Senior Wealth Advisor
Boca Raton, FL · On-site
... HNW RIA environment. * Strong desire for business development; has local contacts and robust networking capability. * Bachelor's degree in Finance or similar. * Series 65 license highly preferred.
Senior Wealth Advisor
Boca Raton, FL · On-site
... HNW RIA environment. * Strong desire for business development; has local contacts and robust networking capability. * Bachelor's degree in Finance or similar. * Series 65 license highly preferred.
Series 65 license (RIA) and insurance licenses required. * 4+ years of experience within the wealth management industry. * Demonstrated ability to source prospects and convert them to clients while ...
New
Quick apply
Series 65 license (RIA) and insurance licenses required. * 4+ years of experience within the wealth management industry. * Demonstrated ability to source prospects and convert them to clients while ...
New
Series 65 license (RIA) and insurance licenses required. * 4+ years of experience within the wealth management industry. * Demonstrated ability to source prospects and convert them to clients while ...
New
Series 65 license (RIA) and insurance licenses required. * 4+ years of experience within the wealth management industry. * Demonstrated ability to source prospects and convert them to clients while ...
New
Series 65 license (RIA) and insurance licenses required. * 4+ years of experience within the wealth management industry. * Demonstrated ability to source prospects and convert them to clients while ...
New
Series 65 license (RIA) and insurance licenses required. * 4+ years of experience within the wealth management industry. * Demonstrated ability to source prospects and convert them to clients while ...
New
Senior Wealth Advisor
Boca Raton, FL · On-site
... HNW RIA environment. * Strong desire for business development; has local contacts and robust networking capability. * Bachelor's degree in Finance or similar. * Series 65 license highly preferred.
Senior Wealth Advisor
Boca Raton, FL · On-site
... HNW RIA environment. * Strong desire for business development; has local contacts and robust networking capability. * Bachelor's degree in Finance or similar. * Series 65 license highly preferred.
Financial Advisor Series 7, 65 or 66
West Palm Beach, FL · Remote
$100K - $300K/yr
BD, RIA, and Insurance Platforms * We will consider both W2 and 1099 affiliations * Custody ... Series 7 (6) and 63 licenses are required * Self-starter with a strong work ethic and ability to ...
Quick apply
Financial Advisor Series 7, 65 or 66
West Palm Beach, FL · Remote
$100K - $300K/yr
BD, RIA, and Insurance Platforms * We will consider both W2 and 1099 affiliations * Custody ... Series 7 (6) and 63 licenses are required * Self-starter with a strong work ethic and ability to ...
Associate Wealth Advisor
Boca Raton, FL · On-site
... RIA) based in San Francisco, CA. We manage approximately $9 billion in client assets as a fee-based ... Series 65 · Series 7 or Series 63 · Bachelor's degree in Finance, Accounting, Economics, or a ...
Associate Wealth Advisor
Boca Raton, FL · On-site
... RIA) based in San Francisco, CA. We manage approximately $9 billion in client assets as a fee-based ... Series 65 · Series 7 or Series 63 · Bachelor's degree in Finance, Accounting, Economics, or a ...
Wealth Advisor
Fort Lauderdale, FL · On-site +1
$150K - $250K/yr
CFP designation, or working towards it. * 5+ years' experience working in Financial Planning for an RIA or Wealth Management Firm. * The series 65 license is required for the position; however ...
Wealth Advisor
Fort Lauderdale, FL · On-site +1
$150K - $250K/yr
CFP designation, or working towards it. * 5+ years' experience working in Financial Planning for an RIA or Wealth Management Firm. * The series 65 license is required for the position; however ...
Series 65 Ria information
See Boca Raton, FL salary details
$10.72 - $13.69
12% of jobs
$13.69 - $16.65
12% of jobs
$17.52 is the 25th percentile. Wages below this are outliers.
$16.65 - $19.62
6% of jobs
$19.62 - $22.58
0% of jobs
$22.58 - $25.55
17% of jobs
The median wage is $25.85 / hr.
$25.55 - $28.51
36% of jobs
$28.51 - $31.48
1% of jobs
$31.48 - $34.45
0% of jobs
$34.45 - $37.41
8% of jobs
$37.41 - $40.38
5% of jobs
$40.38 - $43.34
3% of jobs
$10
$26
$43
How much do series 65 ria jobs pay per hour?
As of Jul 15, 2026, the average hourly pay for series 65 ria in Boca Raton, FL is $26.27, according to ZipRecruiter salary data. Most workers in this role earn between $18.27 and $27.84 per hour, depending on experience, location, and employer.
How to make money with series 65?
A Series 65 licensed Registered Investment Advisor (RIA) can earn income by providing financial planning, investment advisory, and portfolio management services to clients. Revenue is typically generated through advisory fees, asset-based fees, or hourly charges, depending on the firm's fee structure. Success also depends on building a client base, maintaining compliance, and demonstrating strong investment knowledge and communication skills.
What is a Series 65 RIA?
A Series 65 RIA refers to an individual who has passed the Series 65 exam and is registered as an Investment Adviser Representative (RIA). The Series 65 exam, also known as the Uniform Investment Adviser Law Examination, qualifies individuals to provide investment advice and manage client portfolios for a fee. Passing the exam and registering as an RIA is required by most states for professionals who wish to offer investment advisory services. This designation ensures that the individual has demonstrated knowledge of ethical practices, securities regulations, and portfolio management.
What are the key skills and qualifications needed to thrive as a Series 65 Registered Investment Adviser (RIA), and why are they important?
To thrive as a Series 65 Registered Investment Adviser, you need a solid understanding of investment principles, portfolio management, and financial regulations, typically demonstrated by passing the Series 65 exam and meeting state registration requirements. Familiarity with financial planning software, CRM tools, and compliance management systems is also important. Strong interpersonal communication, ethical judgment, and client-focused problem-solving set top advisers apart. These skills ensure advisers deliver compliant, personalized financial strategies that build trust and long-term client relationships.
