Financial Services Regulatory Enforcement Associate Attorney Direct Counsel is seeking a Financial Services Regulatory Enforcement Associate Attorney to join a highly regarded Am Law firm in New York ...
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Financial Services Regulatory Enforcement Associate Attorney Direct Counsel is seeking a Financial Services Regulatory Enforcement Associate Attorney to join a highly regarded Am Law firm in New York ...
Quick apply
Financial Services Regulatory Enforcement Associate Attorney Direct Counsel is seeking a Financial Services Regulatory Enforcement Associate Attorney to join a highly regarded Am Law firm in New York ...
Financial Services Regulatory Enforcement Associate Attorney Direct Counsel is seeking a Financial Services Regulatory Enforcement Associate Attorney to join a highly regarded Am Law firm in New York ...
Quick apply
Financial Services Regulatory Enforcement Associate Attorney Direct Counsel is seeking a Financial Services Regulatory Enforcement Associate Attorney to join a highly regarded Am Law firm in New York ...
Financial Services Regulatory Enforcement Associate Attorney Direct Counsel is seeking a Financial Services Regulatory Enforcement Associate Attorney to join a highly regarded Am Law firm in New York ...
Quick apply
Financial Services Regulatory Enforcement Associate Attorney Direct Counsel is seeking a Financial Services Regulatory Enforcement Associate Attorney to join a highly regarded Am Law firm in New York ...
Mid-Level Healthcare Regulatory & Enforcement Associate Attorney Location: Nashville, TN Direct Counsel is seeking a Healthcare Regulatory & Enforcement Associate Attorney with 3-6 years of ...
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Mid-Level Healthcare Regulatory & Enforcement Associate Attorney Location: Nashville, TN Direct Counsel is seeking a Healthcare Regulatory & Enforcement Associate Attorney with 3-6 years of ...
Chicago, IL · On-site
$160.10 - $272.30/hr
The Litigation, Investigation & Regulatory Enforcement group has a global mandate, advising all Northern Trust entities on an array of legal matters, including pre-litigation business problems ...
Chicago, IL · On-site
$160.10 - $272.30/hr
The Litigation, Investigation & Regulatory Enforcement group has a global mandate, advising all Northern Trust entities on an array of legal matters, including pre-litigation business problems ...
Chicago, IL · On-site
$160 - $272/hr
The Litigation, Investigation & Regulatory Enforcement group has a global mandate, advising all Northern Trust entities on an array of legal matters, including pre-litigation business problems ...
Chicago, IL · On-site
$160 - $272/hr
The Litigation, Investigation & Regulatory Enforcement group has a global mandate, advising all Northern Trust entities on an array of legal matters, including pre-litigation business problems ...
The Litigation, Investigation & Regulatory Enforcement group has a global mandate, advising all Northern Trust entities on an array of legal matters, including pre-litigation business problems ...
The Litigation, Investigation & Regulatory Enforcement group has a global mandate, advising all Northern Trust entities on an array of legal matters, including pre-litigation business problems ...
Chicago, IL · On-site
$160 - $272/hr
The Litigation, Investigation & Regulatory Enforcement group has a global mandate, advising all Northern Trust entities on an array of legal matters, including pre-litigation business problems ...
Chicago, IL · On-site
$160 - $272/hr
The Litigation, Investigation & Regulatory Enforcement group has a global mandate, advising all Northern Trust entities on an array of legal matters, including pre-litigation business problems ...
The Litigation, Investigation & Regulatory Enforcement group has a global mandate, advising all Northern Trust entities on an array of legal matters, including pre-litigation business problems ...
The Litigation, Investigation & Regulatory Enforcement group has a global mandate, advising all Northern Trust entities on an array of legal matters, including pre-litigation business problems ...
The Litigation, Investigation & Regulatory Enforcement group has a global mandate, advising all Northern Trust entities on an array of legal matters, including pre-litigation business problems ...
The Litigation, Investigation & Regulatory Enforcement group has a global mandate, advising all Northern Trust entities on an array of legal matters, including pre-litigation business problems ...
Hesperia, CA · On-site
$37.35 - $45.40/hr
One (1) year of experience involving public contact, inspections, investigations, regulatory enforcement, code compliance, law enforcement support, or closely related work. College coursework in ...
