... legal and compliance risk mitigation strategies (e.g., data privacy, MNPI, etc.) across multiple disciplines (e.g., client contracts, operational systems, and compliance). * Materially assist in the ...
... legal and compliance risk mitigation strategies (e.g., data privacy, MNPI, etc.) across multiple disciplines (e.g., client contracts, operational systems, and compliance). * Materially assist in the ...
ASSOCIATE ROLE Spencer Stuart is seeking to recruit an experienced Associate for the Legal, Compliance & Government Affairs Practice focused on Chief Legal Officer, General Counsel, and other senior ...
ASSOCIATE ROLE Spencer Stuart is seeking to recruit an experienced Associate for the Legal, Compliance & Government Affairs Practice focused on Chief Legal Officer, General Counsel, and other senior ...
ASSOCIATE ROLE Spencer Stuart is seeking to recruit an experienced Associate for the Legal, Compliance & Government Affairs Practice focused on Chief Legal Officer, General Counsel, and other senior ...
ASSOCIATE ROLE Spencer Stuart is seeking to recruit an experienced Associate for the Legal, Compliance & Government Affairs Practice focused on Chief Legal Officer, General Counsel, and other senior ...
ASSOCIATE ROLE Spencer Stuart is seeking to recruit an experienced Associate for the Legal, Compliance & Government Affairs Practice focused on Chief Legal Officer, General Counsel, and other senior ...
ASSOCIATE ROLE Spencer Stuart is seeking to recruit an experienced Associate for the Legal, Compliance & Government Affairs Practice focused on Chief Legal Officer, General Counsel, and other senior ...
ASSOCIATE ROLE Spencer Stuart is seeking to recruit an experienced Associate for the Legal, Compliance & Government Affairs Practice focused on Chief Legal Officer, General Counsel, and other senior ...
ASSOCIATE ROLE Spencer Stuart is seeking to recruit an experienced Associate for the Legal, Compliance & Government Affairs Practice focused on Chief Legal Officer, General Counsel, and other senior ...
Legal & Compliance Associate
Manhattan, NY · On-site
$80K - $90K/yr
As a Legal & Compliance Associate, you will be joining our high-performing global Client Protection team (you can learn more about our Legal & Compliance team by watching a video here) that works ...
Legal & Compliance Associate
Manhattan, NY · On-site
$80K - $90K/yr
As a Legal & Compliance Associate, you will be joining our high-performing global Client Protection team (you can learn more about our Legal & Compliance team by watching a video here) that works ...
Legal & Compliance Associate
New York, NY · On-site
$80K - $90K/yr
As a Legal & Compliance Associate, you will be joining our high-performing global Client Protection team (you can learn more about our Legal & Compliance team by watching a video here) that works ...
Legal & Compliance Associate
New York, NY · On-site
$80K - $90K/yr
As a Legal & Compliance Associate, you will be joining our high-performing global Client Protection team (you can learn more about our Legal & Compliance team by watching a video here) that works ...
Legal & Compliance Associate
$80K - $90K/yr
As a Legal & Compliance Associate, you will be joining our high-performing global Client Protection team (you can learn more about our Legal & Compliance team by watching a video here) that works ...
Legal & Compliance Associate
$80K - $90K/yr
As a Legal & Compliance Associate, you will be joining our high-performing global Client Protection team (you can learn more about our Legal & Compliance team by watching a video here) that works ...
Legal & Compliance Associate
San Francisco, CA · On-site
$80K - $90K/yr
As a Legal & Compliance Associate, you will be joining our high-performing global Client Protection team (you can learn more about our Legal & Compliance team by watching a video here) that works ...
Legal & Compliance Associate
San Francisco, CA · On-site
$80K - $90K/yr
As a Legal & Compliance Associate, you will be joining our high-performing global Client Protection team (you can learn more about our Legal & Compliance team by watching a video here) that works ...
Legal & Compliance Associate
San Francisco, CA · On-site
$80K - $90K/yr
As a Legal & Compliance Associate, you will be joining our high-performing global Client Protection team (you can learn more about our Legal & Compliance team by watching a video here) that works ...
