$260K - $365K/yr
Full-time
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Job description
Financial Regulatory Associate AmLaw 100 Platform Multiple U.S. Offices
Our AmLaw 100 client is building out its financial regulatory bench and is hiring a mid level associate to join a nationally recognized Financial Services and Securities Enforcement team. This role sits within a practice that regularly advises financial institutions, fintech companies, and payments platforms on regulatory exposure, product development, and government scrutiny.
Openings are available in New York, Chicago, Austin, Los Angeles, and San Francisco.
Role Summary
You will work on a mix of regulatory counseling, enforcement matters, and compliance strategy for clients operating in the financial services and payments ecosystem. The work spans:
• Advising fintech companies and financial institutions on payment products and regulatory risk
• Handling state and federal regulatory inquiries and investigations
• Counseling clients on licensing, money transmission, and compliance obligations
• Supporting rulemaking analysis and regulatory strategy
• Working with clients navigating consumer financial protection statutes and related regulatory frameworks
This team regularly advises companies operating across domestic and international markets and is known for its work at the intersection of fintech innovation and financial regulation.
Candidate Profile
• 3 to 5 years of experience in financial regulatory, fintech, or consumer financial services work
• Familiarity with statutes such as FCRA, FDCPA, ECOA, SCRA, MLA, TILA, EFTA, GLBA, and TCPA
• Experience advising financial services or fintech clients on compliance and regulatory exposure
• Strong academic credentials and clear, precise writing
• Active bar admission in the state of the office you are joining
Why This Role
This practice advises clients at the center of the evolving payments and fintech market. Associates work closely with partners on regulatory strategy, product counseling, and enforcement matters rather than sitting on the margins of large teams.
The platform offers a national financial regulatory practice with cross office collaboration, direct client interaction, and a steady flow of matters tied to the rapid growth of digital payments and financial technology.
Compensation follows the AmLaw market scale with a salary range of approximately $260,000 to $365,000, depending on experience and location.
Interested?
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Frequently asked questions
Q: What skills or qualities help someone succeed as a Financial Services Associate?
A: To succeed as a Financial Services Associate, key technical skills include proficiency in financial modeling, data analysis, and financial software applications such as Excel, Bloomberg, or other industry-specific tools. Soft skills like strong communication, problem-solving, and analytical abilities, as well as a detail-oriented and organized approach, are also essential for success in this role. These strengths enable Financial Services Associates to effectively analyze financial data, provide insightful recommendations, and build strong relationships with clients or stakeholders, ultimately supporting their career growth and effectiveness in the industry.
Q: What is the career path for a Financial Services Associate?
A: A Financial Services Associate typically starts as an entry-level role, assisting in client onboarding, account management, and financial analysis, before progressing to mid-level positions such as Financial Analyst or Portfolio Manager, where they develop expertise in financial modeling, investment strategies, and risk management. As they gain experience, they can move into senior roles like Director of Financial Planning or Chief Investment Officer, overseeing complex financial projects and leading teams. Throughout their career, Financial Services Associates can develop skills in areas like financial markets, regulatory compliance, and leadership, with long-term career prospects including senior leadership positions, entrepreneurship, or specialized roles in fields like wealth management or asset management.
