A regulatory compliance manager works in a bank, credit union, or lending institution. Your duties focus on ensuring that the bank’s operations are legal and meet ethical standards. The responsibilities include teaching employees about consumer protection rules, notifying management about financial regulation changes and new laws, and auditing operations to assess regulatory compliance. You also work with your employer to create plans to deal with regulatory compliance issues when they occur. Compliance positions exist in other industries, but the focus of a compliance manager is always on ensuring that the business abides by all relevant regulations.