Experience in Financial Brokerage Operations in supporting client and advisors relationships Benefits are an integral part of total rewards and First Citizens Bank is committed to providing a ...
Experience in Financial Brokerage Operations in supporting client and advisors relationships Benefits are an integral part of total rewards and First Citizens Bank is committed to providing a ...
Experience in Financial Brokerage Operations in supporting client and advisors relationships Benefits are an integral part of total rewards and First Citizens Bank is committed to providing a ...
Experience in Financial Brokerage Operations in supporting client and advisors relationships Benefits are an integral part of total rewards and First Citizens Bank is committed to providing a ...
AML/CFT Compliance Officer - (Quality Control, Investigations, Broker/Dealer) - Remote
Raleigh, NC · On-site +1
$97K - $150K/yr
This role involves performing quality control reviews of complex Broker/Dealer and/or Banking ... * Assist in tracking QC error rates, quality metrics, and remediation activities * Support the ...
AML/CFT Compliance Officer - (Quality Control, Investigations, Broker/Dealer) - Remote
Raleigh, NC · On-site +1
$97K - $150K/yr
This role involves performing quality control reviews of complex Broker/Dealer and/or Banking ... * Assist in tracking QC error rates, quality metrics, and remediation activities * Support the ...
Accounting Assistant
Raleigh, NC · On-site
$19 - $24.75/hr
... Air Brokerage (goairbrokerage.com) -- Private aviation brokerage About the Role The Accounting Assistant owns the day-to-day bookkeeping across our portfolio of companies. This is a hands-on, high ...
Quick apply
Accounting Assistant
Raleigh, NC · On-site
$19 - $24.75/hr
... Air Brokerage (goairbrokerage.com) -- Private aviation brokerage About the Role The Accounting Assistant owns the day-to-day bookkeeping across our portfolio of companies. This is a hands-on, high ...
Accounting Assistant
$19 - $24.75/hr
... Air Brokerage (goairbrokerage.com) - Private aviation brokerage About the Role The Accounting Assistant owns the day-to-day bookkeeping across our portfolio of companies. This is a hands-on, high ...
Accounting Assistant
$19 - $24.75/hr
... Air Brokerage (goairbrokerage.com) - Private aviation brokerage About the Role The Accounting Assistant owns the day-to-day bookkeeping across our portfolio of companies. This is a hands-on, high ...
Accounting Assistant
Raleigh, NC · On-site
$19 - $24.75/hr
... Air Brokerage (goairbrokerage.com) - Private aviation brokerage About the Role The Accounting Assistant owns the day-to-day bookkeeping across our portfolio of companies. This is a hands-on, high ...
Accounting Assistant
Raleigh, NC · On-site
$19 - $24.75/hr
... Air Brokerage (goairbrokerage.com) - Private aviation brokerage About the Role The Accounting Assistant owns the day-to-day bookkeeping across our portfolio of companies. This is a hands-on, high ...
AML/CFT Compliance Officer - (Quality Control, Investigations, Broker/Dealer) - Remote
Raleigh, NC · Remote
$97K - $150K/yr
This role involves performing quality control reviews of complex Broker/Dealer and/or Banking ... * Assist in tracking QC error rates, quality metrics, and remediation activities * Support the ...
AML/CFT Compliance Officer - (Quality Control, Investigations, Broker/Dealer) - Remote
Raleigh, NC · Remote
$97K - $150K/yr
This role involves performing quality control reviews of complex Broker/Dealer and/or Banking ... * Assist in tracking QC error rates, quality metrics, and remediation activities * Support the ...
AML/CFT Compliance Officer - (Quality Control, Investigations, Broker/Dealer) - Remote
Raleigh, NC · Remote
$97K - $150K/yr
This role involves performing quality control reviews of complex Broker/Dealer and/or Banking ... * Assist in tracking QC error rates, quality metrics, and remediation activities * Support the ...
AML/CFT Compliance Officer - (Quality Control, Investigations, Broker/Dealer) - Remote
Raleigh, NC · Remote
$97K - $150K/yr
This role involves performing quality control reviews of complex Broker/Dealer and/or Banking ... * Assist in tracking QC error rates, quality metrics, and remediation activities * Support the ...
Assistant Director-Compliance (Retirement, Securities Product Underwriting & Securities Wholesale...
Raleigh, NC · On-site
... broker-dealer, and Principal Securities, Inc. (PSI), a dually registered broker-dealer and ... tools to assist in reviewing and evaluating job applications, fraud prevention, and candidate ...
Assistant Director-Compliance (Retirement, Securities Product Underwriting & Securities Wholesale...
Raleigh, NC · On-site
... broker-dealer, and Principal Securities, Inc. (PSI), a dually registered broker-dealer and ... tools to assist in reviewing and evaluating job applications, fraud prevention, and candidate ...