Hesperia, CA · On-site
$37.35 - $45.40/hr
One (1) year of experience involving public contact, inspections, investigations, regulatory enforcement, code compliance, law enforcement support, or closely related work. College coursework in ...
Hesperia, CA · On-site
$37.35 - $45.40/hr
One (1) year of experience involving public contact, inspections, investigations, regulatory enforcement, code compliance, law enforcement support, or closely related work. * College coursework in ...
Hesperia, CA · On-site
$37.35 - $45.40/hr
One (1) year of experience involving public contact, inspections, investigations, regulatory enforcement, code compliance, law enforcement support, or closely related work. * College coursework in ...
Rochester, NY · On-site
$180 - $280/hr
As a Government Investigations & Regulatory Enforcement Attorney - Vice President, Assistant General Counsel in our Government Investigations & Regulatory Enforcement team, you will represent ...
Rochester, NY · On-site
$180 - $280/hr
As a Government Investigations & Regulatory Enforcement Attorney - Vice President, Assistant General Counsel in our Government Investigations & Regulatory Enforcement team, you will represent ...
Manhattan, NY · On-site
$250 - $400/hr
As a Government Investigations & Regulatory Enforcement Attorney - Vice President, Assistant General Counsel in our Government Investigations & Regulatory Enforcement team, you will represent ...
Manhattan, NY · On-site
$250 - $400/hr
As a Government Investigations & Regulatory Enforcement Attorney - Vice President, Assistant General Counsel in our Government Investigations & Regulatory Enforcement team, you will represent ...
Manhattan, NY · On-site
$199K - $275K/yr
As a Government Investigations & Regulatory Enforcement Attorney - Vice President, Assistant General Counsel in our Government Investigations & Regulatory Enforcement team, you will represent ...
Manhattan, NY · On-site
$199K - $275K/yr
As a Government Investigations & Regulatory Enforcement Attorney - Vice President, Assistant General Counsel in our Government Investigations & Regulatory Enforcement team, you will represent ...
Manhattan, NY · On-site
As a Government Investigations & Regulatory Enforcement Attorney - Vice President, Assistant General Counsel in our Government Investigations & Regulatory Enforcement team, you will represent ...
Manhattan, NY · On-site
As a Government Investigations & Regulatory Enforcement Attorney - Vice President, Assistant General Counsel in our Government Investigations & Regulatory Enforcement team, you will represent ...
Manhattan, NY · On-site
As a Government Investigations & Regulatory Enforcement Attorney - Vice President, Assistant General Counsel in our Government Investigations & Regulatory Enforcement team, you will represent ...
Manhattan, NY · On-site
As a Government Investigations & Regulatory Enforcement Attorney - Vice President, Assistant General Counsel in our Government Investigations & Regulatory Enforcement team, you will represent ...
New York, NY · On-site
$260K - $390K/yr
Represent clients in litigation and regulatory enforcement investigations involving technology, artificial intelligence, and online platforms. * Advise clients on legal issues related to content ...
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New York, NY · On-site
$260K - $390K/yr
Represent clients in litigation and regulatory enforcement investigations involving technology, artificial intelligence, and online platforms. * Advise clients on legal issues related to content ...
San Francisco, CA · On-site
$235K - $310K/yr
Represent financial services clients in litigation, government investigations, and regulatory enforcement matters. * Manage all phases of discovery, including responses to government subpoenas, civil ...
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San Francisco, CA · On-site
$235K - $310K/yr
Represent financial services clients in litigation, government investigations, and regulatory enforcement matters. * Manage all phases of discovery, including responses to government subpoenas, civil ...
$235K - $310K/yr
Represent financial services clients in litigation, government investigations, and regulatory enforcement matters. * Manage all phases of discovery, including responses to government subpoenas, civil ...
Quick apply
$235K - $310K/yr
Represent financial services clients in litigation, government investigations, and regulatory enforcement matters. * Manage all phases of discovery, including responses to government subpoenas, civil ...
$28.85 - $34.09
4% of jobs
$34.09 - $39.34
19% of jobs
$40.65 is the 25th percentile. Wages below this are outliers.
