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Series 65 Ria Jobs (NOW HIRING)

The Misch Group

RIA Financial Advisor

Miami, FL · On-site

$90K - $500K/yr

RIA Financial Advisor Department: Insurance & Financial Services Employment Type: Full Time ... Active Series 65 or equivalent registration * Experience working with HNW/UHNW clientele

Wealth Enhancement Group

Financial Advisor

Houston, TX · On-site

Series 65 (RIA Only) * Insurance Licenses * 4+ years of experience within the wealth management industry * Ability to source and convert prospects to clients and provide high-level planning-oriented ...

Wealth Enhancement Group

Financial Advisor

Jacksonville, FL · On-site

$79K - $127K/yr

Series 65 (RIA Only) * CFP preferred * Ability to provide high-level planning-oriented service * Possess excellent analytical, organizational, and communication skills (both oral & written) * Ability ...

Wealth Enhancement Group

Financial Advisor

Clackamas, OR · On-site

$90K - $110K/yr

Series 65 (RIA Only) * Insurance Licenses * 4+ years of experience within the wealth management industry * Ability to source and convert prospects to clients and provide high-level planning-oriented ...

Wealth Enhancement Group

Financial Advisor

Clackamas, OR

$90K - $110K/yr

Series 65 (RIA Only) * Insurance Licenses * 4+ years of experience within the wealth management industry * Ability to source and convert prospects to clients and provide high-level planning-oriented ...

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Series 65 Ria information

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$11

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$45

How much do series 65 ria jobs pay per hour?

As of May 29, 2026, the average hourly pay for series 65 ria in the United States is $27.68, according to ZipRecruiter salary data. Most workers in this role earn between $19.23 and $29.33 per hour, depending on experience, location, and employer.

What are the key skills and qualifications needed to thrive as a Series 65 Registered Investment Adviser (RIA), and why are they important?

To thrive as a Series 65 Registered Investment Adviser, you need a solid understanding of investment principles, portfolio management, and financial regulations, typically demonstrated by passing the Series 65 exam and meeting state registration requirements. Familiarity with financial planning software, CRM tools, and compliance management systems is also important. Strong interpersonal communication, ethical judgment, and client-focused problem-solving set top advisers apart. These skills ensure advisers deliver compliant, personalized financial strategies that build trust and long-term client relationships.

What are the typical career advancement opportunities for someone starting as a Series 65 RIA?

Starting as a Series 65 Registered Investment Adviser (RIA) opens several paths for career growth. Many professionals begin as client-facing advisors or analysts and can progress to senior advisor, portfolio manager, or even partner roles within their firm. With experience, RIAs may also choose to specialize in areas such as retirement planning, wealth management, or compliance. Additionally, some RIAs eventually establish their own advisory practices, leveraging their client base and industry knowledge. Ongoing professional development, networking, and maintaining a strong compliance record are key to advancing in this field.

What is a Series 65 RIA?

A Series 65 RIA refers to an individual who has passed the Series 65 exam and is registered as an Investment Adviser Representative (RIA). The Series 65 exam, also known as the Uniform Investment Adviser Law Examination, qualifies individuals to provide investment advice and manage client portfolios for a fee. Passing the exam and registering as an RIA is required by most states for professionals who wish to offer investment advisory services. This designation ensures that the individual has demonstrated knowledge of ethical practices, securities regulations, and portfolio management.

What is the difference between Series 65 Ria vs Series 66 Ria?

AspectSeries 65 RiaSeries 66 Ria
Required CredentialsSeries 65 licenseSeries 66 license (often combined with Series 7)
Work EnvironmentAdvisors providing investment advice and financial planningAdvisors offering investment advice and securities transactions
Employer & Industry UsageRegistered Investment Advisors (RIAs), independent advisorsHybrid firms, broker-dealer affiliated RIAs

The Series 65 Ria license qualifies individuals to act as investment advisor representatives, providing financial advice. The Series 66 Ria license combines the Series 63 and 65, allowing advisors to also engage in securities transactions. While both licenses enable financial advising, the Series 66 is often preferred for those involved in both advising and brokerage activities. Understanding these differences helps advisors choose the right licensing path for their career and client service needs.

More about Series 65 Ria jobs
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Series 65 Ria jobs near you
Infographic showing various Series 65 Ria job openings in the United States as of May 2026, with employment types broken down into 33% As Needed, 50% Full Time, and 17% Contract. Highlights an 92% Physical, and 8% Remote job distribution, with an average salary of $57,583 per year, or $27.7 per hour.

RIA Operator/Senior Wealth Advisor

SKYLINE WEALTH STRATEGIES, LLC

Austin, TX

Full-time

Posted 11 days ago

Job description

Opportunity

RIA Operator/Senior Wealth Advisor

Location

On-site Austin, TX (hybrid may be considered)

Who We Are

Skyline Wealth Strategies (SWS), a growing family office platform serving 200+ high-net-worth families (HNWFs) with $5–$50M balance sheets, is seeking a licensed RIA Operator / Senior Wealth Advisor to install, operate, and serve as the responsible person for the firm’s new Registered Investment Advisor entity. This is a key leadership hire with long-term ownership potential who will integrate the RIA offering into Skyline’s overall wealth platform and serve our families with fiduciary excellence.

What We're Building

SWS is positioning itself as the go-to wealth partner for HNWFs focused on tax-efficient legacy planning, retirement distribution strategies, and institutional-grade alternative investments. Our model integrates wealth planning, insurance, annuities, private credit, and real estate offerings via Noble Capital. This next phase will install a fully licensed RIA entity — separate, properly governed, and operated under its own regulatory structure — with Fidelity and Schwab as custodians. We will leverage a third-party institutional platform to power all asset management recommendations using subadvised and separately managed strategies. There will be no internal investment products or self-managed assets.

Role Summary

You will:

  • Hold or qualify to hold the RIA license and serve as the responsible person / operator
  • Serve as the lead advisor for new and existing managed account clients
  • Partner with Skyline on family onboarding, planning, and managed allocations
  • Oversee fiduciary compliance and collaborate with fractional or outsourced CCO partner
  • Build an RIA operation that scales with Skyline’s planning-led front office

Ideal Background

  • Active Series 65 or equivalent registration
  • Experience managing HNW advisory relationships ($1M–$25M accounts)
  • Comfortable working with turnkey platforms, outsourced CIOs, and third-party SMAs
  • Previous RIA or IAR experience preferred (including startup or tuck-in experience)
  • Strong communicator who thrives in a collaborative planning-first environment

Compensation

  • Competitive base salary
  • Incentive comp tied to AUM growth and client satisfaction
  • Long-term equity participation in the new RIA entity
  • Why This Role
  • This is a rare opportunity to:
  • Build an RIA from scratch, with full compliance and platform support
  • Join a family office platform backed by a full accelerator (LevelUp)
  • Work alongside elite advisors and planning professionals
  • Serve as the responsible advisor for a meaningful book of business
  • Help set the tone and fiduciary standard for a next-gen family office