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Finra Sie Entry Level Jobs (NOW HIRING)

Varsity Tutors

SIE Tutor

Iowa City, IA · Remote

$40/hr

... and FINRA regulations while preparing candidates for the Securities Industry Essentials ... entry-level financial services professionals preparing for the SIE as a prerequisite to Series ...

Varsity Tutors

SIE Tutor

Hoboken, NJ · Remote

$40/hr

... and FINRA regulations while preparing candidates for the Securities Industry Essentials ... entry-level financial services professionals preparing for the SIE as a prerequisite to Series ...

Varsity Tutors

SIE Tutor

Yonkers, NY · Remote

$40/hr

... and FINRA regulations while preparing candidates for the Securities Industry Essentials ... entry-level financial services professionals preparing for the SIE as a prerequisite to Series ...

Varsity Tutors

SIE Tutor

Buffalo Grove, IL · Remote

$40/hr

... and FINRA regulations while preparing candidates for the Securities Industry Essentials ... entry-level financial services professionals preparing for the SIE as a prerequisite to Series ...

Varsity Tutors

SIE Tutor

Chapel Hill, NC · Remote

$40/hr

... and FINRA regulations while preparing candidates for the Securities Industry Essentials ... entry-level financial services professionals preparing for the SIE as a prerequisite to Series ...

Varsity Tutors

SIE Tutor

Louisville, KY · Remote

$40/hr

... and FINRA regulations while preparing candidates for the Securities Industry Essentials ... entry-level financial services professionals preparing for the SIE as a prerequisite to Series ...

Varsity Tutors

SIE Tutor

Edinburg, TX · Remote

$40/hr

... and FINRA regulations while preparing candidates for the Securities Industry Essentials ... entry-level financial services professionals preparing for the SIE as a prerequisite to Series ...

Varsity Tutors

SIE Tutor

Rockville, MD · Remote

$40/hr

... and FINRA regulations while preparing candidates for the Securities Industry Essentials ... entry-level financial services professionals preparing for the SIE as a prerequisite to Series ...

Varsity Tutors

SIE Tutor

Northampton, MA · Remote

$40/hr

... and FINRA regulations while preparing candidates for the Securities Industry Essentials ... entry-level financial services professionals preparing for the SIE as a prerequisite to Series ...

Varsity Tutors

SIE Tutor

Rexburg, ID · Remote

$40/hr

... and FINRA regulations while preparing candidates for the Securities Industry Essentials ... entry-level financial services professionals preparing for the SIE as a prerequisite to Series ...

Varsity Tutors

SIE Tutor

Idaho Falls, ID · Remote

$40/hr

... and FINRA regulations while preparing candidates for the Securities Industry Essentials ... entry-level financial services professionals preparing for the SIE as a prerequisite to Series ...

Varsity Tutors

SIE Tutor

Mckinney, TX · Remote

$40/hr

... and FINRA regulations while preparing candidates for the Securities Industry Essentials ... entry-level financial services professionals preparing for the SIE as a prerequisite to Series ...

Varsity Tutors

SIE Tutor

Ann Arbor, MI · Remote

$40/hr

... and FINRA regulations while preparing candidates for the Securities Industry Essentials ... entry-level financial services professionals preparing for the SIE as a prerequisite to Series ...

Varsity Tutors

SIE Tutor

Pittsburgh, PA · Remote

$40/hr

... and FINRA regulations while preparing candidates for the Securities Industry Essentials ... entry-level financial services professionals preparing for the SIE as a prerequisite to Series ...

Varsity Tutors

SIE Tutor

Greensboro, NC · Remote

$40/hr

... and FINRA regulations while preparing candidates for the Securities Industry Essentials ... entry-level financial services professionals preparing for the SIE as a prerequisite to Series ...

Varsity Tutors

SIE Tutor

Johns Creek, GA · Remote

$40/hr

... and FINRA regulations while preparing candidates for the Securities Industry Essentials ... entry-level financial services professionals preparing for the SIE as a prerequisite to Series ...

Varsity Tutors

SIE Tutor

Henderson, NV · Remote

$40/hr

... and FINRA regulations while preparing candidates for the Securities Industry Essentials ... entry-level financial services professionals preparing for the SIE as a prerequisite to Series ...

Varsity Tutors

SIE Tutor

New Haven, CT · Remote

$40/hr

... and FINRA regulations while preparing candidates for the Securities Industry Essentials ... entry-level financial services professionals preparing for the SIE as a prerequisite to Series ...

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Finra Sie Entry Level information

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How much do finra sie entry level jobs pay per hour?

As of Jun 9, 2026, the average hourly pay for finra sie entry level in the United States is $17.46, according to ZipRecruiter salary data. Most workers in this role earn between $15.62 and $18.99 per hour, depending on experience, location, and employer.

What are the key skills and qualifications needed to thrive in the Finra Sie Entry Level position, and why are they important?

To thrive in a FINRA SIE Entry Level role, you should have a basic understanding of financial markets, strong analytical abilities, and at least a high school diploma or equivalent. Familiarity with Microsoft Office, online learning platforms, and successful completion of the SIE (Securities Industry Essentials) exam are typically required. Attention to detail, clear communication, and a willingness to learn will help you stand out in this entry-level position. These skills are important for effectively supporting financial professionals, ensuring compliance, and building a foundation for further advancement in the securities industry.

What is a Finra Sie Entry Level job?

