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Series 65 Ria Jobs in Pennsylvania (NOW HIRING)

Aprio

Wealth Advisor

Philadelphia, PA · On-site

$150K - $250K/yr

CFP designation. * 10+ years' experience working in Financial Planning for an RIA or Wealth Management Firm. * The series 65 license is required for the position; however, unlicensed candidates are ...

Aprio

Wealth Advisor

Philadelphia, PA · On-site

$150K - $250K/yr

CFP designation. * 10+ years' experience working in Financial Planning for an RIA or Wealth Management Firm. * The series 65 license is required for the position; however, unlicensed candidates are ...

Invesco

Market Leader RIA

Pittsburgh, PA · Hybrid

$90K - $100K/yr

Series 7 and 63 required; may need to obtain 65 and/or 66 in future * CFA, CIMA, CAIA, CFP and other designations a plus * Self-driven and motivated with a team mentality * Consultative, client first ...

Bill Good Marketing

Client Service Associate

Butler, PA · On-site

$50K - $62K/yr

Experience at a broker-dealer, RIA, or independent advisory firm * Active securities licenses (Series 7 or 65), or willingness to obtain them * CRM experience (any platform) A note on culture: We're ...

Bill Good Marketing

Client Service Associate

Butler, PA · On-site

$50K - $62K/yr

Experience at a broker-dealer, RIA, or independent advisory firm * Active securities licenses (Series 7 or 65), or willingness to obtain them * CRM experience (any platform) A note on culture: We're ...

Bill Good Marketing

Client Service Associate

Butler, PA

$50K - $62K/yr

Experience at a broker-dealer, RIA, or independent advisory firm * Active securities licenses (Series 7 or 65), or willingness to obtain them * CRM experience (any platform) A note on culture: We're ...

Members Wealth LLC

Financial Advisor

Media, PA

... own RIA- You can, or you can be a part owner in Members' Wealth and avoid the hassle 5. Join ... Series 63 and 65 * A proven wealth management practice Members' Wealth is seeking Advisors. The ...

Members Wealth LLC

Financial Advisor

Media, PA · On-site

... own RIA- You can, or you can be a part owner in Members' Wealth and avoid the hassle 5. Join ... Series 63 and 65 * A proven wealth management practice Members' Wealth is seeking Advisors. The ...

All JobsSeries 65 Ria JobsSeries 65 Ria Jobs in Pennsylvania

Series 65 Ria information

What is a Series 65 RIA?

A Series 65 RIA refers to an individual who has passed the Series 65 exam and is registered as an Investment Adviser Representative (RIA). The Series 65 exam, also known as the Uniform Investment Adviser Law Examination, qualifies individuals to provide investment advice and manage client portfolios for a fee. Passing the exam and registering as an RIA is required by most states for professionals who wish to offer investment advisory services. This designation ensures that the individual has demonstrated knowledge of ethical practices, securities regulations, and portfolio management.

What skills and qualifications are needed to thrive as a Series 65 RIA?

To thrive as a Series 65 Registered Investment Adviser, you need a solid understanding of investment principles, portfolio management, and financial regulations, typically demonstrated by passing the Series 65 exam and meeting state registration requirements. Familiarity with financial planning software, CRM tools, and compliance management systems is also important. Strong interpersonal communication, ethical judgment, and client-focused problem-solving set top advisers apart. These skills ensure advisers deliver compliant, personalized financial strategies that build trust and long-term client relationships.

What are the typical career advancement opportunities for a Series 65 RIA?

Starting as a Series 65 Registered Investment Adviser (RIA) opens several paths for career growth. Many professionals begin as client-facing advisors or analysts and can progress to senior advisor, portfolio manager, or even partner roles within their firm. With experience, RIAs may also choose to specialize in areas such as retirement planning, wealth management, or compliance. Additionally, some RIAs eventually establish their own advisory practices, leveraging their client base and industry knowledge. Ongoing professional development, networking, and maintaining a strong compliance record are key to advancing in this field.

What is the difference between Series 65 Ria vs Series 66 Ria?

