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Financial Regulatory Jobs (NOW HIRING)

Watrust

Senior Financial Accountant

Spokane, WA · On-site

$89 - $134/hr

Annual audited financial statements and related footnotes and quarterly unaudited financial ... Regulatory compliance examinations. * Accounting policies and research. * Internal control ...

New

Watrust

$89 - $134/hr

Annual audited financial statements and related footnotes and quarterly unaudited financial ... Regulatory compliance examinations. * Accounting policies and research. * Internal control ...

New

Socket.dev

Regulatory Exam Manager

Manhattan, NY · On-site

$140 - $190/hr

Have 8+ years of relevant legal, compliance, or regulatory experience in financial services, with deep substantive involvement in regulatory examinations * Have worked directly with the SEC, FINRA ...

New

Jane Street

Regulatory Exam Manager

New York, NY · On-site

Have 8+ years of relevant legal, compliance, or regulatory experience in financial services, with deep substantive involvement in regulatory examinations * Have worked directly with the SEC, FINRA ...

Jane Street

Regulatory Exam Manager

New York, NY

Have 8+ years of relevant legal, compliance, or regulatory experience in financial services, with deep substantive involvement in regulatory examinations * Have worked directly with the SEC, FINRA ...

TECO

Regulatory Analyst

Tampa, FL · On-site

In this role, you'll perform financial, regulatory, and analytical work that supports key regulatory filings, rate proceedings, cost recovery mechanisms, and strategic business decisions. You'll ...

TECO

Regulatory Analyst

Tampa, FL · On-site

In this role, you'll perform financial, regulatory, and analytical work that supports key regulatory filings, rate proceedings, cost recovery mechanisms, and strategic business decisions. You'll ...

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Financial Regulatory information

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$31.5K

$71.6K

$115K

How much do financial regulatory jobs pay per year?

As of Sep 4, 2026, the average yearly pay for financial regulatory in the United States is $71,627.00, according to ZipRecruiter salary data. Most workers in this role earn between $44,500.00 and $92,000.00 per year, depending on experience, location, and employer.

What is a financial regulatory?

A Financial Regulatory job involves ensuring that financial institutions comply with legal and regulatory requirements. Professionals in this field analyze laws, monitor transactions, and implement policies to prevent fraud, money laundering, and financial misconduct. They work closely with regulatory agencies, internal compliance teams, and risk management departments to uphold financial system integrity. Their role is critical in maintaining transparency, protecting consumers, and ensuring firms operate within legal frameworks.

What are the key skills and qualifications needed to thrive in financial regulatory roles?

To thrive in a Financial Regulatory role, you need a robust understanding of financial regulations, compliance standards, and risk management, typically supported by a degree in finance, law, or a related field. Familiarity with regulatory reporting systems, compliance monitoring software, and certifications such as CAMS or CRCM is highly valuable. Exceptional analytical thinking, attention to detail, and strong communication skills set successful professionals apart in this position. These abilities ensure financial institutions adhere to complex regulations, minimize risk, and maintain trust with stakeholders and authorities.

What are some typical challenges faced by professionals in financial regulatory roles?

Professionals in Financial Regulatory roles often deal with the challenge of staying up-to-date with frequently changing regulations and ensuring strict compliance across multiple jurisdictions. Adapting to evolving reporting requirements, interpreting complex legal guidelines, and implementing compliant processes can be demanding, especially in fast-paced financial environments. Team members must communicate clearly with various departments, auditors, and regulators to ensure seamless operations. Successfully managing these challenges is crucial for safeguarding organizational integrity and supporting ongoing business growth.

Is regulatory compliance a good career?

A career in regulatory compliance as a financial regulatory professional involves ensuring organizations adhere to laws and industry standards, requiring strong attention to detail and knowledge of financial regulations. It offers stability, growth opportunities, and the chance to work in a highly regulated environment, often with certifications like CAMS or CRCM enhancing prospects.
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What cities are hiring for Financial Regulatory jobs?

Cities with the most Financial Regulatory job openings:

What states have the most Financial Regulatory jobs?

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What job categories do people searching Financial Regulatory jobs look for?

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Financial Regulatory jobs near you
Infographic showing various Financial Regulatory job openings in the United States as of August 2026, with employment types broken down into 85% Full Time, 13% Part Time, and 2% Contract. Highlights an 90% Physical, 3% Hybrid, and 7% Remote job distribution, with an average salary of $71,627 per year, or $34.4 per hour.

Financial Regulatory & Compliance Associate (Senior Level) - Dallas

Direct Counsel

Dallas, TX • On-site, Remote

$260K - $365K/yr

Full-time

Posted 10 days ago

Job description

Senior Financial Regulatory & Compliance Associate

Direct Counsel is representing a leading AmLaw 100 firm seeking a Senior Associate with 7+ years of financial services regulatory and compliance experience to join its Financial Regulatory & Compliance Practice. This is an excellent opportunity to advise sophisticated banking, fintech, payments, and financial services clients on complex regulatory matters.

Key Responsibilities
  • Advise banks, fintech companies, money services businesses, and virtual currency/payment platforms.
  • Counsel clients on licensing, chartering, new product development, M&A, bank partnership models, and third-party risk.
  • Advise on BSA/AML, BHCA, IBA, Reg Y, Reg K, CRA, Volcker Rule, capital/liquidity risk, and consumer protection regulations.
  • Represent clients before federal regulators, including the Federal Reserve, FDIC, OCC, FinCEN, and state authorities.
  • Handle regulatory enforcement matters as applicable.
Qualifications
  • 7+ years of financial services regulatory and compliance experience.
  • Strong experience advising banks, fintech, payments, or financial services companies.
  • Experience with federal and state financial regulators required.
  • Excellent legal research, writing, analytical, and communication skills.
  • Strong academic credentials and attention to detail.
  • Demonstrated ability to take significant responsibility and manage complex matters.
  • Must be admitted or eligible for admission in the applicable jurisdiction.
  • Spanish fluency is a plus, but not required.
Locations

Miami, FL | Los Angeles, CA | Atlanta, GA | Washington, D.C. | Dallas, TX | Chicago, IL | San Diego, CA | San Francisco, CA | New York, NY | Phoenix, AZ

Onsite | Full-Time

Compensation

$260,000–$365,000 annually, depending on experience and location, plus discretionary bonus and comprehensive benefits.