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Series 65 Ria Jobs in Texas (NOW HIRING)

Wealth Enhancement Group

Financial Advisor

Houston, TX · On-site

Series 65 (RIA Only) * Insurance Licenses * 4+ years of experience within the wealth management industry * Ability to source and convert prospects to clients and provide high-level planning-oriented ...

Wealth Enhancement Group

Financial Advisor

Houston, TX · On-site

Series 65 (RIA Only) * Insurance Licenses * 4+ years of experience within the wealth management industry * Ability to source and convert prospects to clients and provide high-level planning-oriented ...

Boutique Recruiting

Wealth Advisor

Dallas, TX · On-site

RIA background is required * Series 65 certification is mandatory * Bachelor's degree is strongly preferred * CFP designation is preferred * Experience with Moneyguide Pro is preferred Benefits:

Boutique Recruiting

Financial Advisor

San Antonio, TX · On-site

Active licenses (Series 65/66 or equivalent) * 3-5 years of experience as a financial advisor within advisory or investment sales for RIA or broker-dealer * Strong knowledge of securities regulations ...

Boutique Recruiting

Client Service Advisor

Houston, TX · On-site

... RIA or wealth management environment who enjoys delivering exceptional service while managing ... Series 65, Series 7, or Series 66 license preferred * Excellent organizational skills with the ...

Cetera

Trading Specialist - RIA

Dallas, TX · Hybrid

$55K - $75K/yr

Series 65 license What is nice to have: CERTIFIED FINANCIAL PLANNER Certification Travel requirements: none at this time Compensation Range: The base annual salary for this role is $55,000.00 to $75 ...

Cetera

Trading Specialist - RIA

Dallas, TX · Hybrid

$55K - $75K/yr

Series 65 license What is nice to have: CERTIFIED FINANCIAL PLANNER Certification Travel requirements: none at this time Compensation Range: The base annual salary for this role is $55,000.00 to $75 ...

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All JobsSeries 65 Ria JobsSeries 65 Ria Jobs in Texas

Series 65 Ria information

What is a Series 65 RIA?

A Series 65 RIA refers to an individual who has passed the Series 65 exam and is registered as an Investment Adviser Representative (RIA). The Series 65 exam, also known as the Uniform Investment Adviser Law Examination, qualifies individuals to provide investment advice and manage client portfolios for a fee. Passing the exam and registering as an RIA is required by most states for professionals who wish to offer investment advisory services. This designation ensures that the individual has demonstrated knowledge of ethical practices, securities regulations, and portfolio management.

What skills and qualifications are needed to thrive as a Series 65 RIA?

To thrive as a Series 65 Registered Investment Adviser, you need a solid understanding of investment principles, portfolio management, and financial regulations, typically demonstrated by passing the Series 65 exam and meeting state registration requirements. Familiarity with financial planning software, CRM tools, and compliance management systems is also important. Strong interpersonal communication, ethical judgment, and client-focused problem-solving set top advisers apart. These skills ensure advisers deliver compliant, personalized financial strategies that build trust and long-term client relationships.

What are the typical career advancement opportunities for a Series 65 RIA?

Starting as a Series 65 Registered Investment Adviser (RIA) opens several paths for career growth. Many professionals begin as client-facing advisors or analysts and can progress to senior advisor, portfolio manager, or even partner roles within their firm. With experience, RIAs may also choose to specialize in areas such as retirement planning, wealth management, or compliance. Additionally, some RIAs eventually establish their own advisory practices, leveraging their client base and industry knowledge. Ongoing professional development, networking, and maintaining a strong compliance record are key to advancing in this field.

What is the difference between Series 65 Ria vs Series 66 Ria?

