Summary The Financial Regulatory Specialist, in collaboration with and in support of the firm's strategic initiatives, supports the firm's financial regulatory and compliance efforts while also ...
Summary The Financial Regulatory Specialist, in collaboration with and in support of the firm's strategic initiatives, supports the firm's financial regulatory and compliance efforts while also ...
Financial Regulatory Counsel
New York, NY · On-site
Financial Regulatory Counsel Location New York Business Area Legal, Compliance, and Risk Ref # 10050353 Description & Requirements Our Team Challenging. Surprising. Fast-paced. Purposeful. Life at ...
Financial Regulatory Counsel
New York, NY · On-site
Financial Regulatory Counsel Location New York Business Area Legal, Compliance, and Risk Ref # 10050353 Description & Requirements Our Team Challenging. Surprising. Fast-paced. Purposeful. Life at ...
Financial Regulatory Analyst
Stamford, CT · On-site
Investigate and resolve data breaks, exceptions, and regulatory queries. Collaborate with Treasury, Liquidity Risk, Finance, and IT teams to ensure proper interpretation of reporting rules and data ...
Financial Regulatory Analyst
Stamford, CT · On-site
Investigate and resolve data breaks, exceptions, and regulatory queries. Collaborate with Treasury, Liquidity Risk, Finance, and IT teams to ensure proper interpretation of reporting rules and data ...
Financial Regulatory Reporting - AVP
New York, NY · Hybrid
$91K - $140K/yr
About the Team Mizuho Americas Finance - Financial Regulatory Reporting is a team responsible for the preparation of regulatory filings for multiple entities under Mizuho US operations, reporting to ...
Financial Regulatory Reporting - AVP
New York, NY · Hybrid
$91K - $140K/yr
About the Team Mizuho Americas Finance - Financial Regulatory Reporting is a team responsible for the preparation of regulatory filings for multiple entities under Mizuho US operations, reporting to ...
• The Financial Regulatory Reporting team is part of the company's Finance, reporting to the organization CFO. The team is responsible for preparing regulatory filings for multiple entities under ...
• The Financial Regulatory Reporting team is part of the company's Finance, reporting to the organization CFO. The team is responsible for preparing regulatory filings for multiple entities under ...
BizTek People is in search of an Financial Regulatory Reporting Associate for our client in NYC! Key Responsibilities: * Prepare daily/weekly/monthly/quarterly/annual and ad-hoc regulatory reports ...
BizTek People is in search of an Financial Regulatory Reporting Associate for our client in NYC! Key Responsibilities: * Prepare daily/weekly/monthly/quarterly/annual and ad-hoc regulatory reports ...
Financial Regulatory Reporting is a team responsible for the preparation of regulatory filings for multiple entities under US operations, reporting to CFO. This is a hybrid position. The selected ...
Financial Regulatory Reporting is a team responsible for the preparation of regulatory filings for multiple entities under US operations, reporting to CFO. This is a hybrid position. The selected ...
BizTek People is in search for an experienced Financial Regulatory Reporting Associate for our client in NYC! This role is responsible for preparing regulatory reports with accuracy and timeliness in ...
BizTek People is in search for an experienced Financial Regulatory Reporting Associate for our client in NYC! This role is responsible for preparing regulatory reports with accuracy and timeliness in ...
Financial Regulatory Reporting - AVP
New York, NY · On-site
$91K - $140K/yr
About the Team Mizuho Americas Finance - Financial Regulatory Reporting is a team responsible for the preparation of regulatory filings for multiple entities under Mizuho US operations, reporting to ...
Financial Regulatory Reporting - AVP
New York, NY · On-site
$91K - $140K/yr
About the Team Mizuho Americas Finance - Financial Regulatory Reporting is a team responsible for the preparation of regulatory filings for multiple entities under Mizuho US operations, reporting to ...
Financial Regulatory & Technology Associate Attorney
Washington, DC · Hybrid
$235K - $310K/yr
Financial Regulatory & Technology Associate Attorney Location: Washington, D.C. Schedule: Hybrid - regular in-office presence with some flexibility to work from home Compensation: $235,000 - $310,000 ...
