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Series 65 Ria Jobs in Boston, MA (NOW HIRING)

Aprio

Wealth Advisor

Boston, MA · On-site

$150K - $250K/yr

CFP designation. * 10+ years' experience working in Financial Planning for an RIA or Wealth Management Firm. * The series 65 license is required for the position; however, unlicensed candidates are ...

CAPTRUST

Senior Wealth Financial Planner

Boston, MA

$150K - $200K/yr

CAPTRUST, a leading national independent RIA, is seeking an experienced Senior Financial Planner to ... Series 65 (or ability to obtain within 90 days of hire date) * Experience leading client ...

CAPTRUST

Senior Wealth Financial Planner

Boston, MA · On-site

$150K - $200K/yr

CAPTRUST, a leading national independent RIA, is seeking an experienced Senior Financial Planner to ... Series 65 (or ability to obtain within 90 days of hire date) * Experience leading client ...

Manulife

Associate Managing Director

Boston, MA · Hybrid

$65K - $108K/yr

... advisors (RIA) with industry-leading access to Portfolio Managers and Strategists, providing ... Securities Industry Essentials (SIE), Series 7, Series 63 & 65 or 66 When you join our team: * We ...

All JobsSeries 65 Ria JobsSeries 65 Ria Jobs in Boston, MA

Series 65 Ria information

See Boston, MA salary details

$12

$30

$49

How much do series 65 ria jobs pay per hour?

As of Aug 22, 2026, the average hourly pay for series 65 ria in Boston, MA is $30.08, according to ZipRecruiter salary data. Most workers in this role earn between $20.91 and $31.88 per hour, depending on experience, location, and employer.

What is a Series 65 RIA?

A Series 65 RIA refers to an individual who has passed the Series 65 exam and is registered as an Investment Adviser Representative (RIA). The Series 65 exam, also known as the Uniform Investment Adviser Law Examination, qualifies individuals to provide investment advice and manage client portfolios for a fee. Passing the exam and registering as an RIA is required by most states for professionals who wish to offer investment advisory services. This designation ensures that the individual has demonstrated knowledge of ethical practices, securities regulations, and portfolio management.

What skills and qualifications are needed to thrive as a Series 65 RIA?

To thrive as a Series 65 Registered Investment Adviser, you need a solid understanding of investment principles, portfolio management, and financial regulations, typically demonstrated by passing the Series 65 exam and meeting state registration requirements. Familiarity with financial planning software, CRM tools, and compliance management systems is also important. Strong interpersonal communication, ethical judgment, and client-focused problem-solving set top advisers apart. These skills ensure advisers deliver compliant, personalized financial strategies that build trust and long-term client relationships.

What are the typical career advancement opportunities for a Series 65 RIA?

Starting as a Series 65 Registered Investment Adviser (RIA) opens several paths for career growth. Many professionals begin as client-facing advisors or analysts and can progress to senior advisor, portfolio manager, or even partner roles within their firm. With experience, RIAs may also choose to specialize in areas such as retirement planning, wealth management, or compliance. Additionally, some RIAs eventually establish their own advisory practices, leveraging their client base and industry knowledge. Ongoing professional development, networking, and maintaining a strong compliance record are key to advancing in this field.

What is the difference between Series 65 Ria vs Series 66 Ria?

AspectSeries 65 RiaSeries 66 Ria
Required CredentialsSeries 65 licenseSeries 66 license (often combined with Series 7)
Work EnvironmentAdvisors providing investment advice and financial planningAdvisors offering investment advice and securities transactions
Employer & Industry UsageRegistered Investment Advisors (RIAs), independent advisorsHybrid firms, broker-dealer affiliated RIAs

The Series 65 Ria license qualifies individuals to act as investment advisor representatives, providing financial advice. The Series 66 Ria license combines the Series 63 and 65, allowing advisors to also engage in securities transactions. While both licenses enable financial advising, the Series 66 is often preferred for those involved in both advising and brokerage activities. Understanding these differences helps advisors choose the right licensing path for their career and client service needs.

What kind of job can I get with a Series 65 Ria?

A Series 65 license qualifies individuals to work as investment adviser representatives, providing financial planning, investment advice, and portfolio management services. Common roles include financial advisor, investment consultant, and registered investment adviser representative, often working for registered investment advisory firms or independently. The license allows for client-facing advisory work and requires knowledge of securities regulations and financial planning tools.

What job categories do people searching Series 65 Ria jobs in Boston, MA look for?

The top searched job categories for Series 65 Ria jobs in Boston, MA are:

What cities near Boston, MA are hiring for Series 65 Ria jobs?

Cities near Boston, MA with the most Series 65 Ria job openings:

Series 65 Ria jobs near you
Infographic showing various Series 65 Ria job openings in Boston, MA as of August 2026, with employment types broken down into 83% Full Time, 13% Part Time, 1% Temporary, and 3% Contract. Highlights an 85% Physical, 4% Hybrid, and 11% Remote job distribution, with an average salary of $62,559 per year, or $30.1 per hour.

Senior Registered Client Service Associate (Boston)

Ashton Thomas Private Wealth

Boston, MA • On-site

Full-time

Medical, Dental, Vision, Retirement, PTO

This job post has expired 1 day ago. Applications are no longer accepted.

Job description

Senior Registered Client Service Associate

Ashton Thomas is seeking a Senior Registered Private Wealth Client Associate to join our growing team in Boston, MA. We specialize in delivering sophisticated investment management and comprehensive financial planning solutions to high-net-worth individuals, families, and corporate executives.

We’re seeking a Senior Registered Private Wealth Client Associate to join our growing Boston team. This role is ideal for an experienced, registered professional who takes pride in delivering exceptional client service and supporting Financial Advisors in a high-touch private wealth environment.

What You’ll Do
  • Serve as a primary point of contact for high-net-worth clients
  • Manage complex client service requests with accuracy and follow-through
  • Onboard new client accounts, ensuring complete and compliant documentation
  • Provide trade support at the direction of the Financial Advisor (as applicable and with proper licensing)
  • Maintain accurate client records and support regulatory requirements
  • Proactively educate clients on firm services, digital tools, and cash management solutions
  • Support Financial Advisors with advanced administrative and operational needs
  • Assist with client events and marketing initiatives in coordination with the Marketing team
  • Participate in firm initiatives, training, and ongoing professional development
What We’re Looking For
  • 3+ years of experience in wealth management, RIA, or financial advisory environment
  • Active SIE, Series 7, and Series 65 required
  • Experience working with custodians such as Pershing
  • Strong understanding of client service and RIA operations
  • Exceptional organizational, communication, and client service skills
  • Ability to thrive in a fast-paced, evolving environment
Why Ashton Thomas
  • People‑first, collaborative culture
  • High‑touch private wealth client model
  • Competitive compensation
  • 401(k), health, dental, vision, and PTO

👉 Interested candidates are encouraged to apply

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