The Regulatory Exam Manager is responsible for coordinating all aspects of firm and branch level examinations by state or federal agencies, as well as industry regulators such as FINRA. They monitor ...
The Regulatory Exam Manager is responsible for coordinating all aspects of firm and branch level examinations by state or federal agencies, as well as industry regulators such as FINRA. They monitor ...
The Regulatory Exam Manager is responsible for coordinating all aspects of firm and branch level examinations by state or federal agencies, as well as industry regulators such as FINRA. They monitor ...
The Regulatory Exam Manager is responsible for coordinating all aspects of firm and branch level examinations by state or federal agencies, as well as industry regulators such as FINRA. They monitor ...
Exam Proctor
Henderson, NV · On-site
$21/hr
To serve remote customers and exam-takers effectively, the Test Security Specialist must have a ... Work and communicate effectively with various levels of management. * Other duties within scope of ...
Quick apply
Exam Proctor
Henderson, NV · On-site
$21/hr
To serve remote customers and exam-takers effectively, the Test Security Specialist must have a ... Work and communicate effectively with various levels of management. * Other duties within scope of ...
AP Exam Proctors
Chappaqua, NY · On-site
$39.54/hr
Make sure students have a fully charged, personal or school-managed device with Bluebook installed on exam day. * Follow seating requirements when assigning and directing students to seats in the ...
AP Exam Proctors
Chappaqua, NY · On-site
$39.54/hr
Make sure students have a fully charged, personal or school-managed device with Bluebook installed on exam day. * Follow seating requirements when assigning and directing students to seats in the ...
Director, Certification & Exam Products
Washington, DC · On-site
$112 - $141/hr
This position leads the development, management, and continuous improvement of ABA's certification exam products, including high-stakes certification exams and practice exam offerings. The role ...
New
Director, Certification & Exam Products
Washington, DC · On-site
$112 - $141/hr
This position leads the development, management, and continuous improvement of ABA's certification exam products, including high-stakes certification exams and practice exam offerings. The role ...
New
AP Exam Proctors
Chappaqua, NY · On-site
$39.54/hr
Make sure students have a fully charged, personal or school-managed device with Bluebook installed on exam day. * Follow seating requirements when assigning and directing students to seats in the ...
AP Exam Proctors
Chappaqua, NY · On-site
$39.54/hr
Make sure students have a fully charged, personal or school-managed device with Bluebook installed on exam day. * Follow seating requirements when assigning and directing students to seats in the ...
AP Exam Proctors
Chappaqua, NY · On-site
$39.54/hr
Make sure students have a fully charged, personal or school-managed device with Bluebook installed on exam day. * Follow seating requirements when assigning and directing students to seats in the ...
AP Exam Proctors
Chappaqua, NY · On-site
$39.54/hr
Make sure students have a fully charged, personal or school-managed device with Bluebook installed on exam day. * Follow seating requirements when assigning and directing students to seats in the ...
AP Exam Proctors
Chappaqua, NY · On-site
$39.54/hr
Make sure students have a fully charged, personal or school-managed device with Bluebook installed on exam day. * Follow seating requirements when assigning and directing students to seats in the ...
AP Exam Proctors
Chappaqua, NY · On-site
$39.54/hr
Make sure students have a fully charged, personal or school-managed device with Bluebook installed on exam day. * Follow seating requirements when assigning and directing students to seats in the ...
Licensed Exam Developer
Kemmerer, WY · On-site
$141K - $212K/yr
Design and manage all ILT program assessments using the Systematic Approach to Training (SAT ... Analyze exam results, candidate performance data, operating experience, and feedback to ...
Licensed Exam Developer
Kemmerer, WY · On-site
$141K - $212K/yr
Design and manage all ILT program assessments using the Systematic Approach to Training (SAT ... Analyze exam results, candidate performance data, operating experience, and feedback to ...
Exam Proctor
Henderson, NV · On-site
$21/hr
To serve remote customers and exam-takers effectively, the Test Security Specialist must have a ... Work and communicate effectively with various levels of management. * Other duties within scope of ...