Legal & Compliance Associate
San Francisco, CA · On-site
$80K - $90K/yr
As a Legal & Compliance Associate, you will be joining our high-performing global Client Protection team (you can learn more about our Legal & Compliance team by watching a video here) that works ...
Legal & Compliance Associate
$80K - $90K/yr
As a Legal & Compliance Associate, you will be joining our high-performing global Client Protection team (you can learn more about our Legal & Compliance team by watching a video here) that works ...
Legal & Compliance Associate
$80K - $90K/yr
As a Legal & Compliance Associate, you will be joining our high-performing global Client Protection team (you can learn more about our Legal & Compliance team by watching a video here) that works ...
Legal & Compliance Associate Venture Fund-of-Fund & Family Office San Francisco Overview Hiring Company is a family office and alternative investment firm located in San Francisco. They strive to ...
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Legal & Compliance Associate Venture Fund-of-Fund & Family Office San Francisco Overview Hiring Company is a family office and alternative investment firm located in San Francisco. They strive to ...
Legal & Compliance Associate Venture Fund-of-Fund & Family Office San Francisco Overview Hiring Company is a family office and alternative investment firm located in San Francisco. They strive to ...
Legal & Compliance Associate Venture Fund-of-Fund & Family Office San Francisco Overview Hiring Company is a family office and alternative investment firm located in San Francisco. They strive to ...
About the Role The Legal & Compliance Associate supports Pentagon's legal, compliance, and risk management functions by assisting with contract administration, regulatory compliance activities, and ...
About the Role The Legal & Compliance Associate supports Pentagon's legal, compliance, and risk management functions by assisting with contract administration, regulatory compliance activities, and ...
Associate Director, Legal & Compliance
Madison, NJ · On-site
$175K - $215K/yr
As our Associate Director, Legal & Compliance, you will serve as a trusted advisor and strategic business partner-leading the end-to-end contract lifecycle and elevating how we manage legal risk ...
Associate Director, Legal & Compliance
Madison, NJ · On-site
$175K - $215K/yr
As our Associate Director, Legal & Compliance, you will serve as a trusted advisor and strategic business partner-leading the end-to-end contract lifecycle and elevating how we manage legal risk ...
Associate Director, Legal & Compliance
Madison, NJ · Hybrid
$175K - $215K/yr
As our Associate Director, Legal & Compliance, you will serve as a trusted advisor and strategic business partner-leading the endtoend contract lifecycle and elevating how we manage legal risk ...
Associate Director, Legal & Compliance
Madison, NJ · Hybrid
$175K - $215K/yr
As our Associate Director, Legal & Compliance, you will serve as a trusted advisor and strategic business partner-leading the endtoend contract lifecycle and elevating how we manage legal risk ...
Legal & Compliance Experienced Associate
San Francisco, CA · On-site
$90K - $100K/yr
As a Legal & Compliance Associate, you will be joining our high-performing global Client Protection team (you can learn more about our Legal & Compliance team by watching a video here) that works ...
Legal & Compliance Experienced Associate
San Francisco, CA · On-site
$90K - $100K/yr
As a Legal & Compliance Associate, you will be joining our high-performing global Client Protection team (you can learn more about our Legal & Compliance team by watching a video here) that works ...
Through the provision of legal counsel and guidance, the Associate Legal Counsel role ensures that ... Subsidiary Governance & Compliance including Implementing governance frameworks, managing legal ...
New
Through the provision of legal counsel and guidance, the Associate Legal Counsel role ensures that ... Subsidiary Governance & Compliance including Implementing governance frameworks, managing legal ...
New
Legal & Compliance Associate (29933)
Hayward, CA · On-site
$80.70K - $96.40K/yr
About the Role The Legal & Compliance Associate supports Pentagon's legal, compliance, and risk management functions by assisting with contract administration, regulatory compliance activities, and ...
Legal & Compliance Associate (29933)
Hayward, CA · On-site
$80.70K - $96.40K/yr
About the Role The Legal & Compliance Associate supports Pentagon's legal, compliance, and risk management functions by assisting with contract administration, regulatory compliance activities, and ...
