RIA Financial Advisor
Miami, FL · On-site
$90K - $500K/yr
RIA Financial Advisor Department: Insurance & Financial Services Employment Type: Full Time ... Active Series 65 or equivalent registration * Experience working with HNW/UHNW clientele
RIA Financial Advisor
Miami, FL · On-site
$90K - $500K/yr
RIA Financial Advisor Department: Insurance & Financial Services Employment Type: Full Time ... Active Series 65 or equivalent registration * Experience working with HNW/UHNW clientele
Financial Advisor
Jacksonville, FL · On-site
$79K - $127K/yr
Series 65 (RIA Only) * CFP preferred * Ability to provide high-level planning-oriented service * Possess excellent analytical, organizational, and communication skills (both oral & written) * Ability ...
Financial Advisor
Jacksonville, FL · On-site
$79K - $127K/yr
Series 65 (RIA Only) * CFP preferred * Ability to provide high-level planning-oriented service * Possess excellent analytical, organizational, and communication skills (both oral & written) * Ability ...
Financial Advisor
Miami, FL · On-site
$79K - $127K/yr
Series 65 (RIA Only) * Insurance Licenses * 4+ years of experience within the wealth management industry * Ability to source and convert prospects to clients and provide high-level planning-oriented ...
Financial Advisor
Miami, FL · On-site
$79K - $127K/yr
Series 65 (RIA Only) * Insurance Licenses * 4+ years of experience within the wealth management industry * Ability to source and convert prospects to clients and provide high-level planning-oriented ...
Financial Advisor
Miami, FL · On-site
$79K - $127K/yr
Series 65 (RIA Only) * Insurance Licenses * 4+ years of experience within the wealth management industry * Ability to source and convert prospects to clients and provide high-level planning-oriented ...
Financial Advisor
Miami, FL · On-site
$79K - $127K/yr
Series 65 (RIA Only) * Insurance Licenses * 4+ years of experience within the wealth management industry * Ability to source and convert prospects to clients and provide high-level planning-oriented ...
Financial Advisor
$79K - $127K/yr
Series 65 (RIA Only) * CFP preferred * Ability to provide high-level planning-oriented service * Possess excellent analytical, organizational, and communication skills (both oral & written) * Ability ...
Financial Advisor
$79K - $127K/yr
Series 65 (RIA Only) * CFP preferred * Ability to provide high-level planning-oriented service * Possess excellent analytical, organizational, and communication skills (both oral & written) * Ability ...
Active Series 65 or equivalent registration * Experience working with HNW/UHNW clientele * Comfortable with independent 1099 model * Clean or manageable U4 disclosures (firm is open to candidates ...
Quick apply
Active Series 65 or equivalent registration * Experience working with HNW/UHNW clientele * Comfortable with independent 1099 model * Clean or manageable U4 disclosures (firm is open to candidates ...
... HNW RIA environment. * Strong desire for business development; has local contacts and robust networking capability. * Bachelor's degree in Finance or similar. * Series 65 license highly preferred.
... HNW RIA environment. * Strong desire for business development; has local contacts and robust networking capability. * Bachelor's degree in Finance or similar. * Series 65 license highly preferred.
Wealth Advisor, Ultra High Net Worth
Miami, FL · On-site +1
Company Description Farther is a rapidly growing RIA that combines expert advisors with cutting ... Series 65 or equivalent registration with clean U4 * Tech-savvy mindset with comfort adopting ...
Wealth Advisor, Ultra High Net Worth
Miami, FL · On-site +1
Company Description Farther is a rapidly growing RIA that combines expert advisors with cutting ... Series 65 or equivalent registration with clean U4 * Tech-savvy mindset with comfort adopting ...
Company Description Farther is a rapidly growing RIA that combines expert advisors with cutting ... Series 65 or equivalent registration with clean U4 * Tech-savvy mindset with comfort adopting ...
Company Description Farther is a rapidly growing RIA that combines expert advisors with cutting ... Series 65 or equivalent registration with clean U4 * Tech-savvy mindset with comfort adopting ...
Series 65 license (RIA) and insurance licenses required. * 4+ years of experience within the wealth management industry. * Demonstrated ability to source prospects and convert them to clients while ...
