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Brokerage Operations Manager Jobs (NOW HIRING)

moomoo

Director of Brokerage Operations

Jersey City, NJ · On-site

$100K - $145K/yr

Risk Management: Identify, assess, and mitigate operational risks, developing strategies to enhance ... Requirements * 10+ years of experience in Operations Control within a Broker-Dealer environment.

moomoo

Director of Brokerage Operations

Jersey City, NJ · On-site

$100K - $145K/yr

Risk Management: Identify, assess, and mitigate operational risks, developing strategies to enhance ... Requirements * 10+ years of experience in Operations Control within a Broker-Dealer environment.

moomoo

Director of Brokerage Operations

Jersey City, NJ

$100K - $145K/yr

Risk Management: Identify, assess, and mitigate operational risks, developing strategies to enhance ... Requirements * 10+ years of experience in Operations Control within a Broker-Dealer environment.

IMC Companies

Be Seen First

Vendor Representative/Brokerage Operations

Channahon, IL · On-site

$50K - $70K/yr

This is a fast-paced operations role ideal for someone who enjoys problem-solving, communication ... Ability to prioritize workload and manage time effectively * Logistics, transportation, brokerage ...

IMC Companies

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Vendor Representative/Brokerage Operations

Channahon, IL · On-site

$50K - $70K/yr

This is a fast-paced operations role ideal for someone who enjoys problem-solving, communication ... Ability to prioritize workload and manage time effectively * Logistics, transportation, brokerage ...

Harbor Logistics

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Director of Brokerage

North Charleston, SC · On-site

$90K - $100K/yr

The Sr Manager of Brokerage leads a medium-sized team of 6 to 15 members, overseeing brokerage operations to ensure efficiency and excellence. This role is pivotal in driving strategic initiatives ...

GEODIS

Transportation Brokerage Sales Manager

Plano, TX · On-site

$90K - $105K/hr

Transportation Brokerage Sales Manager A Transportation Brokerage Sales Manager oversees the sales operations of a GEODIS Capacity Solutions (freight brokerage) inside sales team, focusing on ...

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Brokerage Operations Manager information

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$31K

$63.5K

$118.5K

How much do brokerage operations manager jobs pay per year?

As of May 29, 2026, the average yearly pay for brokerage operations manager in the United States is $63,456.00, according to ZipRecruiter salary data. Most workers in this role earn between $41,000.00 and $77,500.00 per year, depending on experience, location, and employer.

What are the key skills and qualifications needed to thrive as a Brokerage Operations Manager, and why are they important?

To thrive as a Brokerage Operations Manager, you need strong knowledge of financial markets, operations management, and regulatory compliance, often supported by a degree in finance, business, or a related field. Familiarity with trading platforms, clearing and settlement systems, and certifications such as FINRA Series 7 or 99 are typically required. Outstanding leadership, problem-solving, and communication skills enable effective team management and cross-departmental coordination. These competencies ensure smooth trade execution, regulatory adherence, and efficient workflow within the brokerage environment.

What are some typical challenges a Brokerage Operations Manager faces in ensuring smooth transaction processing?

A Brokerage Operations Manager often encounters challenges related to managing high transaction volumes, ensuring regulatory compliance, and maintaining data accuracy. Coordinating among different departments—such as compliance, trading, and client services—requires strong communication skills and the ability to resolve issues promptly. Additionally, adapting to rapidly changing financial regulations and implementing new technologies to streamline operations are key aspects of the role. Successfully navigating these challenges helps maintain client trust and operational efficiency.

What are Brokerage Operations Managers?

Brokerage Operations Managers are professionals responsible for overseeing the daily operations of a brokerage firm, ensuring that all transactions and processes run smoothly and comply with industry regulations. Their duties typically include supervising staff, managing trade settlements, monitoring compliance, and implementing operational procedures to increase efficiency. They play a crucial role in risk management, customer service, and maintaining strong relationships with clients, regulators, and other financial institutions.

What is the difference between Brokerage Operations Manager vs Brokerage Associate?

AspectBrokerage Operations ManagerBrokerage Associate
CredentialsRelevant licenses (e.g., Series 7, 63), industry certificationsLikewise, licenses such as Series 7, 63, but typically less managerial experience
Work EnvironmentOversees operational processes, manages teams, ensures complianceSupports client transactions, processes trades, assists senior staff
Employer & Industry UsageUsed in brokerage firms, financial institutions, investment firmsCommonly employed in brokerage firms, financial services

The Brokerage Operations Manager focuses on overseeing daily operations, compliance, and team management within brokerage firms. In contrast, the Brokerage Associate primarily supports transaction processing and client service. Both roles require relevant licenses, but the manager role involves more leadership and oversight responsibilities.

