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Series 65 Ria Jobs in Texas (NOW HIRING)

Wealth Enhancement Group

Financial Advisor

Houston, TX · On-site

Series 65 (RIA Only) * Insurance Licenses * 4+ years of experience within the wealth management industry * Ability to source and convert prospects to clients and provide high-level planning-oriented ...

Wealth Enhancement Group

Financial Advisor

Houston, TX · On-site

Series 65 (RIA Only) * Insurance Licenses * 4+ years of experience within the wealth management industry * Ability to source and convert prospects to clients and provide high-level planning-oriented ...

Altruist

Compliance Officer

Dallas, TX · Hybrid

You'll own substantive compliance work across the RIA's program - with support - while operating ... Securities licenses - Series 65/66, Series 7, and Series 24 preferred; willing to obtain shortly ...

Altruist

Compliance Officer

Dallas, TX · On-site

You'll own substantive compliance work across the RIA's program - with support - while operating ... Securities licenses - Series 65/66, Series 7, and Series 24 preferred; willing to obtain shortly ...

Boutique Recruiting

Wealth Advisor

Dallas, TX · On-site

RIA background is required * Series 65 certification is mandatory * Bachelor's degree is strongly preferred * CFP designation is preferred * Experience with Moneyguide Pro is preferred Benefits:

Boutique Recruiting

Client Service Advisor

Houston, TX · On-site

... RIA or wealth management environment who enjoys delivering exceptional service while managing ... Series 65, Series 7, or Series 66 license preferred * Excellent organizational skills with the ...

Boutique Recruiting

Financial Advisor

San Antonio, TX · On-site

Active licenses (Series 65/66 or equivalent) * 3-5 years of experience as a financial advisor within advisory or investment sales for RIA or broker-dealer * Strong knowledge of securities regulations ...

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All JobsSeries 65 Ria JobsSeries 65 Ria Jobs in Texas

Series 65 Ria information

How to make money with series 65?

A Series 65 licensed Registered Investment Advisor (RIA) can earn income by providing financial planning, investment advisory, and portfolio management services to clients. Revenue is typically generated through advisory fees, asset-based fees, or hourly charges, depending on the firm's fee structure. Success also depends on building a client base, maintaining compliance, and demonstrating strong investment knowledge and communication skills.

What is a Series 65 RIA?

A Series 65 RIA refers to an individual who has passed the Series 65 exam and is registered as an Investment Adviser Representative (RIA). The Series 65 exam, also known as the Uniform Investment Adviser Law Examination, qualifies individuals to provide investment advice and manage client portfolios for a fee. Passing the exam and registering as an RIA is required by most states for professionals who wish to offer investment advisory services. This designation ensures that the individual has demonstrated knowledge of ethical practices, securities regulations, and portfolio management.

What are the key skills and qualifications needed to thrive as a Series 65 Registered Investment Adviser (RIA), and why are they important?

To thrive as a Series 65 Registered Investment Adviser, you need a solid understanding of investment principles, portfolio management, and financial regulations, typically demonstrated by passing the Series 65 exam and meeting state registration requirements. Familiarity with financial planning software, CRM tools, and compliance management systems is also important. Strong interpersonal communication, ethical judgment, and client-focused problem-solving set top advisers apart. These skills ensure advisers deliver compliant, personalized financial strategies that build trust and long-term client relationships.

What is the difference between Series 65 Ria vs Series 66 Ria?

AspectSeries 65 RiaSeries 66 Ria
Required CredentialsSeries 65 licenseSeries 66 license (often combined with Series 7)
Work EnvironmentAdvisors providing investment advice and financial planningAdvisors offering investment advice and securities transactions
Employer & Industry UsageRegistered Investment Advisors (RIAs), independent advisorsHybrid firms, broker-dealer affiliated RIAs

The Series 65 Ria license qualifies individuals to act as investment advisor representatives, providing financial advice. The Series 66 Ria license combines the Series 63 and 65, allowing advisors to also engage in securities transactions. While both licenses enable financial advising, the Series 66 is often preferred for those involved in both advising and brokerage activities. Understanding these differences helps advisors choose the right licensing path for their career and client service needs.

Do you need series 65 for RIA?