New
Quick apply
Series 65 license (RIA) and insurance licenses required. * 4+ years of experience within the wealth management industry. * Demonstrated ability to source prospects and convert them to clients while ...
New
Financial Advisor
Delray Beach, FL · On-site
Series 65 license (RIA) and insurance licenses required. * 4+ years of experience within the wealth management industry. * Demonstrated ability to source prospects and convert them to clients while ...
New
Financial Advisor
Delray Beach, FL · On-site
Series 65 license (RIA) and insurance licenses required. * 4+ years of experience within the wealth management industry. * Demonstrated ability to source prospects and convert them to clients while ...
New
Investment Advisor
Tampa, FL · On-site
Active series 65 license * CFP ® certified * Client first attitude * Proven ability to work collaboratively with others * Working knowledge of various RIA custodian referral platforms * Excellent ...
Investment Advisor
Tampa, FL · On-site
Active series 65 license * CFP ® certified * Client first attitude * Proven ability to work collaboratively with others * Working knowledge of various RIA custodian referral platforms * Excellent ...
Series 65 license (RIA) and insurance licenses required. * 4+ years of experience within the wealth management industry. * Demonstrated ability to source prospects and convert them to clients while ...
New
Series 65 license (RIA) and insurance licenses required. * 4+ years of experience within the wealth management industry. * Demonstrated ability to source prospects and convert them to clients while ...
New
Investment Advisor
Tampa, FL · On-site
Active series 65 license * CFP ® certified * Client first attitude * Proven ability to work collaboratively with others * Working knowledge of various RIA custodian referral platforms * Excellent ...
Quick apply
Investment Advisor
Tampa, FL · On-site
Active series 65 license * CFP ® certified * Client first attitude * Proven ability to work collaboratively with others * Working knowledge of various RIA custodian referral platforms * Excellent ...
Senior Wealth Advisor
Boca Raton, FL · On-site
... HNW RIA environment. * Strong desire for business development; has local contacts and robust networking capability. * Bachelor's degree in Finance or similar. * Series 65 license highly preferred.
Senior Wealth Advisor
Boca Raton, FL · On-site
... HNW RIA environment. * Strong desire for business development; has local contacts and robust networking capability. * Bachelor's degree in Finance or similar. * Series 65 license highly preferred.
Deputy Chief Compliance Officer
$120K - $170K/yr
... RIA entities and affiliated firms, including Forms ADV (1A), ADV-E, 13F, NP-X, 13H, and other ... FINRA Series 7 and Series 24, Series 65 or 66 required; * Minimum of 5 years of compliance or ...
Deputy Chief Compliance Officer
$120K - $170K/yr
... RIA entities and affiliated firms, including Forms ADV (1A), ADV-E, 13F, NP-X, 13H, and other ... FINRA Series 7 and Series 24, Series 65 or 66 required; * Minimum of 5 years of compliance or ...
Deputy Chief Compliance Officer
Miami, FL · On-site
$120K - $170K/yr
... RIA entities and affiliated firms, including Forms ADV (1A), ADV-E, 13F, NP-X, 13H, and other ... FINRA Series 7 and Series 24, Series 65 or 66 required; * Minimum of 5 years of compliance or ...
Deputy Chief Compliance Officer
Miami, FL · On-site
$120K - $170K/yr
... RIA entities and affiliated firms, including Forms ADV (1A), ADV-E, 13F, NP-X, 13H, and other ... FINRA Series 7 and Series 24, Series 65 or 66 required; * Minimum of 5 years of compliance or ...
Deputy Chief Compliance Officer
$120K - $170K/yr
... RIA entities and affiliated firms, including Forms ADV (1A), ADV-E, 13F, NP-X, 13H, and other ... FINRA Series 7 and Series 24, Series 65 or 66 required; * Minimum of 5 years of compliance or ...
Deputy Chief Compliance Officer
$120K - $170K/yr
... RIA entities and affiliated firms, including Forms ADV (1A), ADV-E, 13F, NP-X, 13H, and other ... FINRA Series 7 and Series 24, Series 65 or 66 required; * Minimum of 5 years of compliance or ...
Deputy Chief Compliance Officer
$120K - $170K/yr
... RIA entities and affiliated firms, including Forms ADV (1A), ADV-E, 13F, NP-X, 13H, and other ... FINRA Series 7 and Series 24, Series 65 or 66 required; * Minimum of 5 years of compliance or ...