AspectSeries 65 RiaSeries 66 Ria
Required CredentialsSeries 65 licenseSeries 66 license (often combined with Series 7)
Work EnvironmentAdvisors providing investment advice and financial planningAdvisors offering investment advice and securities transactions
Employer & Industry UsageRegistered Investment Advisors (RIAs), independent advisorsHybrid firms, broker-dealer affiliated RIAs

The Series 65 Ria license qualifies individuals to act as investment advisor representatives, providing financial advice. The Series 66 Ria license combines the Series 63 and 65, allowing advisors to also engage in securities transactions. While both licenses enable financial advising, the Series 66 is often preferred for those involved in both advising and brokerage activities. Understanding these differences helps advisors choose the right licensing path for their career and client service needs.

What kind of job can I get with a Series 65 Ria?

A Series 65 license qualifies individuals to work as investment adviser representatives, providing financial planning, investment advice, and portfolio management services. Common roles include financial advisor, investment consultant, and registered investment adviser representative, often working for registered investment advisory firms or independently. The license allows for client-facing advisory work and requires knowledge of securities regulations and financial planning tools.

What are popular job titles related to Series 65 Ria jobs in Pennsylvania?

For Series 65 Ria jobs in Pennsylvania, the most frequently searched job titles are:

What job categories do people searching Series 65 Ria jobs in Pennsylvania look for?

The top searched job categories for Series 65 Ria jobs in Pennsylvania are:

What cities in Pennsylvania are hiring for Series 65 Ria jobs?

Cities in Pennsylvania with the most Series 65 Ria job openings:

Series 65 Ria jobs near you
Infographic showing various Series 65 Ria job openings in Pennsylvania as of August 2026, with employment types broken down into 100% Full Time. Highlights an 79% In-person, 4% Hybrid, and 17% Remote job distribution.

Managing Director - Wealth Advisory

Waldron Private Wealth

Bridgeville, PA • On-site

Full-time

Posted 6 days ago

Job description

Waldron Private Wealth (Waldron) is looking for a Managing Director - Wealth Advisory to lead the performance, development, and service delivery of Wealth Advisors and Partners in Wealth Advisory teams. This role collaborates across firm leadership to promote growth of the firm while ensuring a high-quality, consistent client experience. 
In this role you will:
  1. Lead the development and performance of Wealth Advisors and Partners, ensuring alignment with firm standards, expectations, and growth objectives.
  2. Drive consistency of client experience and advisory delivery across Wealth Advisory teams.
  3. Provide ongoing coaching and mentorship to Wealth Advisors and Partners to strengthen business development efforts, client relationship management, communication, and meeting leadership skills.
  4. Reinforce firmwide client service standards, advisory processes, and engagement expectations across advisors.
  5. Lead and support on-the-job training (OJT) for Wealth Advisors by coordinating exposure to client meetings, business development activities, and strategic discussions.
  6. Obtain and provide feedback on activities, presentations, and advisor performance to drive continuous improvement.
  7. Support the development of Wealth Advisors’ and Partners’ business development capabilities, including sourcing, networking, and relationship-building strategies.
  8. Serve as a senior resource to Wealth Advisors for client, prospect and COI related activities.
  9. Partner with Director of Wealth Advisory to align talent development and wealth advisory team strategy.
  10. Provide regular feedback to the Chief Advisory Officer regarding advisor performance, development needs, and readiness for advancement.
  11. Serve as a point of escalation for advisor-level client matters, as appropriate.
  12. Support internal training sessions, workshops, and development programs for advisors.
  13. Contribute to firmwide initiatives focused on advisor development, client experience, and service model improvements.
Education/Experience Requirements:
  • Bachelor’s degree in finance or related field required.
  • CFP®, CFA®, JD, or other relevant professional designation required. Extensive experience may be considered in lieu of professional designation. 
  • Minimum of ten (10) years of experience in Wealth Advisory required. Twelve (12) years preferred.
  • Minimum of five (5) years of experience managing a team of wealth advisors required.  Specific experience in the RIA and/or Private Bank channel advising high-net-worth and ultra-high-net-worth client preferred.
  • Demonstrated experience leading, mentoring, and developing advisors or team members.
  • Demonstrated understanding of business development activities and coaching required.
  • Investment Adviser Representative registration eligibility required within 3 months of start date (e.g. CFP, ChFC, PFS, CFA, CIC, Series 65, or Series 66).

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