Business Manager - Operational Risk Capital The Operational Risk Capital team develops strategies ... compliance with applicable federal, state, and local laws. Capital One promotes a drug-free ...
Business Manager - Operational Risk Capital The Operational Risk Capital team develops strategies ... compliance with applicable federal, state, and local laws. Capital One promotes a drug-free ...
... Compliance, Third-Party Risk Management, Country Risk, Technology Risk Management). * Executes challenge activities to elevate areas of suspected risk and escalates appropriately to Operational Risk ...
... Compliance, Third-Party Risk Management, Country Risk, Technology Risk Management). * Executes challenge activities to elevate areas of suspected risk and escalates appropriately to Operational Risk ...
Manager, RIsk Compliance
Sierra Vista, AZ · On-site
Chief Operations Officer Job Summary: The Risk & Compliance Manager oversees and manages the activities, projects, programs, and efforts of the organization-wide risk management and corporate ...
Manager, RIsk Compliance
Sierra Vista, AZ · On-site
Chief Operations Officer Job Summary: The Risk & Compliance Manager oversees and manages the activities, projects, programs, and efforts of the organization-wide risk management and corporate ...
... Compliance, Third-Party Risk Management, Country Risk, Technology Risk Management). * Executes challenge activities to elevate areas of suspected risk and escalates appropriately to Operational Risk ...
... Compliance, Third-Party Risk Management, Country Risk, Technology Risk Management). * Executes challenge activities to elevate areas of suspected risk and escalates appropriately to Operational Risk ...
Business Manager - Operational Risk Capital The Operational Risk Capital team develops strategies ... compliance with applicable federal, state, and local laws. Capital One promotes a drug-free ...
Business Manager - Operational Risk Capital The Operational Risk Capital team develops strategies ... compliance with applicable federal, state, and local laws. Capital One promotes a drug-free ...
Bachelor's degree in Risk Management, Business Administration, Finance, Information Systems, or a related field. * 3-5 years of experience in operational risk, compliance, or GRC roles within ...
Bachelor's degree in Risk Management, Business Administration, Finance, Information Systems, or a related field. * 3-5 years of experience in operational risk, compliance, or GRC roles within ...
... Compliance, Third-Party Risk Management, Country Risk, Technology Risk Management). * Executes challenge activities to elevate areas of suspected risk and escalates appropriately to Operational Risk ...
... Compliance, Third-Party Risk Management, Country Risk, Technology Risk Management). * Executes challenge activities to elevate areas of suspected risk and escalates appropriately to Operational Risk ...
... Compliance, Third-Party Risk Management, Country Risk, Technology Risk Management). * Executes challenge activities to elevate areas of suspected risk and escalates appropriately to Operational Risk ...
... Compliance, Third-Party Risk Management, Country Risk, Technology Risk Management). * Executes challenge activities to elevate areas of suspected risk and escalates appropriately to Operational Risk ...
The role reports to an Operational Risk Senior Manager and supports providing independent and ... Collaborate with first and secondline partners, including technology risk, compliance, model risk ...
The role reports to an Operational Risk Senior Manager and supports providing independent and ... Collaborate with first and secondline partners, including technology risk, compliance, model risk ...
You will also serve as a risk and controls advisor by acting as a key liaison between Operations, Enterprise Risk Management (ERM), Compliance, Internal Audit, and regulators to ensure risks are ...
You will also serve as a risk and controls advisor by acting as a key liaison between Operations, Enterprise Risk Management (ERM), Compliance, Internal Audit, and regulators to ensure risks are ...
Associate Manager, Operational Risk
$90K - $115K/yr
As a member of the Operational Risk team,you'llbe part of a collaborative and purpose-driven group that values integrity, innovation, and impact. This role blends core risk management ...
Associate Manager, Operational Risk
$90K - $115K/yr
As a member of the Operational Risk team,you'llbe part of a collaborative and purpose-driven group that values integrity, innovation, and impact. This role blends core risk management ...
Enterprise Compliance and Operational Risk Manager - Third Party Risk Management - TPRM Complianc...
Birmingham, AL · On-site
At Regions, the Enterprise Compliance and Operational Risk Manager leads a team of risk management professionals within the organization's second line of defense. This position is responsible for ...
Enterprise Compliance and Operational Risk Manager - Third Party Risk Management - TPRM Complianc...
Birmingham, AL · On-site
At Regions, the Enterprise Compliance and Operational Risk Manager leads a team of risk management professionals within the organization's second line of defense. This position is responsible for ...
As part of the larger Operational Risk Management (ORM) organization, you will work with talented ... At least 2 years of risk management, compliance or legal oversight experience Preferred ...
As part of the larger Operational Risk Management (ORM) organization, you will work with talented ... At least 2 years of risk management, compliance or legal oversight experience Preferred ...
