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Financial Regulatory Jobs (NOW HIRING)

Manager, Financial & Regulatory Reporting

Lone Tree, CO ยท On-site

$104K - $141K/yr

  • Medical

  • Dental

  • Vision

  • Retirement

As Manager, Financial and Regulatory Reporting, you will help strengthen the data, processes, and controls that support reports provided to federal regulators and the investing public. In this role ...

Financial & Regulatory Reporting Manager

Philadelphia, PA ยท On-site

$111K - $131K/yr

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

  • PTO

Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We believe it takes all of us to bring our ...

Financial & Regulatory Reporting Manager

Milwaukee, WI ยท On-site

$111K - $131K/yr

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

  • PTO

Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We believe it takes all of us to bring our ...

Financial & Regulatory Reporting Associate

Milwaukee, WI ยท On-site

$60K - $71K/yr

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

  • PTO

Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We believe it takes all of us to bring our ...

Financial & Regulatory Reporting Manager

Hackensack, NJ ยท On-site

$111K - $131K/yr

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

  • PTO

Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We believe it takes all of us to bring our ...

Financial & Regulatory Reporting Manager

New York, NY ยท On-site

$111K - $131K/yr

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

  • PTO

Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We believe it takes all of us to bring our ...

Financial & Regulatory Reporting Associate

Milwaukee, WI ยท On-site

$60K - $71K/yr

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

  • PTO

Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We believe it takes all of us to bring our ...

Financial & Regulatory Reporting Manager

Milwaukee, WI ยท On-site

$112 - $131/hr

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

  • PTO

Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We believe it takes all of us to bring our ...

Financial & Regulatory Reporting Manager

Edison, NJ ยท On-site

$111K - $131K/yr

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

  • PTO

Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We believe it takes all of us to bring our ...

Financial Regulatory Reporting VP

New York, NY ยท On-site

$115K - $185K/yr

  • Medical

  • Dental

  • Retirement

Mizuho Americas Finance - Financial Regulatory Reporting is a team responsible for the preparation of regulatory filings for multiple entities under Mizuho US operations, reporting to Mizuho Americas ...

Showing results 21-40

Financial Regulatory information

See salary details

$31.5K

$71.6K

$115K

How much do financial regulatory jobs pay per year?

As of Aug 14, 2026, the average yearly pay for financial regulatory in the United States is $71,627.00, according to ZipRecruiter salary data. Most workers in this role earn between $44,500.00 and $92,000.00 per year, depending on experience, location, and employer.

Is financial regulatory reporting a good career?

Financial regulatory reporting is a specialized role that involves preparing and submitting financial data to comply with legal standards, often requiring knowledge of accounting, finance, and regulatory requirements. It offers opportunities for career growth in finance and compliance sectors, with roles typically requiring attention to detail and familiarity with reporting tools and regulations. The field can provide stable employment and advancement prospects for those with relevant skills and certifications.

What are some typical challenges faced by professionals in financial regulatory roles?

Professionals in Financial Regulatory roles often deal with the challenge of staying up-to-date with frequently changing regulations and ensuring strict compliance across multiple jurisdictions. Adapting to evolving reporting requirements, interpreting complex legal guidelines, and implementing compliant processes can be demanding, especially in fast-paced financial environments. Team members must communicate clearly with various departments, auditors, and regulators to ensure seamless operations. Successfully managing these challenges is crucial for safeguarding organizational integrity and supporting ongoing business growth.

What is a financial regulatory?

A Financial Regulatory job involves ensuring that financial institutions comply with legal and regulatory requirements. Professionals in this field analyze laws, monitor transactions, and implement policies to prevent fraud, money laundering, and financial misconduct. They work closely with regulatory agencies, internal compliance teams, and risk management departments to uphold financial system integrity. Their role is critical in maintaining transparency, protecting consumers, and ensuring firms operate within legal frameworks.

How to get a job in financial regulatory compliance?

To pursue a career in financial regulatory compliance, candidates typically need a bachelor's degree in finance, law, or a related field, along with knowledge of industry regulations such as AML, KYC, and SEC rules. Gaining relevant experience through internships or entry-level positions and obtaining certifications like Certified Regulatory Compliance Manager (CRCM) can improve job prospects. Strong analytical skills, attention to detail, and familiarity with compliance tools are also important.

What are the key skills and qualifications needed to thrive in financial regulatory roles?