What is the difference between Series 65 Ria vs Series 66 Ria?
| Aspect | Series 65 Ria | Series 66 Ria |
|---|---|---|
| Required Credentials | Series 65 license | Series 66 license (often combined with Series 7) |
| Work Environment | Advisors providing investment advice and financial planning | Advisors offering investment advice and securities transactions |
| Employer & Industry Usage | Registered Investment Advisors (RIAs), independent advisors | Hybrid firms, broker-dealer affiliated RIAs |
The Series 65 Ria license qualifies individuals to act as investment advisor representatives, providing financial advice. The Series 66 Ria license combines the Series 63 and 65, allowing advisors to also engage in securities transactions. While both licenses enable financial advising, the Series 66 is often preferred for those involved in both advising and brokerage activities. Understanding these differences helps advisors choose the right licensing path for their career and client service needs.
Do you need series 65 for RIA?
Yes, individuals acting as Registered Investment Advisers (RIA) typically need to pass the Series 65 exam to register with state authorities and provide investment advice legally. The Series 65 license qualifies individuals to act as investment adviser representatives without needing the Series 7 license, though some firms may require additional certifications or licenses depending on their services. Having the Series 65 is a common requirement for RIAs to operate legally and demonstrate competence in investment advisory activities.
How much do series 65 holders make?
Series 65 holders, who are licensed to act as investment adviser representatives, typically earn between $60,000 and $120,000 annually, depending on experience, location, and firm size. Compensation may include base salary, commissions, and bonuses, especially for those working in financial advisory roles or managing client portfolios.
What kind of job can I get with a series 65?
A Series 65 license qualifies individuals to work as investment adviser representatives, providing financial planning, investment advice, and portfolio management services. These professionals often work for registered investment advisory firms, managing client assets and offering financial strategies. The license is essential for roles that involve giving personalized investment advice without being a registered broker-dealer.
What are the typical career advancement opportunities for someone starting as a Series 65 RIA?
Starting as a Series 65 Registered Investment Adviser (RIA) opens several paths for career growth. Many professionals begin as client-facing advisors or analysts and can progress to senior advisor, portfolio manager, or even partner roles within their firm. With experience, RIAs may also choose to specialize in areas such as retirement planning, wealth management, or compliance. Additionally, some RIAs eventually establish their own advisory practices, leveraging their client base and industry knowledge. Ongoing professional development, networking, and maintaining a strong compliance record are key to advancing in this field.
What are popular job titles related to Series 65 Ria jobs in Boca Raton, FL? For Series 65 Ria jobs in Boca Raton, FL, the most frequently searched job titles are:
What job categories do people searching Series 65 Ria jobs in Boca Raton, FL look for? The top searched job categories for Series 65 Ria jobs in Boca Raton, FL are:
What cities near Boca Raton, FL are hiring for Series 65 Ria jobs? Cities near Boca Raton, FL with the most Series 65 Ria job openings:
Job description
The Opportunity
Mesirow is an independent, employee-owned financial services firm founded in 1937. Headquartered in Chicago, with offices around the world, we serve clients through a personal, custom approach to reaching financial goals and acting as a force for social good. With capabilities spanning Private Capital & Currency, Capital Markets & Investment Banking, and Advisory Services, we invest in what matters: our clients, our communities and our culture. We are proud of our employee-owned culture, built on collaboration and shared success, empowering our professionals to develop meaningful relationships, pursue growth opportunities and make a lasting impact for our clients and communities. Mesirow has been named one of the Best Places to Work in Chicago by Crain’s Chicago Business multiple times and is one of Barron’s Top 100 RIA firms.
Our advisors provide investment and fiduciary services to individuals, families, corporations, and non-profit organizations. With over $13.1B in assets under management as of March 31, 2026, we have earned a reputation for effectively managing our clients’ needs and goals. Wealth management has been Mesirow's flagship business for nearly 90 years, built around our trusted advisors who have an average tenure at the firm of 19 years.
We are recruiting for a Senior Wealth Advisor to join our expanding platform. The ideal candidate will be equally adept at working independently or with a team to develop and maintain strong client relationships, providing investment and wealth management solutions. This individual will be oriented to building a practice upon fee-based, discretionary managed portfolios. To learn more about our strategic growth plans for the Southeast region and the recent acquisition, please Click here
Primary Duties:
- Utilize network to build relationships, enhance Mesirow Wealth Advisor and personal brand, and build a pipeline of qualified leads
- Work with management and/or team to progress leads through pipeline with the goal to onboard them as new clients.
- Analyze financial information obtained from clients to determine strategies for meeting clients’ financial objectives.
- Implement investment recommendations appropriate for clients.
- Implement financial planning recommendations with client portfolios.
- Monitor financial market trends to ensure plans are effective and identify any necessary changes.
Minimum Qualifications:
- Highly motivated self-starter with a strong work ethic, positive “can-do” attitude who is energized by the process of identifying prospective clients and closing new business.
- 5+ years experience working in HNW RIA environment.
- Strong desire for business development; has local contacts and robust networking capability.
- Bachelor's degree in Finance or similar.
- Series 65 license highly preferred.
- CFP® designation highly preferred.
- Familiarity with Black Diamond performance reporting and eMoney financial planning software.
- Exceptional organization, research and time management skills; attention to detail.
- Strong professional communication skills, both written and verbal.
- Effective and timely management of project multitasking.
- Ability to work in a team environment.
EOE
About Mesirow Financial
Sourced by ZipRecruiter
Company size
1,001 - 5,000 Employees
Headquarters location
Chicago, IL, US
Year founded
1937