch departments, investment firms, asset management

While Securities Operations Associates focus on processing and supporting securities transactions, Securities Analysts analyze market data and provide investment insights. Both roles require financial knowledge, but their daily tasks and career paths differ significantly.

What is a securities operations associate?

Securities Operations Associates are professionals who support the processing, settlement, and administration of financial securities transactions for banks, investment firms, or other financial institutions. They ensure trades are accurately recorded, resolved, and reconciled, while also handling compliance and risk management tasks. Their work is essential for the smooth functioning of financial markets, as they help minimize errors and maintain regulatory standards. Securities Operations Associates often liaise between trading desks, back office teams, and external parties to resolve discrepancies and facilitate timely settlements.

What are some typical challenges faced by securities operations associates in ensuring accurate trade settlement?

Securities Operations Associates often encounter challenges related to tight settlement deadlines, high transaction volumes, and the need to resolve trade discrepancies quickly. Effective communication with brokers, custodians, and internal teams is essential to troubleshoot issues such as unmatched trades or failed settlements. Staying organized and detail-oriented helps prevent costly errors and ensures compliance with regulatory requirements. The fast-paced environment requires adaptability and a proactive approach to problem-solving.
What are popular job titles related to Securities Operations Associate jobs in Alabama? For Securities Operations Associate jobs in Alabama, the most frequently searched job titles are:
What job categories do people searching Securities Operations Associate jobs in Alabama look for? The top searched job categories for Securities Operations Associate jobs in Alabama are:
What cities in Alabama are hiring for Securities Operations Associate jobs? Cities in Alabama with the most Securities Operations Associate job openings:
Securities Operations Associate jobs near you
Infographic showing various Securities Operations Associate job openings in Alabama as of August 2026, with employment types broken down into 85% Full Time, 12% Part Time, 1% Temporary, and 2% Contract. Highlights an 94% Physical, 2% Hybrid, and 4% Remote job distribution, with an average salary of $49,478 per year, or $23.8 per hour.

Investment Operations Associate

CANTERBURY CAPITAL

Tuscaloosa, AL • On-site

$45K - $67K/yr

Full-time

Medical, Dental, Vision, Retirement, PTO

Posted 8 days ago

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Job description

Job Summary

We are seeking a dynamic and detail-oriented Investment Operations Associate to join our growing financial services team. In this pivotal role, you will be responsible for managing the day-to-day operations related to investment activities, ensuring compliance with industry regulations, and supporting the seamless execution of investment transactions. Your expertise will help maintain the integrity of our investment processes, optimize operational efficiency, and uphold the highest standards of financial accuracy. This position offers an exciting opportunity to work within a fast-paced environment where your analytical skills and industry knowledge will directly contribute to our clients’ success.

Responsibilities

  • Process and settle a wide range of investment transactions, including trade settlement, cash management, and securities transfers, ensuring accuracy and timeliness.
  • Monitor and detect potential fraud activities through rigorous fraud prevention and detection techniques, safeguarding client assets and data.
  • Maintain compliance with financial regulations such as securities law, SOX (Sarbanes-Oxley Act), and industry-specific standards by implementing appropriate controls and reporting procedures.
  • Conduct detailed financial analysis using Excel data analysis tools like pivot tables and spreadsheets to support investment decision-making and operational reporting.
  • Collaborate with internal teams on business operations, accounting, regulatory reporting, and client communication to streamline processes and improve service delivery.
  • Manage internal communication channels effectively to ensure clarity across teams regarding trade status, regulatory updates, or procedural changes.
  • Utilize financial software, SQL databases, and other technological tools to enhance data accuracy, automate routine tasks, and facilitate industry-standard compliance practices.

Skills

  • Strong understanding of financial concepts including fixed income markets, investment management, banking regulations, and financial regulatory compliance.
  • Proven experience in accounting or finance roles within the financial services or public accounting sectors.
  • Knowledge of securities law, and industry knowledge of financial regulations is highly desirable.
  • Proficiency in Microsoft Office applications—especially Excel—and advanced spreadsheet skills like pivot tables are required for effective data analysis.
  • Experience with financial software systems, trade settlement platforms, and regulatory reporting tools.
  • Excellent internal communication skills paired with customer service orientation to support client needs confidently while maintaining professional relationships.
  • Ability to analyze complex financial data quickly while adhering to strict compliance standards; strong attention to detail is crucial.
  • Demonstrated team leadership capabilities along with a proactive approach to problem-solving within a fast-paced environment.

Join us as an Investment Operations Associate if you’re eager to leverage your financial expertise in a role that challenges you daily while supporting innovative investment solutions!



Work Location: In person