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Series 65 Ria Jobs in Florida (NOW HIRING)

The Misch Group

RIA Financial Advisor

Miami, FL · On-site

$90K - $500K/yr

RIA Financial Advisor Department: Insurance & Financial Services Employment Type: Full Time ... Active Series 65 or equivalent registration * Experience working with HNW/UHNW clientele

Wealth Enhancement Group

Financial Advisor

Jacksonville, FL · On-site

$79K - $127K/yr

Series 65 (RIA Only) * CFP preferred * Ability to provide high-level planning-oriented service * Possess excellent analytical, organizational, and communication skills (both oral & written) * Ability ...

Wealth Enhancement Group

Financial Advisor

Jacksonville, FL · On-site

$79K - $127K/yr

Series 65 (RIA Only) * CFP preferred * Ability to provide high-level planning-oriented service * Possess excellent analytical, organizational, and communication skills (both oral & written) * Ability ...

Wealth Enhancement Group

Financial Advisor

Miami, FL · On-site

$79K - $127K/yr

Series 65 (RIA Only) * Insurance Licenses * 4+ years of experience within the wealth management industry * Ability to source and convert prospects to clients and provide high-level planning-oriented ...

Wealth Enhancement Group

Financial Advisor

Miami, FL · On-site

$79K - $127K/yr

Series 65 (RIA Only) * Insurance Licenses * 4+ years of experience within the wealth management industry * Ability to source and convert prospects to clients and provide high-level planning-oriented ...

The Misch Group

RIA Financial Advisor

Miami, FL · On-site

Active Series 65 or equivalent registration * Experience working with HNW/UHNW clientele * Comfortable with independent 1099 model * Clean or manageable U4 disclosures (firm is open to candidates ...

Mesirow Financial

Senior Wealth Advisor

Boca Raton, FL · On-site

... HNW RIA environment. * Strong desire for business development; has local contacts and robust networking capability. * Bachelor's degree in Finance or similar. * Series 65 license highly preferred.

Mesirow Financial

Senior Wealth Advisor

Stuart, FL · On-site

... HNW RIA environment. * Strong desire for business development; has local contacts and robust networking capability. * Bachelor's degree in Finance or similar. * Series 65 license highly preferred.

Mesirow

Senior Wealth Advisor

Stuart, FL · On-site

... HNW RIA environment. * Strong desire for business development; has local contacts and robust networking capability. * Bachelor's degree in Finance or similar. * Series 65 license highly preferred.

Sequoia Financial Group Llc

Wealth Advisor

Tampa, FL · On-site

Sequoia Financial Group is a growing Registered Investment Advisor (RIA), headquartered in ... Must have 5 consecutive years (most recently) as IAR with Series 65 or a Series 7 and Series 66 ...

Farther

Wealth Advisor, Ultra High Net Worth

Miami, FL · On-site +1

Company Description Farther is a rapidly growing RIA that combines expert advisors with cutting ... Series 65 or equivalent registration with clean U4 * Tech-savvy mindset with comfort adopting ...

RIA Recruiting

Client Service Associate

Tampa, FL

$65K - $85K/yr

Series 65 or the ability to obtain after hire * Adept and skilled with technology, 3rd party software, and the use of Microsoft Office products (Word, Power Point, Excel, Etc.) * Experience with our ...

RIA Recruiting

Client Service Associate

Tampa, FL

Series 65 or the ability to obtain after hire * Adept and skilled with technology, 3rd party software, and the use of Microsoft Office products (Word, Power Point, Excel, Etc.) * Experience with our ...

RIA Recruiting

Client Service Associate

Tampa, FL · On-site

$65K - $85K/yr

Series 65 or the ability to obtain after hire * Adept and skilled with technology, 3rd party software, and the use of Microsoft Office products (Word, Power Point, Excel, Etc.) * Experience with our ...

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All JobsSeries 65 Ria JobsSeries 65 Ria Jobs in Florida

Series 65 Ria information

What is a Series 65 RIA?

A Series 65 RIA refers to an individual who has passed the Series 65 exam and is registered as an Investment Adviser Representative (RIA). The Series 65 exam, also known as the Uniform Investment Adviser Law Examination, qualifies individuals to provide investment advice and manage client portfolios for a fee. Passing the exam and registering as an RIA is required by most states for professionals who wish to offer investment advisory services. This designation ensures that the individual has demonstrated knowledge of ethical practices, securities regulations, and portfolio management.

What are the key skills and qualifications needed to thrive as a Series 65 Registered Investment Adviser (RIA), and why are they important?

To thrive as a Series 65 Registered Investment Adviser, you need a solid understanding of investment principles, portfolio management, and financial regulations, typically demonstrated by passing the Series 65 exam and meeting state registration requirements. Familiarity with financial planning software, CRM tools, and compliance management systems is also important. Strong interpersonal communication, ethical judgment, and client-focused problem-solving set top advisers apart. These skills ensure advisers deliver compliant, personalized financial strategies that build trust and long-term client relationships.

What is the difference between Series 65 Ria vs Series 66 Ria?