Support senior broker in day-to-day deal activities, including research, underwriting, and marketing * Build and maintain a pipeline of prospects and client relationships * Assist in preparing ...
Quick apply
Support senior broker in day-to-day deal activities, including research, underwriting, and marketing * Build and maintain a pipeline of prospects and client relationships * Assist in preparing ...
Claim Assistant
Chapel Hill, NC · On-site
$50K - $52K/yr
Draft POSITION SUMMARY The Claim Assistant ("CA") plays an important role in ensuring claims are ... wholesale broker, policyholder or claimant calls on pending matters and providing updates and ...
Quick apply
Claim Assistant
Chapel Hill, NC · On-site
$50K - $52K/yr
Draft POSITION SUMMARY The Claim Assistant ("CA") plays an important role in ensuring claims are ... wholesale broker, policyholder or claimant calls on pending matters and providing updates and ...
Assistant Property Manager
$16.25 - $22.25/hr
Our Story Avison Young is a global commercial real estate brokerage and advisory firm, offering ... Overview The Assistant Property Manager reports to the Property Manager & Director, Property ...
New
Assistant Property Manager
$16.25 - $22.25/hr
Our Story Avison Young is a global commercial real estate brokerage and advisory firm, offering ... Overview The Assistant Property Manager reports to the Property Manager & Director, Property ...
New
Import/Export Coordinator
Raleigh, NC · On-site
Review import documentation and respond to questions from carriers, forwarders, brokers, customers ... Manage special projects relating to international transportation. * Assist Purchasing on projects ...
New
Import/Export Coordinator
Raleigh, NC · On-site
Review import documentation and respond to questions from carriers, forwarders, brokers, customers ... Manage special projects relating to international transportation. * Assist Purchasing on projects ...
New
Assistant Property Manager
$16.25 - $22.25/hr
Avison Young is a global commercial real estate brokerage and advisory firm, offering transaction ... The Assistant Property Manager provides the Property Manager & Director, Property Management with ...
New
Assistant Property Manager
$16.25 - $22.25/hr
Avison Young is a global commercial real estate brokerage and advisory firm, offering transaction ... The Assistant Property Manager provides the Property Manager & Director, Property Management with ...
New
Real Estate Showing Agent
Raleigh, NC · On-site
$34 - $100/hr
Licensed agents will stay with their current brokerage. We are a service that connects agents and have been called "The Uber of Real Estate". We provide Showing Agents and Showing Assistants in North ...
Real Estate Showing Agent
Raleigh, NC · On-site
$34 - $100/hr
Licensed agents will stay with their current brokerage. We are a service that connects agents and have been called "The Uber of Real Estate". We provide Showing Agents and Showing Assistants in North ...
Real Estate Showing Agent
Durham, NC · On-site
$34 - $100/hr
Licensed agents will stay with their current brokerage. We are a service that connects agents and have been called "The Uber of Real Estate". We provide Showing Agents and Showing Assistants in North ...
Real Estate Showing Agent
Durham, NC · On-site
$34 - $100/hr
Licensed agents will stay with their current brokerage. We are a service that connects agents and have been called "The Uber of Real Estate". We provide Showing Agents and Showing Assistants in North ...
Real Estate Showing Agent
Oxford, NC · On-site
$34 - $100/hr
Licensed agents will stay with their current brokerage. We are a service that connects agents and have been called "The Uber of Real Estate". We provide Showing Agents and Showing Assistants in North ...
Real Estate Showing Agent
Oxford, NC · On-site
$34 - $100/hr
Licensed agents will stay with their current brokerage. We are a service that connects agents and have been called "The Uber of Real Estate". We provide Showing Agents and Showing Assistants in North ...
Real Estate Showing Agent
$28 - $100/hr
Licensed agents will stay with their current brokerage. We are a service that connects agents and have been called "The Uber of Real Estate". We provide Showing Agents and Showing Assistants in North ...
Real Estate Showing Agent
$28 - $100/hr
Licensed agents will stay with their current brokerage. We are a service that connects agents and have been called "The Uber of Real Estate". We provide Showing Agents and Showing Assistants in North ...
Real Estate Showing Agent
$28 - $100/hr
Licensed agents will stay with their current brokerage. We are a service that connects agents and have been called "The Uber of Real Estate". We provide Showing Agents and Showing Assistants in North ...
Real Estate Showing Agent
$28 - $100/hr
Licensed agents will stay with their current brokerage. We are a service that connects agents and have been called "The Uber of Real Estate". We provide Showing Agents and Showing Assistants in North ...