Deputy Chief Compliance Officer
$120K - $170K/yr
... RIA entities and affiliated firms, including Forms ADV (1A), ADV-E, 13F, NP-X, 13H, and other ... FINRA Series 7 and Series 24, Series 65 or 66 required; * Minimum of 5 years of compliance or ...
JOB QUALIFICATIONS * 5-10 years of experience in RIA or wealth management operations or client ... Series 65 preferred or willingness to obtain. * Demonstrated ability to manage custodial workflows ...
JOB QUALIFICATIONS * 5-10 years of experience in RIA or wealth management operations or client ... Series 65 preferred or willingness to obtain. * Demonstrated ability to manage custodial workflows ...
Series 65 Ria information
How to make money with series 65?
A Series 65 licensed Registered Investment Advisor (RIA) can earn income by providing financial planning, investment advisory, and portfolio management services to clients. Revenue is typically generated through advisory fees, asset-based fees, or hourly charges, depending on the firm's fee structure. Success also depends on building a client base, maintaining compliance, and demonstrating strong investment knowledge and communication skills.
What is a Series 65 RIA?
A Series 65 RIA refers to an individual who has passed the Series 65 exam and is registered as an Investment Adviser Representative (RIA). The Series 65 exam, also known as the Uniform Investment Adviser Law Examination, qualifies individuals to provide investment advice and manage client portfolios for a fee. Passing the exam and registering as an RIA is required by most states for professionals who wish to offer investment advisory services. This designation ensures that the individual has demonstrated knowledge of ethical practices, securities regulations, and portfolio management.
What are the key skills and qualifications needed to thrive as a Series 65 Registered Investment Adviser (RIA), and why are they important?
To thrive as a Series 65 Registered Investment Adviser, you need a solid understanding of investment principles, portfolio management, and financial regulations, typically demonstrated by passing the Series 65 exam and meeting state registration requirements. Familiarity with financial planning software, CRM tools, and compliance management systems is also important. Strong interpersonal communication, ethical judgment, and client-focused problem-solving set top advisers apart. These skills ensure advisers deliver compliant, personalized financial strategies that build trust and long-term client relationships.
What is the difference between Series 65 Ria vs Series 66 Ria?
| Aspect | Series 65 Ria | Series 66 Ria |
|---|---|---|
| Required Credentials | Series 65 license | Series 66 license (often combined with Series 7) |
| Work Environment | Advisors providing investment advice and financial planning | Advisors offering investment advice and securities transactions |
| Employer & Industry Usage | Registered Investment Advisors (RIAs), independent advisors | Hybrid firms, broker-dealer affiliated RIAs |
The Series 65 Ria license qualifies individuals to act as investment advisor representatives, providing financial advice. The Series 66 Ria license combines the Series 63 and 65, allowing advisors to also engage in securities transactions. While both licenses enable financial advising, the Series 66 is often preferred for those involved in both advising and brokerage activities. Understanding these differences helps advisors choose the right licensing path for their career and client service needs.
Do you need series 65 for RIA?
Yes, individuals acting as Registered Investment Advisers (RIA) typically need to pass the Series 65 exam to register with state authorities and provide investment advice legally. The Series 65 license qualifies individuals to act as investment adviser representatives without needing the Series 7 license, though some firms may require additional certifications or licenses depending on their services. Having the Series 65 is a common requirement for RIAs to operate legally and demonstrate competence in investment advisory activities.
How much do series 65 holders make?
Series 65 holders, who are licensed to act as investment adviser representatives, typically earn between $60,000 and $120,000 annually, depending on experience, location, and firm size. Compensation may include base salary, commissions, and bonuses, especially for those working in financial advisory roles or managing client portfolios.
What kind of job can I get with a series 65?
A Series 65 license qualifies individuals to work as investment adviser representatives, providing financial planning, investment advice, and portfolio management services. These professionals often work for registered investment advisory firms, managing client assets and offering financial strategies. The license is essential for roles that involve giving personalized investment advice without being a registered broker-dealer.
What are the typical career advancement opportunities for someone starting as a Series 65 RIA?