To thrive in a Financial Regulatory role, you need a robust understanding of financial regulations, compliance standards, and risk management, typically supported by a degree in finance, law, or a related field. Familiarity with regulatory reporting systems, compliance monitoring software, and certifications such as CAMS or CRCM is highly valuable. Exceptional analytical thinking, attention to detail, and strong communication skills set successful professionals apart in this position. These abilities ensure financial institutions adhere to complex regulations, minimize risk, and maintain trust with stakeholders and authorities.

What is a financial regulatory analyst?

A financial regulatory analyst is a professional who monitors and interprets financial laws, regulations, and policies to ensure that financial institutions comply with legal standards. They often analyze risk, prepare reports, and may use tools like compliance software to support regulatory adherence in banking, investment, or insurance sectors.
More about Financial Regulatory jobs

What cities are hiring for Financial Regulatory jobs?

Cities with the most Financial Regulatory job openings:

What states have the most Financial Regulatory jobs?

States with the most job openings for Financial Regulatory jobs include:

Infographic showing various Financial Regulatory job openings in the United States as of August 2026, with employment types broken down into 1% As Needed, 84% Full Time, 13% Part Time, and 2% Contract. Highlights an 90% Physical, 3% Hybrid, and 7% Remote job distribution, with an average salary of $71,627 per year, or $34.4 per hour.

Manager, Financial & Regulatory Reporting

Charles Schwab

Lone Tree, CO โ€ข On-site

$104K - $141K/yr

Full-time

Medical, Dental, Vision, Retirement

Posted 7 days ago


Job description

Your opportunity

At Schwab, youโ€™re empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us challenge the status quo and transform the finance industry together. We believe in the importance of in-office collaboration and fully intend for the selected candidate for this role to work on site in the specified location(s).

The Regulatory Reporting team, part of Schwabโ€™s Corporate Controller organization, is responsible for delivering accurate and timely financial, regulatory, risk, and performance reporting for the consolidated company and its subsidiaries. As Manager, Financial and Regulatory Reporting, you will help strengthen the data, processes, and controls that support reports provided to federal regulators and the investing public.

In this role, you will own the teamโ€™s change management process, partner with technology and business teams to automate reporting workflows, and use data analytics to identify trends, investigate anomalies, and improve data quality. You will evaluate complex reporting processes, make informed decisions about control and efficiency improvements, and help integrate new products into established reporting frameworks.

Your ability to solve problems, adapt to evolving requirements, and build collaborative relationships across product, technology, risk, accounting, and other business areas will be critical to success. Through this work, you will improve reporting accuracy, strengthen data governance, and help create scalable solutions that support Schwabโ€™s regulatory obligations and long-term growth.

What you have

Required qualifications

  • Bachelorโ€™s degree or higher in Accounting, Finance, Computer Science, Data Engineering, or a related field
  • Banking or financial services experience with demonstrated knowledge of banking products
  • Proficiency with Microsoft Office Suite, SQL, Alteryx, and Tableau
  • Demonstrated Data Analytics skills, including the ability to identify trends, investigate anomalies, and translate data into actionable insights
  • Strong Communication skills, including experience developing and delivering presentations to management
  • Demonstrated Problem Solving and Decision Making skills when evaluating complex data, reporting issues, and process risks
  • Ability to independently prioritize and manage daily responsibilities while meeting critical reporting deadlines

Preferred qualifications

  • Experience supporting Financial Reporting, Regulatory Reporting, or risk reporting processes
  • Experience applying Data Governance practices to improve data quality, reporting accuracy, and control effectiveness
  • Experience with Change Management in a regulated or business-led development environment
  • Demonstrated Process Improvement skills, including evaluating workflows and implementing scalable efficiency improvements
  • Ability to build Cross-Functional Collaboration across technology, product, risk, accounting, and business teams
  • Adaptability when responding to changing regulatory requirements, reporting needs, technology, or business priorities

In addition to the salary range, this role is eligible for bonus or incentive opportunities.


Whatโ€™s in it for you

At Schwab, youโ€™re empowered to shape your future. We champion your growth through meaningful work, continuous learning, and a culture of trust and collaborationโ€”so you can build the skills to make a lasting impact. Our Hybrid Work and Flexibility approach balances our ongoing commitment to workplace flexibility, serving our clients, and our strong belief in the value of being together in person on a regular basis.

We offer a competitive benefits package that takes care of the whole you โ€“ both today and in the future:

  • 401(k) with company match and Employee stock purchase plan
  • Paid time for vacation, volunteering, and 28-day sabbatical after every 5 years of service for eligible positions
  • Paid parental leave and family building benefits
  • Tuition reimbursement
  • Health, dental, and vision insurance