$39.34 - $44.58
7% of jobs
$44.58 - $49.83
11% of jobs
The median wage is $53.88 / hr.
$49.83 - $55.07
12% of jobs
$55.07 - $60.31
15% of jobs
$64.12 is the 75th percentile. Wages above this are outliers.
$60.31 - $65.56
11% of jobs
$65.56 - $70.80
7% of jobs
$70.80 - $76.05
4% of jobs
$76.05 - $81.29
6% of jobs
$81.29 - $86.54
4% of jobs
$28
$56
$86
| Aspect | Regulatory Enforcement | Compliance Officer |
|---|---|---|
| Required Credentials | Law enforcement training, certifications in regulatory laws | Certifications in compliance, risk management, or related fields |
| Work Environment | Enforcement agencies, government offices, field inspections | Corporate offices, compliance departments, consulting firms |
| Employer & Industry | Government agencies, regulatory bodies | Private companies, financial institutions, healthcare |
Regulatory Enforcement professionals focus on investigating violations and enforcing laws, often working in the field or government settings. Compliance Officers develop and oversee policies to ensure organizations follow regulations, primarily working within corporate environments. While both roles require knowledge of regulations, Enforcement is more investigative and enforcement-oriented, whereas Compliance Officers focus on proactive compliance management.
Cities with the most Regulatory Enforcement job openings:
States with the most job openings for Regulatory Enforcement jobs include:
The top searched job categories for Regulatory Enforcement jobs are:

$225K - $330K/yr
Full-time
Re-posted 14 days ago
Direct Counsel is seeking a Financial Services Regulatory Enforcement Associate Attorney to join a highly regarded Am Law firm in New York, Seattle, or Washington, DC. This opportunity is ideal for an attorney with experience handling regulatory investigations, enforcement actions, and compliance matters involving financial institutions, fintech companies, and other regulated entities.
The successful candidate will join a nationally recognized financial services practice representing clients in high-stakes matters before federal and state regulatory agencies. This role offers substantial client contact, sophisticated regulatory work, and the opportunity to collaborate with attorneys at the forefront of financial services and fintech regulation.
ResponsibilitiesRepresent financial institutions, fintech companies, and other regulated entities in government investigations and regulatory enforcement matters
Respond to subpoenas, civil investigative demands, regulatory examinations, and government inquiries
Draft submissions, advocacy materials, memoranda, and responses to regulatory agencies
Conduct internal investigations and assist clients facing regulatory scrutiny
Advise clients on regulatory compliance, enforcement risk, and risk mitigation strategies
Analyze federal and state regulatory frameworks affecting financial services and fintech companies
Assist clients in preparing for regulatory examinations, investigations, interviews, and enforcement negotiations
Support litigation and enforcement-related proceedings arising from regulatory investigations
Draft motions, legal memoranda, and other advocacy materials
Manage discovery, document reviews, and factual investigations
Collaborate with partners and cross-functional teams on complex regulatory and enforcement matters
Serve as a key member of client teams handling sophisticated financial services matters
J.D. from an accredited law school with strong academic credentials
5–7 years of experience in regulatory enforcement, government investigations, or related litigation
Experience handling matters involving financial services regulators or government enforcement agencies
Law firm experience representing financial institutions, fintech companies, or other regulated entities preferred
Government enforcement or regulatory agency experience is highly valued
Strong analytical, research, writing, and advocacy skills
Ability to independently manage significant aspects of complex investigations and enforcement matters
Excellent communication and client counseling abilities
Ability to translate complex regulatory issues into practical business advice
Entrepreneurial mindset with strong ownership and project management skills
Active bar admission in the applicable jurisdiction, or ability to obtain admission
Work on sophisticated financial services and fintech regulatory matters
Direct involvement in high-profile government investigations and enforcement proceedings
Significant responsibility and client interaction
Collaborative and nationally recognized financial services practice
Opportunity to work with both established financial institutions and emerging fintech companies
Strong mentorship, professional development, and advancement opportunities
Competitive compensation and comprehensive benefits package
Base Salary: $225,000 – $330,000
Compensation will be commensurate with experience, qualifications, and geographic location.
Direct Counsel is an Equal Opportunity Employer and welcomes applications from all qualified candidates.