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Financial Regulatory & Technology Associate Attorney
Washington, DC · Hybrid
$235K - $310K/yr
Financial Regulatory & Technology Associate Attorney Location: Washington, D.C. Schedule: Hybrid - regular in-office presence with some flexibility to work from home Compensation: $235,000 - $310,000 ...
• The Financial Regulatory Reporting team, under Americas Finance, is responsible for preparing regulatory filings for multiple legal entities within Mizuho's U.S. operations. • The team reports ...
• The Financial Regulatory Reporting team, under Americas Finance, is responsible for preparing regulatory filings for multiple legal entities within Mizuho's U.S. operations. • The team reports ...
BizTek People is in search for an experienced Financial Regulatory Reporting Associate for our client in NYC! This role is responsible for preparing regulatory reports with accuracy and timeliness in ...
BizTek People is in search for an experienced Financial Regulatory Reporting Associate for our client in NYC! This role is responsible for preparing regulatory reports with accuracy and timeliness in ...
Financial & Regulatory Reporting Manager
$98K - $115K/yr
This role will join the financial reporting team that oversees and manages the external financial reporting function for various clients across the organization. * Ownership over the review and ...
Financial & Regulatory Reporting Manager
$98K - $115K/yr
This role will join the financial reporting team that oversees and manages the external financial reporting function for various clients across the organization. * Ownership over the review and ...
Financial & Regulatory Reporting Manager
$98K - $115K/yr
This role will join the financial reporting team that oversees and manages the external financial reporting function for various clients across the organization. * Ownership over the review and ...
Financial & Regulatory Reporting Manager
$98K - $115K/yr
This role will join the financial reporting team that oversees and manages the external financial reporting function for various clients across the organization. * Ownership over the review and ...
Financial & Regulatory Reporting Manager
$98K - $115K/yr
This role will join the financial reporting team that oversees and manages the external financial reporting function for various clients across the organization. * Ownership over the review and ...
Financial & Regulatory Reporting Manager
$98K - $115K/yr
This role will join the financial reporting team that oversees and manages the external financial reporting function for various clients across the organization. * Ownership over the review and ...
Financial & Regulatory Reporting Manager
$98K - $115K/yr
This role will join the financial reporting team that oversees and manages the external financial reporting function for various clients across the organization. * Ownership over the review and ...
Financial & Regulatory Reporting Manager
$98K - $115K/yr
This role will join the financial reporting team that oversees and manages the external financial reporting function for various clients across the organization. * Ownership over the review and ...
Financial & Regulatory Reporting Manager
Edison, NJ · On-site
$98K - $115K/yr
This role will join the financial reporting team that oversees and manages the external financial reporting function for various clients across the organization. * Ownership over the review and ...
Financial & Regulatory Reporting Manager
Edison, NJ · On-site
$98K - $115K/yr
This role will join the financial reporting team that oversees and manages the external financial reporting function for various clients across the organization. * Ownership over the review and ...
Financial & Regulatory Reporting Manager
Edison, NJ · On-site
$98K - $115K/yr
This role will join the financial reporting team that oversees and manages the external financial reporting function for various clients across the organization. * Ownership over the review and ...
Financial & Regulatory Reporting Manager
Edison, NJ · On-site
$98K - $115K/yr
This role will join the financial reporting team that oversees and manages the external financial reporting function for various clients across the organization. * Ownership over the review and ...
Financial Regulatory Reporting Associate
Manhattan, NY · On-site
$45 - $53/hr
S. bank regulatory reports * Banking, capital markets, or Big 4 with bank clients * US GAAP, financial products knowledge (loans, deposits, derivatives, repos) * Bachelor's in Accounting or Finance
Financial Regulatory Reporting Associate
Manhattan, NY · On-site
$45 - $53/hr
S. bank regulatory reports * Banking, capital markets, or Big 4 with bank clients * US GAAP, financial products knowledge (loans, deposits, derivatives, repos) * Bachelor's in Accounting or Finance
Financial & Regulatory Reporting Manager
$98K - $115K/yr
This role will join the financial reporting team that oversees and manages the external financial reporting function for various clients across the organization. * Ownership over the review and ...