Exam Proctor
Henderson, NV · On-site
$21/hr
To serve remote customers and exam-takers effectively, the Test Security Specialist must have a ... Work and communicate effectively with various levels of management. * Other duties within scope of ...
Exam Proctor
Portland, ME · On-site
$18.73 - $21.92/hr
The Exam Proctor role is responsible for setting up exam rooms, recording attendance and ... management.
Exam Proctor
Portland, ME · On-site
$18.73 - $21.92/hr
The Exam Proctor role is responsible for setting up exam rooms, recording attendance and ... management.
Licensed Exam Developer
Kemmerer, WY · On-site
Design and manage all ILT program assessments using the Systematic Approach to Training (SAT ... Analyze exam results, candidate performance data, operating experience, and feedback to ...
Licensed Exam Developer
Kemmerer, WY · On-site
Design and manage all ILT program assessments using the Systematic Approach to Training (SAT ... Analyze exam results, candidate performance data, operating experience, and feedback to ...
Director, Certifying Exam Administration
East Lansing, MI · On-site
$145K/yr
In this role, you will lead exam administration, operational readiness, risk management, stakeholder engagement, and process improvement while ensuring a high-quality experience for candidates ...
Director, Certifying Exam Administration
East Lansing, MI · On-site
$145K/yr
In this role, you will lead exam administration, operational readiness, risk management, stakeholder engagement, and process improvement while ensuring a high-quality experience for candidates ...
In this role, you will lead exam administration, operational readiness, risk management, stakeholder engagement, and process improvement while ensuring a high-quality experience for candidates ...
Quick apply
In this role, you will lead exam administration, operational readiness, risk management, stakeholder engagement, and process improvement while ensuring a high-quality experience for candidates ...
In this role, you will lead exam administration, operational readiness, risk management, stakeholder engagement, and process improvement while ensuring a high-quality experience for candidates ...
In this role, you will lead exam administration, operational readiness, risk management, stakeholder engagement, and process improvement while ensuring a high-quality experience for candidates ...
Licensed Exam Developer
Kemmerer, WY · On-site
Design and manage all ILT program assessments using the Systematic Approach to Training (SAT ... Analyze exam results, candidate performance data, operating experience, and feedback to ...
Licensed Exam Developer
Kemmerer, WY · On-site
Design and manage all ILT program assessments using the Systematic Approach to Training (SAT ... Analyze exam results, candidate performance data, operating experience, and feedback to ...
Director, Exam Development
New York, NY · On-site +1
CFA Institute is the world's largest association of investment management professionals. As a ... The position reports to the Senior Director, Exam Development, may be headquartered in ...
Director, Exam Development
New York, NY · On-site +1
CFA Institute is the world's largest association of investment management professionals. As a ... The position reports to the Senior Director, Exam Development, may be headquartered in ...
Director, Exam Development
Washington, DC · On-site +1
CFA Institute is the world's largest association of investment management professionals. As a ... The position reports to the Senior Director, Exam Development, may be headquartered in ...
Director, Exam Development
Washington, DC · On-site +1
CFA Institute is the world's largest association of investment management professionals. As a ... The position reports to the Senior Director, Exam Development, may be headquartered in ...
PACS, Epic, PowerScribe, Exam Manager, Life Image, PowerShare, and related imaging and communication software. 4. Problem Solving and Prioritization: Proven ability to independently prioritize tasks ...
PACS, Epic, PowerScribe, Exam Manager, Life Image, PowerShare, and related imaging and communication software. 4. Problem Solving and Prioritization: Proven ability to independently prioritize tasks ...
Year 2 Exam Coordinator
Westbury, NY · On-site
$60K - $65K/yr
... management; and energy and sustainability. A nonprofit, independent, private, and nonsectarian ... Develop Year 2 exam item request charts/schedule; request items from faculty; track submissions ...