AspectSeries 65 RiaSeries 66 Ria
Required CredentialsSeries 65 licenseSeries 66 license (often combined with Series 7)
Work EnvironmentAdvisors providing investment advice and financial planningAdvisors offering investment advice and securities transactions
Employer & Industry UsageRegistered Investment Advisors (RIAs), independent advisorsHybrid firms, broker-dealer affiliated RIAs

The Series 65 Ria license qualifies individuals to act as investment advisor representatives, providing financial advice. The Series 66 Ria license combines the Series 63 and 65, allowing advisors to also engage in securities transactions. While both licenses enable financial advising, the Series 66 is often preferred for those involved in both advising and brokerage activities. Understanding these differences helps advisors choose the right licensing path for their career and client service needs.

Can you start an RIA with a series 65?

A Series 65 license qualifies individuals to act as Investment Advisor Representatives (IARs) for Registered Investment Advisers (RIAs), allowing them to provide investment advice and manage client portfolios. However, establishing an RIA also requires registering the firm with the SEC or state authorities and meeting other regulatory requirements. The Series 65 is a key credential for starting and operating an RIA as an IAR.

How much do series 65 holders make?

Series 65 holders, who work as investment adviser representatives, typically earn between $60,000 and $150,000 annually, depending on experience, location, and firm size. Compensation may include base salary, bonuses, and commissions, especially for those managing client portfolios or sales. Successful advisors with strong client bases can earn higher incomes as they gain experience and build their practice.

What are the typical career advancement opportunities for someone starting as a Series 65 RIA?

Starting as a Series 65 Registered Investment Adviser (RIA) opens several paths for career growth. Many professionals begin as client-facing advisors or analysts and can progress to senior advisor, portfolio manager, or even partner roles within their firm. With experience, RIAs may also choose to specialize in areas such as retirement planning, wealth management, or compliance. Additionally, some RIAs eventually establish their own advisory practices, leveraging their client base and industry knowledge. Ongoing professional development, networking, and maintaining a strong compliance record are key to advancing in this field.

What can you do with a Series 65 license?

A Series 65 license qualifies individuals to act as investment adviser representatives, providing financial advice and managing client portfolios. It allows them to operate independently or for firms, offering services such as financial planning, investment management, and advisory consulting. The license is essential for those working in the registered investment advisory (RIA) industry and often requires passing the Series 65 exam and maintaining ongoing compliance.

Can financial advisors make $500,000 a year?

Series 65 registered investment advisors (RIAs) can potentially earn $500,000 or more annually, especially with a large client base, high net worth clients, or successful investment strategies. Income varies based on experience, location, firm size, and the fee structure used, such as assets under management or commissions.
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Series 65 Ria jobs near you
Infographic showing various Series 65 Ria job openings in Florida as of June 2026, with employment types broken down into 1% Locum Tenens, 83% Full Time, 12% Part Time, 3% Contract, and 1% Nights. Highlights an 64% Physical, 18% Hybrid, and 18% Remote job distribution.

RIA Financial Advisor

The Misch Group

Miami, FL • On-site

$90K - $500K/yr

Full-time

Posted 17 days ago

Job description

RIA Financial Advisor
Department: Insurance & Financial Services
Employment Type: Full Time
Location: Florida
Compensation: $90,000 - $500,000 / year
Description
Join a 10-year-old boutique wealth management firm founded by former major wirehouse advisors. The firm specializes in international HNW/UHNW clients and offers a unique multi-custodial platform with relationships across U.S., European, and Latin American custodians.
Built for entrepreneurial advisors, the firm offers full back-office support, high payouts, and complete ownership of client relationships. Advisors operate with true independence, without restrictive employment terms or non-solicits.
Position Overview:We're seeking experienced Financial Advisors who want full autonomy, the ability to serve international HNW clients, and a compensation structure that reflects their value. The ideal candidate has a portable book of at least $5M in AUM, operates with integrity, and thrives in a white-glove service environment.
Key Responsibilities
  • Transition and manage existing book of clients
  • Build and maintain client relationships, both domestic and international
  • Customize multi-custodial investment solutions
  • Collaborate with back-office team for trading, support, and compliance
  • Conduct client meetings in preferred formats (in-person, remote, international travel, etc.)

Skills, Knowledge and Expertise
Must-Have Qualifications:
  • Minimum $5M in portable AUM
  • Active Series 65 or equivalent registration
  • Experience working with HNW/UHNW clientele
  • Comfortable with independent 1099 model
  • Clean or manageable U4 disclosures (firm is open to candidates with prior marks, depending on nature)

Nice-to-Have Qualifications:
  • Experience serving international clients
  • Familiarity with multiple custodians (Schwab, Interactive Brokers, Santander, Swiss banks)
  • Multilingual skills (Spanish, Portuguese, French)
  • Previous experience at a major wirehouse

Benefits
  • Full independence, no non-solicit agreements
  • Flexible work location and schedule
  • Voluntary group-rate benefits available
  • High payout structure (65%+)
  • Multinational custodial access
  • White-glove support and culture

Ideal Candidate Profile:
This is an ideal role for a tenured advisor looking to break free from wirehouse limitations and serve a global client base with elite support. You should be confident working with HNW clients, comfortable operating independently, and excited by a flexible, entrepreneurial model with robust earning potential.

Apply