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Entry Level Series 7 66 Jobs (NOW HIRING)

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Entry Level Series 7 66 information

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$25K

$47.8K

$68.5K

How much do entry level series 7 66 jobs pay per year?

As of Jul 20, 2026, the average yearly pay for entry level series 7 66 in the United States is $47,831.00, according to ZipRecruiter salary data. Most workers in this role earn between $40,500.00 and $52,000.00 per year, depending on experience, location, and employer.

What jobs can I get with a Series 7 and 66?

With a Series 7 and 66 license, you can qualify for roles such as financial advisor, stockbroker, or registered representative at brokerage firms. These licenses allow you to sell securities, provide investment advice, and manage client portfolios, often requiring strong knowledge of financial products and compliance standards.

What are the key skills and qualifications needed to thrive as an Entry Level Series 7/66 Financial Professional, and why are they important?

To thrive in an Entry Level Series 7/66 role, you need a solid understanding of financial markets, investment products, and regulatory compliance, supported by obtaining the FINRA Series 7 and Series 66 licenses. Familiarity with financial planning software, CRM platforms, and market analysis tools is typically required. Strong interpersonal skills, attention to detail, and the ability to build client trust set top performers apart. These abilities ensure accurate financial advice, regulatory adherence, and lasting client relationships, which are critical for long-term success in the financial services industry.

What is the average salary for someone with a Series 7 and 66?

Entry-level professionals holding both Series 7 and 66 licenses typically earn between $50,000 and $70,000 annually, depending on the employer, location, and experience. These licenses qualify individuals to work as financial advisors or securities representatives, often with additional certifications or training. Salaries can increase with experience and client base growth.

What professions make 200,000 a year without a degree?

Entry-level Series 7 and 66 licensed financial professionals, such as stockbrokers or financial advisors, can potentially earn $200,000 or more annually through commissions and bonuses. Success in these roles depends on sales skills, client base, and industry experience, often without requiring a college degree but needing relevant licenses and certifications. High earnings are typically achieved after gaining experience and building a strong client network.

What jobs let you keep Series 7?

Jobs that typically allow individuals to keep their Series 7 license include financial advisor, stockbroker, and securities representative roles at brokerage firms. These positions require ongoing licensing to sell securities, and maintaining the Series 7 is essential for compliance and regulatory purposes in these roles.

What is the difference between Entry Level Series 7 66 vs Entry Level Financial Advisor?

AspectEntry Level Series 7 66Entry Level Financial Advisor
CertificationsSeries 7 and Series 66Series 7 and Series 66 (preferred)
Work EnvironmentFinancial firms, brokerage housesFinancial planning firms, banks
Industry UsageRegulatory exams for securities licensingClient advising and financial planning

Both roles often require Series 7 and Series 66 licenses, but the Entry Level Series 7 66 focuses on licensing for securities trading, while Entry Level Financial Advisors primarily provide financial planning and client advice. The former is more exam and licensing-oriented, whereas the latter emphasizes client interaction and financial strategy.

What are some common challenges faced by Entry Level Series 7 and 66 professionals, and how can they be addressed?

Entry Level Series 7 and 66 professionals often face challenges such as building a client base, mastering complex financial products, and adapting to a fast-paced, compliance-driven environment. It's common to feel pressure to meet performance targets while maintaining ethical standards. Success early on typically involves proactive networking, seeking mentorship from experienced colleagues, and dedicating time to ongoing learning and product training. Collaborating effectively with team members, such as senior advisors and support staff, can also help new professionals overcome obstacles and grow their skills.

What are Entry Level Series 7 66 jobs?

Entry Level Series 7 66 jobs are positions in the financial services industry that require candidates to have, or be willing to obtain, the Series 7 and Series 66 licenses. These licenses are issued by FINRA and allow individuals to work as securities representatives, selling investment products and providing financial advice. Entry-level roles typically include job titles such as Financial Advisor Trainee, Registered Representative, or Investment Representative. In these positions, you will learn about financial markets, client management, and regulatory compliance while building your career in finance.
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Entry Level Series 7 66 jobs near you
Infographic showing various Entry Level Series 7 66 job openings in the United States as of July 2026, with employment types broken down into 2% As Needed, 81% Full Time, 15% Part Time, and 2% Contract. Highlights an 94% Physical, 2% Hybrid, and 4% Remote job distribution, with an average salary of $47,831 per year, or $23 per hour.
Licensed Financial Planner (Series 7 & 66)

Licensed Financial Planner (Series 7 & 66)

Talent Search PRO

Tukwila, WA

$75K - $83K/yr

Full-time

Posted 21 days ago

Job description

Senior Associate Financial Planner

Location: Tukwila, WA
Salary: $75,000–$83,000/year
Employment Type: Full-Time, Permanent

Join a collaborative wealth management team where you'll work closely with experienced advisors, build long-term client relationships, and play a key role in delivering financial planning services to high-net-worth individuals.

You'll support and deliver comprehensive financial planning by preparing for client meetings, managing investment portfolios, conducting financial analysis, and helping clients implement personalized wealth strategies.

Responsibilities
  • Partner with Financial Planners to prepare for and participate in client meetings.
  • Gather client data and prepare meeting agendas, financial planning documents, Investment Policy Statements, and asset allocation recommendations.
  • Analyze clients' financial situations and coordinate implementation of planning recommendations with outside professionals when needed.
  • Assist with trading, portfolio rebalancing, cash management, and tax-loss harvesting activities.
  • Deliver financial planning guidance to high-net-worth clients.
  • Develop and maintain ongoing client relationships while providing exceptional client service.
  • Help manage client portfolios alongside the Lead Financial Planner.
  • Support the Investment Committee with portfolio maintenance, model updates, trading, and account management.
  • Conduct investment fund research under the guidance of the Chief Investment Officer.
  • Coordinate portfolio reviews and help facilitate Investment Committee discussions.
Requirements
  • FINRA Series 7 and Series 66 licenses (or recognized equivalents).
  • Bachelor's degree.
  • CFP® certification or another relevant financial planning designation.
  • Strong financial analysis and investment knowledge.
  • Excellent organizational skills with strong attention to detail.
  • Ability to work independently while collaborating effectively with the advisory team.
  • Strong communication and relationship-building skills.