As part of the larger Operational Risk Management (ORM) organization, you will work with talented ... At least 2 years of risk management, compliance or legal oversight experience Preferred ...
As part of the larger Operational Risk Management (ORM) organization, you will work with talented ... At least 2 years of risk management, compliance or legal oversight experience Preferred ...
Risk Manager
Los Angeles, CA · On-site
$155K - $175K/yr
This role is focused on managing construction and operational risk for mission-critical ... Compliance & Operations * Ensure compliance with OSHA, workers' compensation, environmental, and ...
Risk Manager
Los Angeles, CA · On-site
$155K - $175K/yr
This role is focused on managing construction and operational risk for mission-critical ... Compliance & Operations * Ensure compliance with OSHA, workers' compensation, environmental, and ...
Travel Risk & Compliance Manager
Peridot, AZ · On-site
$2.5K - $2.5K/wk
Travel RN Risk & Compliance Manager | Peridot, AZ (Long-Term Contract) Position Details * Location: Peridot, AZ * Start Date: ASAP * Assignment Length: Minimum 6 months preferred; 52-week contract ...
Quick apply
Travel Risk & Compliance Manager
Peridot, AZ · On-site
$2.5K - $2.5K/wk
Travel RN Risk & Compliance Manager | Peridot, AZ (Long-Term Contract) Position Details * Location: Peridot, AZ * Start Date: ASAP * Assignment Length: Minimum 6 months preferred; 52-week contract ...
Operational Risk, Equities
New York, NY · On-site
$165K - $245K/yr
... Compliance, Finance, Operations, Technology, Second Line Risk and Internal Audit, to embed strong risk management practices. Your responsibilities will include overseeing the execution and monitoring ...
Operational Risk, Equities
New York, NY · On-site
$165K - $245K/yr
... Compliance, Finance, Operations, Technology, Second Line Risk and Internal Audit, to embed strong risk management practices. Your responsibilities will include overseeing the execution and monitoring ...
Wealth Management Operational Risk Coverage Professional
Dallas, TX · On-site
$80K - $140K/yr
... legal and compliance risks or damage to physical assets). The Firm may incur operational risk ... Strong knowledge of financial products and wealth management services is essential to engage in ...
Wealth Management Operational Risk Coverage Professional
Dallas, TX · On-site
$80K - $140K/yr
... legal and compliance risks or damage to physical assets). The Firm may incur operational risk ... Strong knowledge of financial products and wealth management services is essential to engage in ...
The manager will lead or oversee reviews, develop risk profiles, provide independent challenge to ... Raymond James products, services, and business operations relevant to technology risk oversight.
The manager will lead or oversee reviews, develop risk profiles, provide independent challenge to ... Raymond James products, services, and business operations relevant to technology risk oversight.
The manager will lead or oversee reviews, develop risk profiles, provide independent challenge to ... Raymond James products, services, and business operations relevant to technology risk oversight.
The manager will lead or oversee reviews, develop risk profiles, provide independent challenge to ... Raymond James products, services, and business operations relevant to technology risk oversight.
Compliance And Operational Risk Manager information
See salary details
$38.5K - $49.3K
3% of jobs
$49.3K - $60K
9% of jobs
$69K is the 25th percentile. Wages below this are outliers.
$60K - $70.8K
16% of jobs
$70.8K - $81.6K
18% of jobs
The median wage is $85.2K / yr.
$81.6K - $92.4K
13% of jobs
$92.4K - $103.1K
12% of jobs
$110.1K is the 75th percentile. Wages above this are outliers.
$103.1K - $113.9K
7% of jobs
$113.9K - $124.7K
5% of jobs
$124.7K - $135.5K
9% of jobs
$135.5K - $146.2K
4% of jobs
$146.2K - $157K
4% of jobs
$38.5K
$95.1K
$157K
How much do compliance and operational risk manager jobs pay per year?
What are the key skills and qualifications needed to thrive as a Compliance and Operational Risk Manager, and why are they important?
How does a Compliance and Operational Risk Manager typically collaborate with other departments to ensure regulatory adherence?
What is the difference between Compliance And Operational Risk Manager vs Compliance Analyst?
| Aspect | Compliance And Operational Risk Manager | Compliance Analyst |
|---|---|---|
| Certifications | CRCMP, CAMS, or similar | CAMs, CCEP, or similar |
| Work Environment | Risk management departments, financial institutions, regulated industries | Compliance departments, financial services, corporate offices |
| Responsibilities | Overseeing compliance programs, managing operational risks, implementing risk mitigation strategies | Monitoring compliance adherence, conducting audits, reporting compliance issues |
The Compliance And Operational Risk Manager focuses on managing both compliance and operational risks within organizations, often overseeing teams and developing strategies. In contrast, the Compliance Analyst primarily monitors compliance adherence and supports risk mitigation through audits and reporting. Both roles require similar certifications and are integral to regulated industries, but the manager role involves broader oversight and strategic planning.
