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Series 7 66 Jobs (NOW HIRING)

Jobtailor

NY · On-site

$90 - $120/hr

Series 7 and 63/65 or 66 Required - must able to be registered in all 50 states. * Series 9, 10 and 24 preferred. Core Competencies Demonstrates strong leadership and supervisory skills in financial ...

Fwainvest

NY · On-site

$75 - $95/hr

## Supervisor, Operations - Series 7 & 66 RequiredApplylocations: Saint Petersburg, Florida - United Statestime type: Full timeposted on: Posted Todayjob requisition id: R-0011725** Summary*

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$78.7K

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How much do series 7 66 jobs pay per year?

As of Aug 25, 2026, the average yearly pay for series 7 66 in the United States is $78,695.00, according to ZipRecruiter salary data. Most workers in this role earn between $59,000.00 and $95,500.00 per year, depending on experience, location, and employer.

What is a Series 7 66?

A Series 7 and 66 job typically refers to roles in the financial services industry, such as financial advisor or investment representative. The Series 7 license, issued by FINRA, allows professionals to trade securities, while the Series 66 license qualifies them to provide investment advice and manage client portfolios. These professionals help clients make informed investment decisions, conduct financial planning, and ensure compliance with regulations. Many positions requiring these licenses are found in brokerage firms, banks, or wealth management firms.

What are the typical responsibilities of a Series 7 66 licensed professional?

Series 7 66 licensed professionals are primarily responsible for providing investment advice, managing client portfolios, and executing securities transactions on behalf of clients. On a typical day, you might meet with clients to discuss financial goals, research and recommend suitable investment strategies, and ensure compliance with industry regulations. These roles often work closely within a team of advisors, analysts, and support staff to deliver comprehensive financial planning services. The environment tends to be fast-paced and client-focused, offering continual learning opportunities and career advancement paths for those who demonstrate strong performance and dedication.

What are the key skills and qualifications needed to thrive in the Series 7 66 position?

To thrive as a Series 7 66 professional, you need a solid understanding of financial markets, investment products, and regulatory compliance, supported by active Series 7 and Series 66 FINRA licenses. Competence in using financial planning software, customer relationship management (CRM) systems, and market research tools is typically required. Exceptional interpersonal skills, ethical judgment, and the ability to build trust with clients set top performers apart. These abilities are essential to ensure high-quality investment guidance, regulatory adherence, and long-term client satisfaction.

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Series 7 66 jobs near you
Infographic showing various Series 7 66 job openings in the United States as of August 2026, with employment types broken down into 95% Full Time, and 5% Part Time. Highlights an 100% In-person job distribution, with an average salary of $78,695 per year, or $37.8 per hour.

Supervisor, Operations - Series 7 & 66 Required

NY • On-site

Jobtailor
See more jobs at Jobtailorexternal

$90 - $120/hr

Other

Posted 7 days ago

Job description

  • lead a team of Associates, focusing on delivering a Service 1st client experience.
  • demonstrate well-rounded leadership qualities and supervisory skills coupled with a mastery of brokerage operations.
  • ensure teams you lead deliver a positive Service 1st experience by monitoring interactions with clients and utilizing metrics to manage workflows.
  • be the primary point of contact for onboarding new Associates and provide ongoing training to refine client interactions.
  • confirm day-to-day call center staffing is adequate to respond to call volumes.
  • manage your team in accordance with Raymond James’ Human Resources policies and procedures.
  • partner with other home office departments to resolve client account issues and improve operational processes.
  • respond to and resolve escalated situations.
  • serve as an additional resource in the call center during high call volumes.
  • execute client-directed trades across various product types (equities, mutual funds, options, fixed income, and alternative investments).
  • reach out to clients to address important account matters and conduct routine follow up as needed.
  • handle client-directed transactions such as ACH transfers, wire transactions, and journal requests regularly.
  • manage a diverse range of accounts, including trust, estate, and entity accounts.
  • maintain a high level of integrity and adhere to Raymond James' Code of Business Conduct & Ethics.
  • work with branch and firm resources to mitigate risks.
  • provide regular updates to senior management regarding team performance and challenges.
  • develop and Document branch processes into Standard Operating Procedures.
Requirements
  • Bachelor's degree in a related field or an equivalent combination of education and work experience.
  • Three (3) or more years’ experience in financial services / operations including one (1) year as team lead or leadership experience in a financial or service organization.
  • SIE required provided that an exemption or grandfathering cannot be applied.
  • Series 7 and 63/65 or 66 Required - must able to be registered in all 50 states.
  • Series 9, 10 and 24 preferred.
Core Competencies

Demonstrates strong leadership and supervisory skills in financial services, ensuring a Service 1st client experience while managing team performance and operational processes. Proficient in executing client-directed transactions and adhering to compliance standards.

Highest-signal resume keywords
  • Leadership Experience
  • Client Experience Management
  • Financial Services Operations
  • Series 7 Certification
  • SIE Certification
ATS Optimization Keywords Hard Skills
  • Client-Directed Trades
  • Transaction Management
  • Operational Process Improvement
  • Metrics Utilization
  • Standard Operating Procedures Development
Soft Skills
  • Team Leadership
  • Conflict Resolution
  • Communication Skills
  • Training and Development
  • Integrity
Certifications & Qualifications
  • SIE
  • Series 7
  • Series 63
  • Series 65
  • Series 66
Industry Keywords
  • Brokerage Operations
  • Call Center Management
  • Client Account Management
  • Risk Mitigation
  • Code of Business Conduct & Ethics
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