ZipRecruiter

Log In

1

Compliance And Operational Risk Manager Jobs in New York

Securitas

Operational Risk Manager

Manhattan, NY · On-site

$110K - $135K/yr

Ongoing Compliance & Audit Oversight • Partner with field operations to ensure all required ... risk management, compliance, safety, or claims related functions. • Strong knowledge of ...

Securitas

Operational Risk Manager

Newark, NJ · On-site

$110K - $135K/yr

Ongoing Compliance & Audit Oversight • Partner with field operations to ensure all required ... risk management, compliance, safety, or claims related functions. • Strong knowledge of ...

Securitas

Operational Risk Manager

Stamford, CT · On-site

$110K - $135K/yr

Ongoing Compliance & Audit Oversight • Partner with field operations to ensure all required ... risk management, compliance, safety, or claims related functions. • Strong knowledge of ...

Eitacies Inc

Risk Manager - RCSA & Controls

Manhattan, NY · On-site

$60 - $70/hr

Identify, assess, document, and monitor operational risks and control effectiveness. * Design ... Support risk governance, issue management, and regulatory compliance initiatives. * Prepare risk ...

EITACIES Inc.

Risk Manager RCSA Controls

Manhattan, NY · On-site

$100 - $130/hr

Identify, assess, document, and monitor operational risks and control effectiveness. * Design ... Support risk governance, issue management, and regulatory compliance initiatives. * Prepare risk ...

Barclays

Operational Risk SME - Data Risk

New York, NY · On-site

$290K/yr

Good understanding of the workings of Data & Records Management Risk. * Excellent communication ... Experience of working within Compliance, Operational Risk, audit or internal controls environment ...

Nomura International

Operational Risk - VP

Manhattan, NY · On-site

$160K - $185K/yr

Operational Risk Management, Asset Management Corporate Title: Vice President Department: Risk ... Monitor risk appetite compliance * Report to senior management and committees Role Description:

Nomura International

Operational Risk - VP

Manhattan, NY · On-site

$160K - $185K/yr

Operational Risk Management, Asset Management Corporate Title: Vice President Department: Risk ... Monitor risk appetite compliance * Report to senior management and committees Role Description:

Macquarie Group Limited

VP, Operational Risk

New York, NY · On-site

$161K - $217K/yr

We are a global team that aims to manage the risks of today and anticipate the risks of tomorrow. Our divisions include compliance, credit, financial crime risk, market risk, operational risk ...

next page

Showing results 1-20

All JobsCompliance And Operational Risk JobsCompliance And Operational Risk Manager JobsCompliance And Operational Risk Manager Jobs in New York

Compliance And Operational Risk Manager information

What does a compliance and operational risk manager do?

A Compliance and Operational Risk Manager is responsible for ensuring that an organization adheres to regulatory requirements and internal policies while identifying, assessing, and mitigating operational risks. They develop and implement compliance programs, conduct risk assessments, and monitor business activities to prevent legal and financial penalties. Additionally, they provide training to staff, investigate potential violations, and work closely with other departments to promote a culture of compliance and risk awareness.

What are the key skills and qualifications needed to thrive as a compliance and operational risk manager?

To thrive as a Compliance and Operational Risk Manager, you need a strong understanding of regulatory requirements, risk assessment, and internal controls, typically supported by a degree in finance, law, or business and relevant risk management certifications. Familiarity with governance, risk, and compliance (GRC) platforms, data analytics tools, and regulatory reporting systems is essential. Strong analytical thinking, attention to detail, and effective communication skills help you navigate complex regulations and coordinate with various departments. These abilities are crucial to proactively identifying risks, ensuring regulatory compliance, and safeguarding the organization’s reputation and operations.

How does a compliance and operational risk manager typically collaborate with other departments to ensure regulatory adherence?

A Compliance and Operational Risk Manager works closely with various departments such as legal, internal audit, and business units to identify, assess, and mitigate risks. This role often involves providing guidance on regulatory requirements, conducting training sessions, and facilitating regular risk assessments. By fostering open communication and building strong partnerships across teams, managers help ensure that compliance policies are understood and integrated into daily operations. This collaborative approach not only minimizes risk but also supports a culture of compliance throughout the organization.

What is the difference between Compliance And Operational Risk Manager vs Compliance Analyst?

