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Assistant Remote Series 7 Jobs (NOW HIRING)

San Blas Securities

$100K - $300K/yr

Series 7 (6) and 63 licenses are required * Self-starter with a strong work ethic and ability to ... Remote (work from home/own office) position. Powered by JazzHR lCJhIZYe4J

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Assistant Remote Series 7 information

What are the key skills and qualifications needed to thrive as an Assistant Remote Series 7, and why are they important?

To excel as an Assistant Remote Series 7, you typically need a solid understanding of financial markets, securities regulations, and must hold a FINRA Series 7 license. Familiarity with financial software platforms, CRM systems, and compliance management tools is commonly required. Strong organizational skills, attention to detail, and clear communication are crucial soft skills in this role. These competencies ensure accurate client support, regulatory compliance, and effective collaboration in a remote financial services environment.

How does an Assistant Remote Series 7 professional typically collaborate with senior advisors and clients in a virtual environment?

As an Assistant Remote Series 7 professional, you’ll frequently support senior financial advisors by preparing client documentation, conducting research, and helping manage client portfolios—all while working remotely. Communication is key, so you'll use secure messaging platforms, video calls, and CRM systems to stay aligned with the advisory team and meet client needs efficiently. You'll also help facilitate virtual client meetings, ensuring all compliance standards are met and follow-ups are tracked. Regular collaboration with operations, compliance, and IT teams is common to ensure smooth, compliant workflows in the remote setting.

What is an Assistant Remote Series 7?

An Assistant Remote Series 7 is a professional who supports financial advisors or brokers remotely, often assisting with tasks related to securities trading, client communication, and administrative duties. The 'Series 7' refers to the FINRA licensing exam that authorizes individuals to sell a broad range of securities. While assistants themselves may not always be required to hold the Series 7 license, having it allows them to perform more complex duties, such as discussing investment options with clients. These roles are increasingly performed remotely, leveraging technology to support financial teams from anywhere. Their responsibilities can vary widely depending on the firm's needs and the assistant's qualifications.

What is the difference between Assistant Remote Series 7 vs Financial Advisor?

AspectAssistant Remote Series 7Financial Advisor
CertificationsSeries 7, possibly Series 63/66Series 7, Series 63/66, CFP (optional)
Work EnvironmentRemote, support role in financial firmsIn-person or remote client-facing role
Employer & IndustryBrokerages, financial servicesFinancial planning firms, banks

The Assistant Remote Series 7 typically supports licensed financial professionals and requires Series 7 certification. In contrast, a Financial Advisor directly manages client portfolios and may hold additional certifications like CFP. While both roles operate within the financial industry, the Assistant Remote Series 7 focuses on administrative and support tasks remotely, whereas Financial Advisors engage directly with clients, often in person or via virtual meetings.

More about Assistant Remote Series 7 jobs
What cities are hiring for Assistant Remote Series 7 jobs? Cities with the most Assistant Remote Series 7 job openings:
What are the most commonly searched types of Remote Series 7 jobs? The most popular types of Remote Series 7 jobs are:
What states have the most Assistant Remote Series 7 jobs? States with the most job openings for Assistant Remote Series 7 jobs include:
What job categories do people searching Assistant Remote Series 7 jobs look for? The top searched job categories for Assistant Remote Series 7 jobs are:
Assistant Remote Series 7 jobs near you
Infographic showing various Assistant Remote Series 7 job openings in the United States as of May 2026, with employment types broken down into 2% As Needed, 72% Full Time, 24% Part Time, and 2% Contract. Highlights an 97% Physical, and 3% Remote job distribution.
Financial Advisor Series 7

Financial Advisor Series 7

San Blas Securities

Richmond, VA • Remote

$100K - $500K/yr

Full-time

Posted 29 days ago

Job description

About San Blas Securities:
San Blas Securities is a rapidly growing, full-service investment bank and independent advisor network. We are dedicated to providing our advisors and their clients with exceptional service and innovative financial solutions. We foster a collaborative and supportive work environment where our employees can thrive and grow professionally.
  • Privately owned, well capitalized and strong balance sheet for our size
  • Experienced senior management team
  • Over $2 Billion of Customer Assets under management
  • In-house CIO
  • Top Tier Clearing, Custody and Technology
  • Highly Competitive Payouts (80% to 90%+ for independents) & Incentives
  • Onboarding Incentives including upfront forgivable transition loans
  • Fees such as E&O, Technology and Tickets below industry norm
Position Summary:
We are seeking highly motivated and results-oriented advisors to join our growing team. The ideal candidate will have a proven track record of success.  This role offers a competitive commission-based compensation package & onboarding incentives, the opportunity to leverage an existing network of institutional clients, and the chance to be part of a dynamic and growing organization.
  • BD, RIA, and Insurance Platforms
  • We will consider both W2 and 1099 affiliations
  • Custody & Clearing with RBC & Schwab
  • We have attracted advisors from Regional, Wirehouse and Independent Firms
Qualifications:
  • 5+ years of proven success
  • Series 7 (6) and 63 licenses are required
  • Self-starter with a strong work ethic and ability to work independently
  • Portable existing client relationships are a requirement

San Blas Securities is an Equal Opportunity Employer
This is a Remote (work from home/own office) position.
 

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