Financial & Regulatory Reporting Manager
$98K - $115K/yr
This role will join the financial reporting team that oversees and manages the external financial reporting function for various clients across the organization. * Ownership over the review and ...
Financial Regulatory information
See salary details
$31.5K - $39.1K
6% of jobs
$44.7K is the 25th percentile. Wages below this are outliers.
$39.1K - $46.7K
25% of jobs
$46.7K - $54.3K
13% of jobs
The median wage is $61.2K / yr.
$54.3K - $61.9K
6% of jobs
$61.9K - $69.5K
4% of jobs
$69.5K - $77K
12% of jobs
$77K - $84.6K
6% of jobs
$87.5K is the 75th percentile. Wages above this are outliers.
$84.6K - $92.2K
6% of jobs
$92.2K - $99.8K
8% of jobs
$99.8K - $107.4K
7% of jobs
$107.4K - $115K
5% of jobs
$31.5K
$71.6K
$115K
How much do financial regulatory jobs pay per year?
What are some typical challenges faced by professionals in Financial Regulatory roles?
Professionals in Financial Regulatory roles often deal with the challenge of staying up-to-date with frequently changing regulations and ensuring strict compliance across multiple jurisdictions. Adapting to evolving reporting requirements, interpreting complex legal guidelines, and implementing compliant processes can be demanding, especially in fast-paced financial environments. Team members must communicate clearly with various departments, auditors, and regulators to ensure seamless operations. Successfully managing these challenges is crucial for safeguarding organizational integrity and supporting ongoing business growth.
What is a Financial Regulatory job?
A Financial Regulatory job involves ensuring that financial institutions comply with legal and regulatory requirements. Professionals in this field analyze laws, monitor transactions, and implement policies to prevent fraud, money laundering, and financial misconduct. They work closely with regulatory agencies, internal compliance teams, and risk management departments to uphold financial system integrity. Their role is critical in maintaining transparency, protecting consumers, and ensuring firms operate within legal frameworks.
What are the key skills and qualifications needed to thrive in the Financial Regulatory position, and why are they important?
To thrive in a Financial Regulatory role, you need a robust understanding of financial regulations, compliance standards, and risk management, typically supported by a degree in finance, law, or a related field. Familiarity with regulatory reporting systems, compliance monitoring software, and certifications such as CAMS or CRCM is highly valuable. Exceptional analytical thinking, attention to detail, and strong communication skills set successful professionals apart in this position. These abilities ensure financial institutions adhere to complex regulations, minimize risk, and maintain trust with stakeholders and authorities.

Full-time
Medical, Dental, Vision, Retirement
Posted 2 days ago
Job description
DLA Piper is, at its core, bold, exceptional, collaborative and supportive. Our people are the backbone, heart and soul of our firm. Wherever you are in your professional journey, DLA Piper is a place you can engage in meaningful work and grow your career. Let's see what we can achieve. Together.
Summary
The Financial Regulatory Specialist, in collaboration with and in support of the firm's strategic initiatives, supports the firm's financial regulatory and compliance efforts while also contributing to content initiatives that support thought leadership and client engagement across the practice. This role combines financial services and regulation awareness, strong written communication skills, and cross-partner coordination to ensure regulatory developments and insights are clearly communicated and consistently delivered.
Location
This position is located in our Washington, D.C.office and offers a hybrid work schedule.
Responsibilities
Financial Regulatory & Compliance Support
- Monitors developments in financial services regulation and related guidance relevant to the practice.
- Assists with regulatory research, summaries, and internal updates to support compliance and advisory needs.
- Supports broader compliance and regulatory initiatives, including documentation, internal coordination, and ad hoc regulatory projects.
- Partners with internal stakeholders to help ensure public and client-ready content aligns with regulatory and compliance standards.