AspectCompliance And Operational Risk ManagerCompliance Analyst
CertificationsCRCMP, CAMS, or similarCAMs, CCEP, or similar
Work EnvironmentRisk management departments, financial institutions, regulated industriesCompliance departments, financial services, corporate offices
ResponsibilitiesOverseeing compliance programs, managing operational risks, implementing risk mitigation strategiesMonitoring compliance adherence, conducting audits, reporting compliance issues

The Compliance And Operational Risk Manager focuses on managing both compliance and operational risks within organizations, often overseeing teams and developing strategies. In contrast, the Compliance Analyst primarily monitors compliance adherence and supports risk mitigation through audits and reporting. Both roles require similar certifications and are integral to regulated industries, but the manager role involves broader oversight and strategic planning.

What are popular job titles related to Compliance And Operational Risk Manager jobs in New York?

For Compliance And Operational Risk Manager jobs in New York, the most frequently searched job titles are:

What job categories do people searching Compliance And Operational Risk Manager jobs in New York look for?

The top searched job categories for Compliance And Operational Risk Manager jobs in New York are:

What cities in New York are hiring for Compliance And Operational Risk Manager jobs?

Cities in New York with the most Compliance And Operational Risk Manager job openings:

Compliance And Operational Risk Manager jobs near you
Infographic showing various Compliance And Operational Risk Manager job openings in New York as of August 2026, with employment types broken down into 86% Full Time, 13% Part Time, and 1% Contract. Highlights an 83% Physical, 2% Hybrid, and 15% Remote job distribution.

Compliance & Operational Risk Manager - Global Markets

New York, NY • On-site

Bank of America
Finance and Insurance • 10K+ employees

8.2

Company rating: 8.2 out of 10

Based on 532 frontline employees who took The Breakroom Quiz

52nd of 173 rated banks

People enjoy working here

Good employer

Recommended by students

Learn more about Bank of Americaexternal

Full-time

PTO

Re-posted 16 days ago

Job description

Job Description:
At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. We do this by driving Responsible Growth and delivering for our clients, teammates, communities and shareholders every day.
Being a Great Place to Work and providing a culture of caring is core to how we drive Responsible Growth. We are intentional about fostering an inclusive workplace where every teammate has the opportunity to succeed, build a career and contribute to our shared success. This includes attracting and developing exceptional talent, recognizing and rewarding performance, and supporting our teammates' physical, emotional, and financial wellness through affordable, competitive and flexible benefits.
We value the unique perspectives individuals bring from all backgrounds and career paths - whether shaped by military service, community college education, or a wide range of work and life experiences. These journeys foster resilience, leadership and innovation, strengthening our workforce and positively impact the communities we serve.
Bank of America is committed to an in-office culture that supports collaboration, engagement, and career development. Our approach includes clear in-office expectations, while providing an appropriate level of flexibility based on role-specific responsibilities and business needs.
At Bank of America, you can build a successful career with opportunities to learn, grow, and make an impact. Join us!
Job Description:
This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, and/or Third Parties. Key responsibilities include ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise Policy (collectively "the Policies"), the Compliance and Operational Risk Management Program and Standard Operating Procedures are implemented and identifying, challenging, escalating, and mitigating risks in a timely manner.
Responsibilities:
  • Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance with applicable laws, rules, and regulations, while responding to regulatory inquiries, other audits, and examinations
  • Engages in activities to provide independent compliance and operational risk oversight of FLU or Control Function (CF) performance and any related third party/vendor relationships in alignment with the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively the Policies) and the Compliance and Operational Risk Management Program and Standard Operating Procedures
  • Identifies and escalates problems or issues that arise and drives actions to address the root causes that lead to compliance risk issues and/or operational risk losses
  • Manages inventory of processes, risks, controls, and associated metrics for risk appetite and limits, reporting violations of compliance or regulatory activities
  • Assists in the development of independent risk management reporting for respective area(s) of coverage as input into country/regional governance and management routines
  • Analyzes and interprets applicable laws, rules, and regulations to provide clear and practical advice to stakeholders, and identify and manage risks
  • Reviews and challenges FLU/CF process, risk, Single Process Inventory, and FLU/CF Risk and Control Self-Assessment related to themes or trends, while monitoring the regulatory environment to identify regulatory changes applicable to area(s) of coverage
  • Provide real-time support to the Global Credit Front-Line Unit ("FLU") with regards to the rules of the relevant products, markets and venues, and other relevant laws, rules and regulations, including internal policies, as applicable to the Global Markets Business.
  • Develop an effective working relationship with Front Line Unit personnel and other internal departments, such as Legal, Operations, Financial Crimes Compliance, and Regulatory Reporting.
  • Assist with responding to and coordinating regulatory inquiries.
  • Participate in the review and challenge of business activities in line with BofA Global Compliance and Operational Risk Program.
  • Participate, as required, in internal investigations into potential breaches of regulatory/venue requirements or Firm policy.
  • Participate, as required, in department initiatives in respect of regulatory/market developments and impact analysis on the firm's business and support groups.
  • Assist with the review of new business initiatives, including non-standard transactions.
  • Review and assess activity which is escalated by Enterprise Independent Testing through surveillance activity undertaken and/or escalated directly by the FLU for potential market misconduct.
  • Work closely with other regional Compliance and Operational Risk teams to ensure consistency in approach and best practices.
  • Review/update Compliance and Operational Risk Policies and ensure they are consistent with global and local regulatory practices.
  • Assist with the development of new and/or update existing Monitoring and Testing items for the Compliance and Operational Risk Program from a local and global perspective.
  • Assist with the development and delivery of Compliance and Operational Risk training, both face-to-face and on-line.
  • Keep abreast of regulatory change/developments