Legal & Compliance Experienced Associate
$90K - $100K/yr
As a Legal & Compliance Associate, you will be joining our high-performing global Client Protection team (you can learn more about our Legal & Compliance team by watching a video here) that works ...
Legal & Compliance Experienced Associate
$90K - $100K/yr
As a Legal & Compliance Associate, you will be joining our high-performing global Client Protection team (you can learn more about our Legal & Compliance team by watching a video here) that works ...
Associate Legal Compliance information
See salary details
$8.41 - $13.11
1% of jobs
$13.11 - $17.81
14% of jobs
$19.89 is the 25th percentile. Wages below this are outliers.
$17.81 - $22.51
23% of jobs
The median wage is $25.21 / hr.
$22.51 - $27.21
21% of jobs
$27.21 - $31.91
16% of jobs
$32.01 is the 75th percentile. Wages above this are outliers.
$31.91 - $36.60
12% of jobs
$36.60 - $41.30
4% of jobs
$41.30 - $46
3% of jobs
$46 - $50.70
1% of jobs
$50.70 - $55.40
3% of jobs
$55.40 - $60.10
2% of jobs
$8
$29
$60
How much do associate legal compliance jobs pay per hour?
What are the key skills and qualifications needed to thrive as an Associate Legal Compliance, and why are they important?
What are some typical challenges faced by an Associate Legal Compliance professional, and how can they be managed effectively?
What does an Associate Legal Compliance do?
What is the difference between Associate Legal Compliance vs Compliance Analyst?
| Aspect | Associate Legal Compliance | Compliance Analyst |
|---|---|---|
| Required Credentials | Bachelor's degree in law, business, or related field; some roles may require legal certifications | Bachelor's degree in finance, business, or related field; certifications like CFE or CAMS are common |
| Work Environment | Legal departments, compliance teams within corporations, law firms | Corporate offices, financial institutions, regulatory agencies |
| Employer & Industry Usage | Law firms, corporate legal departments, regulated industries | Financial services, banking, healthcare, manufacturing |
| Common Search & Comparison | Often compared for entry-level legal compliance roles | Compared for compliance monitoring and risk assessment roles |
While both roles focus on ensuring adherence to laws and regulations, Associate Legal Compliance typically involves supporting legal teams with compliance issues, whereas Compliance Analysts focus on analyzing data and monitoring compliance programs within organizations. The roles often overlap in skills and work environment, but differ in specific responsibilities and industry focus.
Full-time
Posted 27 days ago
Job description
Location: Midtown Manhattan
Compensation: $100k - $140k + Bonus
Responsibilities:
- Assist with a wide variety of regulatory, corporate, fund and investment compliance matters across various strategies.
- Draft, implement, maintain, and test compliance policies and procedures and support the team in implementing these policies and procedures to address new business practices or regulatory changes (e.g., CTA, etc.).
- Assist with preparation and completion of annual compliance risk assessment and the annual compliance review.
- Assist with administration of the firm's Code of Ethics, including trade approvals, trade review, affirmation approvals, quarterly transaction reporting and annual attestations.
- Assist with legal and compliance risk mitigation strategies (e.g., data privacy, MNPI, etc.) across multiple disciplines (e.g., client contracts, operational systems, and compliance).
- Materially assist in the preparation of regulatory filings (Form ADV, Form PF, Forms 13G, 13H and 13F, Treasury Filings, CFTC filings, state "Blue Sky" filings and others).
- Review and approve external communications, marketing, and business development materials, including social media, events, website, DDQs and RFPs.
- Assist with general KYC/AML requests from third parties.
- Assist with regulatory audits, inquiries, and subpoenas.
Qualifications:
- 2+ years of compliance experience at an investment management firm or compliance consulting firm (JD from an accredited law school is a plus)
- Knowledge of the Investment Advisers Act of 1940 and its related rules and regulations, as well as broad knowledge of financial industry compliance programs
- Strong time management, planning and organizational skills.
- Ability to work independently but also collaborate in a team-oriented, cross functional and fast paced environment.
- Strong communication skills.