AspectSeries 65 RiaSeries 66 Ria
Required CredentialsSeries 65 licenseSeries 66 license (often combined with Series 7)
Work EnvironmentAdvisors providing investment advice and financial planningAdvisors offering investment advice and securities transactions
Employer & Industry UsageRegistered Investment Advisors (RIAs), independent advisorsHybrid firms, broker-dealer affiliated RIAs

The Series 65 Ria license qualifies individuals to act as investment advisor representatives, providing financial advice. The Series 66 Ria license combines the Series 63 and 65, allowing advisors to also engage in securities transactions. While both licenses enable financial advising, the Series 66 is often preferred for those involved in both advising and brokerage activities. Understanding these differences helps advisors choose the right licensing path for their career and client service needs.

What kind of job can I get with a Series 65 Ria?

A Series 65 license qualifies individuals to work as investment adviser representatives, providing financial planning, investment advice, and portfolio management services. Common roles include financial advisor, investment consultant, and registered investment adviser representative, often working for registered investment advisory firms or independently. The license allows for client-facing advisory work and requires knowledge of securities regulations and financial planning tools.

What are popular job titles related to Series 65 Ria jobs in Texas?

For Series 65 Ria jobs in Texas, the most frequently searched job titles are:

What job categories do people searching Series 65 Ria jobs in Texas look for?

The top searched job categories for Series 65 Ria jobs in Texas are:

What cities in Texas are hiring for Series 65 Ria jobs?

Cities in Texas with the most Series 65 Ria job openings:

Series 65 Ria jobs near you
Infographic showing various Series 65 Ria job openings in Texas as of August 2026, with employment types broken down into 85% Full Time, 12% Part Time, 1% Temporary, and 2% Contract. Highlights an 83% Physical, 4% Hybrid, and 13% Remote job distribution.

RIA Operator/Senior Wealth Advisor

SKYLINE WEALTH STRATEGIES, LLC

Austin, TX

Full-time

Re-posted 13 days ago

Job description

Opportunity

RIA Operator/Senior Wealth Advisor 

Location

On-site Austin, TX (hybrid may be considered)  

Who We Are

Skyline Wealth Strategies (SWS), a growing family office platform serving 200+ high-net-worth families (HNWFs) with $5–$50M balance sheets, is seeking a licensed RIA Operator / Senior Wealth Advisor to install, operate, and serve as the responsible person for the firm’s new Registered Investment Advisor entity. This is a key leadership hire with long-term ownership potential who will integrate the RIA offering into Skyline’s overall wealth platform and serve our families with fiduciary excellence.

What We're Building

SWS is positioning itself as the go-to wealth partner for HNWFs focused on tax-efficient legacy planning, retirement distribution strategies, and institutional-grade alternative investments. Our model integrates wealth planning, insurance, annuities, private credit, and real estate offerings via Noble Capital. This next phase will install a fully licensed RIA entity — separate, properly governed, and operated under its own regulatory structure — with Fidelity and Schwab as custodians. We will leverage a third-party institutional platform to power all asset management recommendations using subadvised and separately managed strategies. There will be no internal investment products or self-managed assets.

Role Summary

You will: 

  • Hold or qualify to hold the RIA license and serve as the responsible person / operator 
  • Serve as the lead advisor for new and existing managed account clients 
  • Partner with Skyline on family onboarding, planning, and managed allocations 
  • Oversee fiduciary compliance and collaborate with fractional or outsourced CCO partner 
  • Build an RIA operation that scales with Skyline’s planning-led front office

Ideal Background

  • Active Series 65 or equivalent registration 
  • Experience managing HNW advisory relationships ($1M–$25M accounts) 
  • Comfortable working with turnkey platforms, outsourced CIOs, and third-party SMAs 
  • Previous RIA or IAR experience preferred (including startup or tuck-in experience) 
  • Strong communicator who thrives in a collaborative planning-first environment

Compensation

  • Competitive base salary 
  • Incentive comp tied to AUM growth and client satisfaction 
  • Long-term equity participation in the new RIA entity
  • Why This Role
  • This is a rare opportunity to: 
  • Build an RIA from scratch, with full compliance and platform support 
  • Join a family office platform backed by a full accelerator (LevelUp) 
  • Work alongside elite advisors and planning professionals 
  • Serve as the responsible advisor for a meaningful book of business 
  • Help set the tone and fiduciary standard for a next-gen family office