Required Qualifications:
  • Minimum of seven years of relevant experience
  • May require regulatory examination/registration or certification, depending on jurisdiction and role
  • Strong knowledge of fixed income markets, including swaps/derivatives products and services
  • Excellent inter-personal and communication skills, including strong verbal and written communications, and be a strong and confident presenter
  • High attention to detail, diligence and conscientiousness
  • Ability to work in a dynamic and fast-paced trading floor environment

Desired Qualifications:
  • Bachelor's Degree in a related field
  • Experience in financial services and/or a similarly regulated sector
  • Strong experience in dealing with regulator and exchange inquiries and exams
  • Strong understanding of market misconduct laws, rules and regulations, as well as applicable surveillance controls
  • Strong understanding of SEC, FINRA and CFTC rules and regulations
  • Operational Risk Management preferably with fixed income product knowledge experience is advantageous

Skills:
  • Advisory
  • Monitoring, Surveillance, and Testing
  • Regulatory Compliance
  • Reporting
  • Risk Management
  • Critical Thinking
  • Influence
  • Interpret Relevant Laws, Rules, and Regulations
  • Issue Management
  • Policies, Procedures, and Guidelines Management
  • Credible Challenge
  • Decision Making
  • Negotiation
  • Process Management
  • Written Communications

Shift:
1st shift (United States of America)
Hours Per Week:
40
Pay Transparency details
US - NY - New York - ONE BRYANT PARK - BANK OF AMERICA TOWER (NY1100)
Pay and benefits information
Pay range
$97,200.00 - $195,000.00 annualized salary, offers to be determined based on experience, education and skill set.
Discretionary incentive eligible
This role is eligible to participate in the annual discretionary plan. Employees are eligible for an annual discretionary award based on their overall individual performance results and behaviors, the performance and contributions of their line of business and/or group; and the overall success of the Company.
Benefits
This role is currently benefits eligible. We provide industry-leading benefits, access to paid time off, resources and support to our employees so they can make a genuine impact and contribute to the sustainable growth of our business and the communities we serve.
Bank Of America logo

About Bank Of America

Sourced by ZipRecruiter

At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day. One of the keys to driving Responsible Growth is being a great place to work for our teammates around the world. We're devoted to being a diverse and inclusive workplace for everyone. We hire individuals with a broad range of backgrounds and experiences and invest heavily in our teammates and their families by offering competitive benefits to support their physical, emotional, and financial well-being.

Industry

Finance and insurance

Company size

10,000+ Employees

Headquarters location

Charlotte, NC, US

Social media

FacebookTwitter

View All Bank Of America Jobs

What Bank Of America employees say

Pay

Benefits

Hours and flexibility

Workplace

Get the full story on Breakroom

Apply