A FINRA SIE Entry-Level job typically refers to a role in the financial services industry for individuals who have passed the Securities Industry Essentials (SIE) exam. These positions often involve customer service, account management, or assisting licensed professionals with compliance and administrative tasks. The SIE exam demonstrates basic securities industry knowledge and is a prerequisite for obtaining further FINRA licenses. Many employers require candidates to pass the SIE before hiring or sponsor them for additional exams. Entry-level roles may provide on-the-job training and opportunities for career advancement in financial services.

What kinds of tasks and responsibilities can I expect in a FINRA SIE entry-level position?

In a FINRA SIE entry-level position, you can expect to assist with administrative support, data entry, and customer inquiries related to financial products and services. You may help prepare documents, maintain compliance records, and work closely with licensed professionals as you gain hands-on experience in the securities industry. Collaboration with other team members and consistent learning are key aspects of the role. Entry-level positions like this are designed to help you grow your industry knowledge and prepare for advanced licensing and career opportunities.

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Finra Sie Entry Level jobs near you
Finance Industry Sales - Entry Level

Finance Industry Sales - Entry Level

Dunham & Associates Investment Counsel, Inc.

San Diego, CA • On-site

$28.85/hr

Full-time

Medical, Dental, Vision, Life, Retirement, PTO

Posted 8 days ago

Job description

FINANCE INDUSTRY - ENTRY LEVEL
REGIONAL SALES ASSOCIATE
Dunham & Associates Holdings, Inc. and its subsidiaries (collectively, "Dunham") is a thought leader in the financial services industry. The way we work is a direct reflection of our company culture; we believe in accountability, putting our clients first, and constantly striving for growth. Since 1985, Dunham has grown to become a multi-billion-dollar firm. We work with close to 1,400 Financial Advisors across all 50 states.
Dunham & Associates Investment Counsel, Inc., a subsidiary of Dunham, is an independently owned, registered Broker/Dealer and Investment Adviser helping Financial Advisors and individual investors reach their long-term goals. The firm's focus is on providing disciplined wealth management solutions and related services.
This Is a Phone Sales Role and a Launchpad to a sales career On-Site in San Diego
If you're early in your career, hungry to break into financial services, and not afraid to spend most of your day on the phone then this is where you start. As a Regional Associate, you'll work alongside our Regional Account Managers and Regional Directors to learn the wholesaling business from the ground up while building real relationships with financial advisors across your assigned territory.
You'll be pursuing your FINRA SIE, Series 7, and Series 66 licenses while actively contributing to territorial sales and not just shadowing. We'll invest in your training and licensing. In return, we expect the drive to earn it every day.
If you thrive making 60+ outbound calls a day, love the rhythm of a full pipeline, and measure your days by conversations started and doors opened then keep reading. This is not a role for someone waiting to be told what to do next.
What You'll Be Doing
  • Spending the majority of your day on outbound cold calls -building and maintaining relationships with financial advisors and prospects
  • Scheduling Regional Director appointments to set up productive field days
  • Backing up Regional Account Managers as needed while they travel their territories
  • Preparing sales proposals and other hypothetical illustrations
  • Following up on leads and referrals with consistency and urgency
  • Handling inbound inquiries for information, marketing materials, hypothetical illustrations, and other services
  • Keeping Salesforce records accurate and up to date
  • Actively studying for and passing your FINRA SIE, Series 7, and Series 66 exams within required timelines - this is a condition of continued employment
  • Owning your learning curve - asking good questions, absorbing feedback, and applying it fast

Who Thrives Here
  • Self-directed. You don't wait for someone to assign your next task. You come in with a plan and execute it.
  • High work ethic. You show up ready, stay focused, and put in the effort it takes - not just when it's easy.
  • Coachable and fast. You absorb feedback, apply it quickly, and keep improving without taking it personally.
  • A strong communicator. You're confident on the phone, personable with prospects, and clear in writing.
  • A team player. You collaborate well, lift the energy around you, and understand that your success is connected to everyone else's.
  • A great time manager. In a role that's 80% phone activity, you know how to structure your day, balance competing priorities, and stay accountable to your own goals.

Requirements
  • Bachelor's degree in business, finance, or a related field
  • Evidence of academic excellence and a genuine passion for learning
  • Must obtain FINRA SIE, Series 7, and Series 66 within required timelines (mandatory for continued employment)
  • Proficiency in Microsoft Office 365
  • Strong verbal and written communication skills
  • Highly organized with strong attention to detail
  • Ability to prioritize, juggle competing responsibilities, and work independently
  • Self-starter with strong work ethic and the ability to energize those around you
  • Must work on-site at our San Diego office

Compensation
  • Base: $28.85/hour
  • Growth: A clearly defined path toward the Business Development Associate role and beyond - with promotion from within

Dunham & Associates has grown from $4.7B to over $7B in AUM because we invest in our people the same way we invest for our clients-with conviction and a long-term view. If you're ready to build something, we're ready to grow with you.
Dunham offers a complete benefits package to full-time employees who regularly work more than 30 hours per week. Interns and temporary employees are not eligible for these benefits.
Health & Welfare
Medical, Dental & Vision (choices vary by state)
Life and AD&D Insurance (company paid)
Short-Term & Long-Term Disability (company paid)
Flexible Spending Plan (FSA)
Employee Assistance Plan (company paid)
Domestic Partner benefits
Aflac
Other Great Benefits!
401(k) Plan with generous company match
Paid Time Off (PTO) and Holiday benefits
Company-Sponsored Events

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