What does a Compliance and Operational Risk Manager do?

Full-time
Posted 8 days ago
Capital One rating
7.8
Based on 136 frontline employees who took The Breakroom Quiz
67th of 142 rated banks
Job description
The Operational Risk Capital team develops strategies, processes, and analyses to effectively manage operational risk capital needs, and provide key analytical output, to support effective risk management of Capital One's material operational risks. The team partners closely with Model Development, Internal Loss Data team, Scenario Analysis team, Legal, Finance, and first line and second line risk leaders on risk measurement and risk management.
As a Business Analysis Manager, you will apply your strategic and analytical skills to develop operational risk loss projections for Comprehensive Capital Analysis and Review (CCAR). You will allocate the operational risk capital to lines of business and product lines as their Managerial Capital. You will develop a deep appreciation for the most critical operational risks and the importance of a strong capital management framework which contribute to safeguarding Capital One and the broader banking industry. And you will do it all in a collaborative environment that values your insight, encourages you to take on new responsibility, promotes continuous learning, and rewards innovation.
Specific responsibilities include, but are not limited to:
- Lead the development of operational risk loss deliverables for Comprehensive Capital Analysis and Review (CCAR) by collaborating with various teams (e.g., Modeling, Scenario Analysis, Legal)
- Cut through the gray and drive consensus between competing opinions and objectives from the diverse expertise of stakeholders involved
- Analyze results for consistency and soundness; triangulate defensibility of results using supporting data and analysis from a variety of internal and external sources
- Apply judgment, intuition, and relationships to defend and gain support for key decisions
- Effectively manage deliverables under a fast paced environment. Identify and enable continuous improvements across the team
General Responsibilities:
- Execution: Develop hypotheses, design analyses to test the hypotheses, synthesize the takeaways for leadership, and lead implementation efforts
- Partnership: Work closely with colleagues across Capital One including: Enterprise Risk Management, Operational Risk Management, Finance, Legal, Model Development, and others to achieve our risk measurement agenda
- Strategic & analytic orientation: A proven track record of decision making and problem solving based on analytics. Conceptual thinking skills must be complemented by a strong quantitative orientation
- Strong business judgment, leadership and integrity: He/she should be a tenacious decision maker, able to bring a healthy, aggressive, yet responsible approach to business
- Solid people leadership experience: Ability to build and leverage the capabilities of a high-performing team, as well as business partners across the enterprise. He/she should foster innovation, drive critical decisions, hold business partners accountable, and be able to consistently deliver results
- Strong executive communication skills: Impeccable written and oral communication credentials, coupled with strategic influencing skills and the ability to drive agreement through intellect, interpersonal and negotiation skills
- Clear results orientation: display an intense focus on achieving both short and long term goals. He/she should be able to drive and execute an agenda in an uncertain and fluid environment
- Successful track record of thriving in a fast paced, entrepreneurial and dynamic environment.
- Previous management consulting experience is a plus
Basic Qualifications:
- At least 3 years of professional experience performing analysis
- Currently has, or is in the process of obtaining one of the following with an expectation that the required degree will be obtained on or before the scheduled start date:
- A Bachelor's Degree in a quantitative field (Business, Finance, Accounting, Statistics, Economics, Operations Research, Analytics, Mathematics, Computer Science, Computer engineering, Software engineering, Mechanical engineering, Information Systems or a related quantitative field)
- A Master's Degree in a quantitative field (Business, Finance, Accounting, Statistics, Economics, Operations Research, Analytics, Mathematics, Computer Science, Computer Engineering, Software Engineering, Mechanical engineering, Information Systems or a related quantitative field) or an MBA with a quantitative concentration
Preferred Qualifications:
- Master's Degree in Business or quantitative field such as Finance, Economics, Physical Sciences, Math, Statistics, Engineering
- 2+ year of experience in management consulting
- 5+ years of experience in analysis
- 2+ years of experience in Operational Risk Management or business operations
- 2+ years of experience in financial services
- 2+ years of experience in financial modeling
- 2+ years of experience in project management
- 1+ years of experience in people management
- 2+ years of experience with data analytics tools (e.g., Python, SQL), BI platforms (Tableau), Excel
Capital One will consider sponsoring a new qualified applicant for employment authorization for this position.
The minimum and maximum full-time annual salaries for this role are listed below, by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations, and refers to the amount Capital One is willing to pay at the time of this posting. Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked.
McLean, VA: $164,800 - $188,100 for Business Manager
Richmond, VA: $149,800 - $171,000 for Business Manager
Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate's offer letter.
This role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.
Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at the Capital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.
This role is expected to accept applications for a minimum of 5 business days.
No agencies please. Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City's Fair Chance Act; Philadelphia's Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.
If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com. All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.
For technical support or questions about Capital One's recruiting process, please send an email to Careers@capitalone.com
Capital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site.
Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).
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