More about Brokerage Operations Manager jobs
What cities are hiring for Brokerage Operations Manager jobs? Cities with the most Brokerage Operations Manager job openings:
What are the most commonly searched types of Brokerage Operations jobs? The most popular types of Brokerage Operations jobs are:
What states have the most Brokerage Operations Manager jobs? States with the most job openings for Brokerage Operations Manager jobs include:
What job categories do people searching Brokerage Operations Manager jobs look for? The top searched job categories for Brokerage Operations Manager jobs are:
Brokerage Operations Manager jobs near you
Infographic showing various Brokerage Operations Manager job openings in the United States as of May 2026, with employment types broken down into 98% Full Time, 1% Temporary, and 1% Contract. Highlights an 88% Physical, 2% Hybrid, and 10% Remote job distribution, with an average salary of $63,456 per year, or $30.5 per hour.
Director of Brokerage Operations

Director of Brokerage Operations

moomoo

Jersey City, NJ • On-site

$100K - $145K/yr

Full-time

Medical, Retirement, PTO

Posted 15 days ago

Job description

About Futu US Inc.:
Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage - all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU).
Our core mission revolves around innovating the investing landscape through a digitized brokerage and wealth management platform that's designed to elevate the investment experience.
Here's a closer look at our key entities:
  • Futu Clearing Inc.: An SEC registered FINRA member dedicated to delivering top-tier clearing and execution services globally.
  • Moomoo Financial Inc.: As an SEC registered FINRA member, we provide retail investors access to both U.S. and Asian securities markets, ensuring your investment journey is backed by expertise.
  • Moomoo Technology Inc.: Offering a data-rich trading platform, we provide unparalleled insights and tools to enhance your trading strategies. Note that this entity is not a licensed broker-dealer.

For deeper insights into our entities and affiliates, explore futuclearing.com or moomoo.com/us to discover the future of investing with confidence and innovation.
About our role:
We are seeking an experienced Operations Director to join our dynamic team within our Broker-Dealer operations. The ideal candidate will play a pivotal role in ensuring seamless operational processes, mitigating risk, and maintaining compliance with regulatory standards. This position requires a proactive approach to identifying inefficiencies, implementing controls, and optimizing procedures to enhance operational effectiveness.
Key Responsibilities:
  • Operational Oversight: Monitor daily operations, trade settlements, reconciliations, and financial transactions to ensure accuracy and compliance.
  • Risk Management: Identify, assess, and mitigate operational risks, developing strategies to enhance controls and minimize errors.
  • Regulatory Compliance: Ensure adherence to SEC, FINRA, and other regulatory requirements while maintaining proper documentation and reporting.
  • Process Improvement: Analyze existing workflows, recommend enhancements, and implement automation initiatives to boost efficiency.
  • Audit & Internal Controls: Collaborate with internal audit teams to ensure all processes align with industry best practices and regulatory standards.
  • Cross-functional Coordination: Work closely with Clearing, Finance, AML, Compliance, Cash Management and Stock Transfer teams to streamline operations.
  • Issue Resolution: Investigate trade discrepancies, reconcile accounts, and resolve escalated operational issues with precision and urgency.

Requirements
  • 10+ years of experience in Operations Control within a Broker-Dealer environment.
  • Strong understanding of SEC, FINRA, and regulatory frameworks governing Broker-Dealer operations.
  • Expertise in trade reconciliations, risk management, and compliance monitoring.
  • Proficiency in industry systems (e.g., DTCC, OCC, Bloomberg, or similar platforms).
  • Exceptional analytical and problem-solving skills with attention to detail. Effective communication and collaboration abilities in a fast-paced environment.
  • Understanding of an omnibus clearing model

Benefits
What We Offer:
  • Comprehensive Paid Medical Benefits: We prioritize your health with a robust medical benefits plan that covers you and your dependents
  • 401k Employer Contribution: We match your contributions to help you grow your retirement savings
  • Generous Paid Time Off & Paid Holidays: Take the time you need to recharge and pursue your passions with our generous paid time off policy
  • Opportunities for Professional Growth & Development: Invest in your future through hands-on learning, skill-building, and cross-functional work
  • Performance Based Bonuses: Your hard work deserves recognition! Enjoy performance-based bonuses that reward your contributions to our team's success

Base pay for a successful applicant will depend on a variety of job-related factors, which may include education, training, experience, location, business needs, or market demands. The expected salary range for this role is $100,000 - $145,000. This role is also eligible to participate in our discretionary bonus plan.
Disclaimer:
The above information on this description has been designed to indicate the general nature and level of work performed by employees within this classification. It is not designed to contain or be interpreted as a comprehensive inventory of all duties, responsibilities, and qualifications required of employees assigned to this job.
Employment with Futu Holdings Limited, including all subsidiaries, is on an at-will basis. This means that either the employee or the Company may terminate the employment relationship at any time, with or without notice and with or without cause, subject to applicable law. Nothing in this job posting or description should be construed as creating an express or implied contract of employment or guarantee of employment for any specific duration.
Futu Holdings Limited, including all subsidiaries, is an equal opportunity employer, and all qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, age, disability status, protected veteran status, or any other characteristic protected by law.
Warning about fake job posts:
Please be aware of fraudulent job postings by persons not affiliated with Futu, Moomoo, or their affiliates. Criminals may use fraudulent job postings to obtain your personally identifiable information and/or financial information to steal your identity and/or money.
All communications to you will come from a business email address. We do not hire through text message, social media, or email alone, and any interviews will be conducted in person or through a video call. We will not ask you for bank account information nor ask you to pay anything during the hiring process.
If you see suspicious activity or believe that you have been the victim of a job posting scam, you should report it to your local FBI field office or to the FBI's Internet Crime Complaint Center.

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