Starting as a Series 65 Registered Investment Adviser (RIA) opens several paths for career growth. Many professionals begin as client-facing advisors or analysts and can progress to senior advisor, portfolio manager, or even partner roles within their firm. With experience, RIAs may also choose to specialize in areas such as retirement planning, wealth management, or compliance. Additionally, some RIAs eventually establish their own advisory practices, leveraging their client base and industry knowledge. Ongoing professional development, networking, and maintaining a strong compliance record are key to advancing in this field.
What are popular job titles related to Series 65 Ria jobs in Florida? For Series 65 Ria jobs in Florida, the most frequently searched job titles are:
What job categories do people searching Series 65 Ria jobs in Florida look for? The top searched job categories for Series 65 Ria jobs in Florida are:
What cities in Florida are hiring for Series 65 Ria jobs? Cities in Florida with the most Series 65 Ria job openings:
$90K - $500K/yr
Full-time
Re-posted 15 days ago
Job description
RIA Financial Advisor
Department: Insurance & Financial Services
Employment Type: Full Time
Location: Florida
Compensation: $90,000 - $500,000 / year
Description
Join a 10-year-old boutique wealth management firm founded by former major wirehouse advisors. The firm specializes in international HNW/UHNW clients and offers a unique multi-custodial platform with relationships across U.S., European, and Latin American custodians.
Built for entrepreneurial advisors, the firm offers full back-office support, high payouts, and complete ownership of client relationships. Advisors operate with true independence, without restrictive employment terms or non-solicits.
Position Overview:We're seeking experienced Financial Advisors who want full autonomy, the ability to serve international HNW clients, and a compensation structure that reflects their value. The ideal candidate has a portable book of at least $5M in AUM, operates with integrity, and thrives in a white-glove service environment.
Key Responsibilities
Skills, Knowledge and Expertise
Must-Have Qualifications:
Nice-to-Have Qualifications:
Benefits
Ideal Candidate Profile:
This is an ideal role for a tenured advisor looking to break free from wirehouse limitations and serve a global client base with elite support. You should be confident working with HNW clients, comfortable operating independently, and excited by a flexible, entrepreneurial model with robust earning potential.
Department: Insurance & Financial Services
Employment Type: Full Time
Location: Florida
Compensation: $90,000 - $500,000 / year
Description
Join a 10-year-old boutique wealth management firm founded by former major wirehouse advisors. The firm specializes in international HNW/UHNW clients and offers a unique multi-custodial platform with relationships across U.S., European, and Latin American custodians.
Built for entrepreneurial advisors, the firm offers full back-office support, high payouts, and complete ownership of client relationships. Advisors operate with true independence, without restrictive employment terms or non-solicits.
Position Overview:We're seeking experienced Financial Advisors who want full autonomy, the ability to serve international HNW clients, and a compensation structure that reflects their value. The ideal candidate has a portable book of at least $5M in AUM, operates with integrity, and thrives in a white-glove service environment.
Key Responsibilities
- Transition and manage existing book of clients
- Build and maintain client relationships, both domestic and international
- Customize multi-custodial investment solutions
- Collaborate with back-office team for trading, support, and compliance
- Conduct client meetings in preferred formats (in-person, remote, international travel, etc.)
Skills, Knowledge and Expertise
Must-Have Qualifications:
- Minimum $5M in portable AUM
- Active Series 65 or equivalent registration
- Experience working with HNW/UHNW clientele
- Comfortable with independent 1099 model
- Clean or manageable U4 disclosures (firm is open to candidates with prior marks, depending on nature)
Nice-to-Have Qualifications:
- Experience serving international clients
- Familiarity with multiple custodians (Schwab, Interactive Brokers, Santander, Swiss banks)
- Multilingual skills (Spanish, Portuguese, French)
- Previous experience at a major wirehouse
Benefits
- Full independence, no non-solicit agreements
- Flexible work location and schedule
- Voluntary group-rate benefits available
- High payout structure (65%+)
- Multinational custodial access
- White-glove support and culture
Ideal Candidate Profile:
This is an ideal role for a tenured advisor looking to break free from wirehouse limitations and serve a global client base with elite support. You should be confident working with HNW clients, comfortable operating independently, and excited by a flexible, entrepreneurial model with robust earning potential.