Content & Communications
- Manages and produces monthly newsletters and other non-billable content initiatives for the practice.
- Collects, coordinates, and edits contributions from colleagues and other subject matter experts.
- Ensures content is accurate, clear, timely, and consistent with firm standards and internal policy requirements.
- Tracks content deadlines and manages production timelines to ensure reliable delivery.
Collaboration & Process Support
- Serves as a point of contact between partners, practice leadership, and administrative teams for content related initiatives.
- Supports broader public and client-ready content generation efforts, including practice communications and strategic initiatives.
- Identifies opportunities to improve content processes, coordination, and consistency.
Desired Skills
Prior experience in financial services, with a preference for a compliance-focused background. Strong writing, editing, and proofreading skills. Excellent written and verbal communication abilities. Proactive, self directed work style with strong attention to detail. Competencies include being proactive, detail oriented, and able to manage multiple workstreams, balancing regulatory support with content production and editorial coordination. Experience working with partners or senior stakeholders in a professional services environment. Familiarity with financial regulatory concepts and terminology. Experience producing newsletters, client alerts, or similar thought leadership content.
Minimum Education
Bachelor's Degree in Business, Finance, Accounting, or related field.
Minimum Years of Experience
3 years of relevant professional experience, ideally in financial services, compliance, regulatory, or professional services.
Essential Job Expectations
While the specific job requirements of a DLA Piper position may vary depending upon scope of the job and area of specialty, there are certain universal requirements that are expected of all DLA Piper employees, which include but are not limited to:
Effectively communicate, verbally and in writing, with clients, lawyers, business professionals, and third parties.
Produce deliverables, answer phone calls, and reply to correspondence in an efficient and responsive manner.
Provide timely, accurate, and quality work product.
Successfully meet deadlines, expectations, and perform work duties as required.
Foster positive work relationships.
Comply with all firm policies and practices.
Engage in both physical and sedentary activity, such as (a) working at a computer for extended periods of time, including on-screen reading and typing; (b) participating in digital/virtual conference calls; (c) participating in meetings as needed.
Ability to work under pressure and manage competing demands in a fast-paced environment.
Perform all other duties, tasks or projects as assigned.
Our employees are expected to embrace and uphold our firm values as a part of our DLA Piper culture. We are committed to excellence in how we represent our clients and develop our people.
Physical Demands
Sedentary work: Exerting up to 10 pounds of force occasionally and/or a negligible amount of force frequently or constantly to lift, carry, push, pull or otherwise move objects, including the human body. Sedentary work involves sitting most of the time. Jobs are sedentary if walking and standing are required only occasionally and all other sedentary criteria are met.
Work Environment
The individual selected for this position may have the opportunity for a hybrid work arrangement comprised of remote and in-office work, the requirement for which will be determined in coordination with the hiring manager or supervisor and may be modified in the firm's discretion in the future.
Disclaimer
The purpose of this job description is to provide a concise statement of the work elements and to organize and present the information in a standardized way. It is not intended to describe all the elements of the work that may be performed by every individual in this classification, nor should it serve as the sole criteria for personnel decisions and actions. The job duties, requirements, and expectations for this position may be modified at the Firm's discretion at any time. This job description does not change the at-will nature of employment.
Application Process
Applicants must apply directly online instead of sending application materials via email.
Accommodation
Reasonable accommodations may be made upon request to permit individuals with a disability to perform the essential functions and responsibilities of the position or to participate in the job selection process. If you have a request for an accommodation during the application process, please contact careers@us.dlapiper.com.
Agency applications will not be considered.
No immigration sponsorship is available for this position.
The firm's expected hiring range for this position is $88,383 - $117,111 per year depending on the candidate's geographic market location.
The compensation offered for employment will also be dependent on other factors including the candidate's experience, skills, educational and professional background, and overall qualifications. We offer a comprehensive package of benefits including medical/dental/vision insurance, and 401(k).
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DLA Piper is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.Job applicant poster viewing center.