Real Estate Showing Agent
$28 - $100/hr
Licensed agents will stay with their current brokerage. We are a service that connects agents and have been called "The Uber of Real Estate". We provide Showing Agents and Showing Assistants in North ...
Real Estate Showing Agent
$28 - $100/hr
Licensed agents will stay with their current brokerage. We are a service that connects agents and have been called "The Uber of Real Estate". We provide Showing Agents and Showing Assistants in North ...
Broker Assistant information
See Raleigh, NC salary details
$13.55 - $16.93
17% of jobs
$18.03 is the 25th percentile. Wages below this are outliers.
$16.93 - $20.31
23% of jobs
The median wage is $21.13 / hr.
$20.31 - $23.68
38% of jobs
$23.68 - $27.06
10% of jobs
$27.06 - $30.44
4% of jobs
$30.44 - $33.82
0% of jobs
$33.82 - $37.19
0% of jobs
$37.19 - $40.57
7% of jobs
$40.57 - $43.95
0% of jobs
$43.95 - $47.33
0% of jobs
$47.33 - $50.70
0% of jobs
$13
$23
$50
How much do broker assistant jobs pay per hour?
What are the daily responsibilities of a broker assistant?
What is a broker assistant?
A broker assistant works for a brokerage house and performs support functions. Job duties often include handling petty cash accounts, keeping records for hedge funds, and taking care of office supplies. Their goal is to identify inconsistencies or missing information, so they may have responsibilities related to entering and analyzing data in the company’s computer systems. A broker assistant may be required to answer client questions, handle billing, and create company communications.
What skills and qualifications are needed to be a broker assistant?
What is the difference between Broker Assistant vs Insurance Agent?
| Aspect | Broker Assistant | Insurance Agent |
|---|---|---|
| Required Credentials | Typically high school diploma; some roles may require licensing or certifications | Licensing required in most states; insurance license necessary |
| Work Environment | Office setting, supporting brokers in administrative tasks | Office or field, selling insurance policies directly to clients |
| Employer & Industry Usage | Insurance brokerages, financial firms | Insurance companies, independent agencies |
| Common Search & Comparison | Often compared for administrative roles in insurance | Sales and client interaction focus |
The main difference is that a Broker Assistant primarily provides administrative support within insurance brokerages, while an Insurance Agent actively sells policies and interacts directly with clients. Both roles may require licensing, but their core responsibilities and work environments differ significantly.

Full-time
Medical, Life
Re-posted 2 days ago
First Citizens Bank rating
7.4
Based on 106 frontline employees who took The Breakroom Quiz
108th of 170 rated banks
Job description
Build a meaningful career with First Citizens Bank, where we help individuals, families, and businesses achieve their financial goals. Our First Citizens Wealth team delivers integrated banking, investment, insurance, and wealth solutions designed to support clients at every stage of life. Join a collaborative organization focused on relationships, trust, and long-term impact.
This position provides operational and trading support to financial planning associates and clients. Facilitates high service standards by ensuring efficient daily operations. Answers client calls for operational inquiries or account requests. Responsible for compliance documentation and filing. Processes paperwork in an accurate, timely fashion. Maintains knowledge of the Bank's policies, procedures, and systems in order to resolve operational issues.
Responsibilities
- Operations Support - Addresses operational client service questions and inquiries. Researches, resolves, and communicates updates to the appropriate parties. Assists with time-sensitive operational projects and deadlines. Ensures all unsolicited client trading requests are executed correctly and in a timely manner.
- Account Servicing - Creates, maintains, and updates client accounts. Utilizes department systems to input account information such as money movement requests, cashier records, and other items. Identifies outstanding process needs or account actions and ensures all necessary documentation is present.
- Documentation - Responsible for filing, completing, and maintaining department forms, including client paperwork. Assists in processing compliance files and sourcing information needed for daily activities.
- Collaboration - Works closely with associates, management, clients, and business team in fulfilling daily requests and providing necessary information. Ensures outstanding items are appropriately followed-up and deadlines met in a team environment.
Qualifications
Bachelor's Degree and 0 years of experience in Financial Services or Brokerage industry OR High School Diploma or GED and 2 years of experience in Financial Services or Brokerage industry
License or Certification Type: Must have or obtain within 180 days all required licenses: Series 7, Series 63 & 65 or 66 as well as state-specific life, health, and long term care insurance licenses RequiredSkill(s): Experience in Financial Brokerage Operations in supporting client and advisors relationships
Benefits are an integral part of total rewards and First Citizens Bank is committed to providing a competitive, thoughtfully designed and quality benefits program to meet the needs of our associates. More information can be found at https://jobs.firstcitizens.com/benefits.
What First Citizens Bank employees say
Pay
Benefits
Hours and flexibility
Workplace
Get the full story on Breakroom