Yes, individuals acting as Registered Investment Advisers (RIA) typically need to pass the Series 65 exam to register with state authorities and provide investment advice legally. The Series 65 license qualifies individuals to act as investment adviser representatives without needing the Series 7 license, though some firms may require additional certifications or licenses depending on their services. Having the Series 65 is a common requirement for RIAs to operate legally and demonstrate competence in investment advisory activities.

How much do series 65 holders make?

Series 65 holders, who are licensed to act as investment adviser representatives, typically earn between $60,000 and $120,000 annually, depending on experience, location, and firm size. Compensation may include base salary, commissions, and bonuses, especially for those working in financial advisory roles or managing client portfolios.

What kind of job can I get with a series 65?

A Series 65 license qualifies individuals to work as investment adviser representatives, providing financial planning, investment advice, and portfolio management services. These professionals often work for registered investment advisory firms, managing client assets and offering financial strategies. The license is essential for roles that involve giving personalized investment advice without being a registered broker-dealer.

What are the typical career advancement opportunities for someone starting as a Series 65 RIA?

Starting as a Series 65 Registered Investment Adviser (RIA) opens several paths for career growth. Many professionals begin as client-facing advisors or analysts and can progress to senior advisor, portfolio manager, or even partner roles within their firm. With experience, RIAs may also choose to specialize in areas such as retirement planning, wealth management, or compliance. Additionally, some RIAs eventually establish their own advisory practices, leveraging their client base and industry knowledge. Ongoing professional development, networking, and maintaining a strong compliance record are key to advancing in this field.
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Series 65 Ria jobs near you
Infographic showing various Series 65 Ria job openings in Texas as of July 2026, with employment types broken down into 100% Full Time. Highlights an 81% In-person, 4% Hybrid, and 15% Remote job distribution.

RIA Operator/Senior Wealth Advisor

SKYLINE WEALTH STRATEGIES, LLC

Austin, TX

Full-time

Re-posted 15 days ago

Job description

Opportunity

RIA Operator/Senior Wealth Advisor

Location

On-site Austin, TX (hybrid may be considered)

Who We Are

Skyline Wealth Strategies (SWS), a growing family office platform serving 200+ high-net-worth families (HNWFs) with $5–$50M balance sheets, is seeking a licensed RIA Operator / Senior Wealth Advisor to install, operate, and serve as the responsible person for the firm’s new Registered Investment Advisor entity. This is a key leadership hire with long-term ownership potential who will integrate the RIA offering into Skyline’s overall wealth platform and serve our families with fiduciary excellence.

What We're Building

SWS is positioning itself as the go-to wealth partner for HNWFs focused on tax-efficient legacy planning, retirement distribution strategies, and institutional-grade alternative investments. Our model integrates wealth planning, insurance, annuities, private credit, and real estate offerings via Noble Capital. This next phase will install a fully licensed RIA entity — separate, properly governed, and operated under its own regulatory structure — with Fidelity and Schwab as custodians. We will leverage a third-party institutional platform to power all asset management recommendations using subadvised and separately managed strategies. There will be no internal investment products or self-managed assets.

Role Summary

You will:

  • Hold or qualify to hold the RIA license and serve as the responsible person / operator
  • Serve as the lead advisor for new and existing managed account clients
  • Partner with Skyline on family onboarding, planning, and managed allocations
  • Oversee fiduciary compliance and collaborate with fractional or outsourced CCO partner
  • Build an RIA operation that scales with Skyline’s planning-led front office

Ideal Background

  • Active Series 65 or equivalent registration
  • Experience managing HNW advisory relationships ($1M–$25M accounts)
  • Comfortable working with turnkey platforms, outsourced CIOs, and third-party SMAs
  • Previous RIA or IAR experience preferred (including startup or tuck-in experience)
  • Strong communicator who thrives in a collaborative planning-first environment

Compensation

  • Competitive base salary
  • Incentive comp tied to AUM growth and client satisfaction
  • Long-term equity participation in the new RIA entity
  • Why This Role
  • This is a rare opportunity to:
  • Build an RIA from scratch, with full compliance and platform support
  • Join a family office platform backed by a full accelerator (LevelUp)
  • Work alongside elite advisors and planning professionals
  • Serve as the responsible advisor for a meaningful book of business
  • Help set the tone and fiduciary standard for a next-gen family office