Year 2 Exam Coordinator
Westbury, NY · On-site
$60K - $65K/yr
... management; and energy and sustainability. A nonprofit, independent, private, and nonsectarian ... Develop Year 2 exam item request charts/schedule; request items from faculty; track submissions ...
Exam Manager information
What is an exam manager?
What are the key skills and qualifications needed to thrive as an exam manager?
What are some of the main challenges an exam manager may face during large-scale testing periods?
What is the difference between Exam Manager vs Test Coordinator?
| Aspect | Exam Manager | Test Coordinator |
|---|---|---|
| Certifications | Typically requires certifications in exam administration or testing procedures | Often requires certifications in testing or educational administration |
| Work Environment | Manages exam logistics, oversees testing centers, ensures security | Coordinates testing schedules, manages test-taker registration, liaises with testing sites |
| Industry Usage | Used in education, certification bodies, and professional testing organizations | Common in educational institutions, certification programs, and training providers |
While both roles involve overseeing testing processes, the Exam Manager focuses on managing exam logistics and security, whereas the Test Coordinator handles scheduling and registration. Both roles are essential in ensuring smooth exam operations within educational and certification settings.
What cities are hiring for Exam Manager jobs?
Cities with the most Exam Manager job openings:
What are the most commonly searched types of Exam jobs?
The most popular types of Exam jobs are:
What states have the most Exam Manager jobs?
States with the most job openings for Exam Manager jobs include:
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Re-posted 23 days ago
Cetera Financial Group rating
8.3
Based on 26 frontline employees who took The Breakroom Quiz
Job description
The Sr. Compliance Analyst (Regulatory Exams) is responsible for supporting the network of Cetera Financial Group's broker/dealer and registered investment advisers throughout the examination process. The Regulatory Exam Manager is responsible for coordinating all aspects of firm and branch level examinations by state or federal agencies, as well as industry regulators such as FINRA. They monitor and track findings through remediation and closure and serve as the primary liaison with regulators. By advising on regulatory requests, challenging preconceptions and assumptions, The Sr. Compliance Analyst ensures firm programs and policies are articulated in a positive and credible manner to regulators.
This is a hybrid role based in Dallas, Texas.
What will you do:
- Develop and maintain positive and productive working partnerships with stakeholders and regulatory personnel.
- Partner with firm-level Compliance, Supervision, and business line management teams to guide remediation plans for examination findings and draft formal written responses to examination reports
- Complete the collection, analysis, and delivery of data, documents, and other information to regulators, including thinking critically about the nature of requests to identify underlying purposes and potential risks presented.
- Maintain awareness of regulatory activities and industry developments to identify trends and emerging issues that may have an impact on Cetera's business.
- Other duties as assigned.
What you need to have:
- Broad and extensive working knowledge of FINRA, SEC, and/or MSRB regulations and their applicability to differing circumstances.
- Effective communication skills with polished and persuasive speaking and writing abilities.
- A flexible and adaptable mindset with the ability to rapidly digest and process information while shifting between different subject matters.
- Microsoft Excel proficiency
- 3+ years of experience working in broker/dealer or investment adviser compliance and/or regulatory affairs, with progressively increasing responsibilities.
- Series 7 & 24 Registrations
What is nice to have
- Prior work as a regulator
- Bachelor's degree in finance or a related field or equivalent.
- Project management skills
- Series 65/66
Travel Requirements: Up to 25%
Compensation:
The base salary range for this role in Dallas, TX is $82,000 to $117,000, plus a competitive performance-based bonus. Base salary depends on a wide array of factors, including but not limited to skill set, years and depth of experience, certifications, and location. Salary range may also differ significantly due to geography and cost of labor considerations.
#LI-Hybrid
What Cetera Financial Group employees say
Pay
Benefits
Hours and flexibility
Workplace
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About Cetera Financial Group
Sourced by ZipRecruiter
Industry
Finance and insurance
Company size
1,001 - 5,000 Employees
Headquarters location
El Segundo, CA, US
Year founded
1981