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Associate Legal Compliance Jobs (NOW HIRING)

As a Legal & Compliance Associate, you will be joining our high-performing global Client Protection team (you can learn more about our Legal & Compliance team by watching a Legal & Compliance YouTube ...

$90K - $140K/yr

Reporting to Information Technology and serving as the dedicated technology leader for Legal & Compliance, this individual will identify, design, build, and implement technology solutions that ...

As a Legal & Compliance Associate, you will be joining our high-performing global Client Protection team (you can learn more about our Legal & Compliance team by watching a video here) that works ...

As a Legal & Compliance Associate, you will be joining our high-performing global Client Protection team (you can learn more about our Legal & Compliance team by watching a video here) that works ...

Through the provision of legal counsel and guidance, the Associate Legal Counsel role ensures that ... Subsidiary Governance & Compliance including Implementing governance frameworks, managing legal ...

Through the provision of legal counsel and guidance, the Associate Legal Counsel role ensures that ... Subsidiary Governance & Compliance including Implementing governance frameworks, managing legal ...

Legal Compliance Manager

New York, NY · On-site +1

$100K - $140K/yr

The Legal and Compliance team is a dynamic, external and internal-facing function which supports ... Hire, onboard, train and manage a global team of Content Compliance associates based in US, London ...

Associate Legal Counsel

Des Plaines, IL · Hybrid

$120K - $165K/yr

The Associate Legal Counsel will work closely with senior counsel to support legal projects ... Advise on compliance, corporate governance, and risk management initiatives; develop and implement ...

Associate Legal Counsel is responsible for assisting in the maintenance and growth of Victaulic ... This policy ensures a streamlined and compliant recruitment process.

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Associate Legal Compliance information

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How much do associate legal compliance jobs pay per hour?

As of Jul 26, 2026, the average hourly pay for associate legal compliance in the United States is $29.00, according to ZipRecruiter salary data. Most workers in this role earn between $19.23 and $33.65 per hour, depending on experience, location, and employer.

What does a compliance associate do?

A compliance associate is responsible for ensuring that a company adheres to legal regulations, industry standards, and internal policies. They review procedures, conduct audits, and maintain documentation to prevent violations and support regulatory reporting. Strong attention to detail and knowledge of relevant laws are essential for this role.

What is the highest paying job in compliance?

The highest paying roles in compliance are often senior positions such as Chief Compliance Officer or Compliance Director, which can offer salaries exceeding $150,000 annually. These roles typically require extensive experience, leadership skills, and certifications like Certified Compliance & Ethics Professional (CCEP).

Will compliance be replaced by AI?

As an Associate Legal Compliance professional, AI tools are increasingly used to automate routine tasks such as data analysis and monitoring regulations. However, human judgment remains essential for interpreting complex legal issues and ensuring ethical standards are met. AI can support compliance efforts but is unlikely to fully replace the need for skilled compliance professionals.

What does an Associate Legal Compliance do?

An Associate Legal Compliance professional assists organizations in adhering to laws, regulations, and internal policies. They help identify compliance risks, conduct audits, and ensure company procedures meet legal standards. Their work often includes monitoring regulatory changes, preparing reports, and supporting investigations of potential violations. By doing so, they help protect the organization from legal penalties and reputational damage.

What are some typical challenges faced by an Associate Legal Compliance professional, and how can they be managed effectively?

Associate Legal Compliance professionals often encounter challenges such as keeping up with rapidly changing regulations, handling large volumes of documentation, and ensuring consistent communication across departments. To manage these effectively, it's important to stay updated through continuous learning, develop strong organizational habits, and collaborate closely with other teams to clarify compliance requirements. Regular training and using compliance management software can also help streamline processes and reduce the risk of errors.

What is the difference between Associate Legal Compliance vs Compliance Analyst?

AspectAssociate Legal ComplianceCompliance Analyst
Required CredentialsBachelor's degree in law, business, or related field; some roles may require legal certificationsBachelor's degree in finance, business, or related field; certifications like CFE or CAMS are common
Work EnvironmentLegal departments, compliance teams within corporations, law firmsCorporate offices, financial institutions, regulatory agencies
Employer & Industry UsageLaw firms, corporate legal departments, regulated industriesFinancial services, banking, healthcare, manufacturing
Common Search & ComparisonOften compared for entry-level legal compliance rolesCompared for compliance monitoring and risk assessment roles

While both roles focus on ensuring adherence to laws and regulations, Associate Legal Compliance typically involves supporting legal teams with compliance issues, whereas Compliance Analysts focus on analyzing data and monitoring compliance programs within organizations. The roles often overlap in skills and work environment, but differ in specific responsibilities and industry focus.

What are the key skills and qualifications needed to thrive as an Associate Legal Compliance, and why are they important?

To thrive as an Associate Legal Compliance, you need a solid understanding of legal regulations, compliance frameworks, and risk management, typically supported by a bachelor’s degree in law, business, or a related field. Familiarity with compliance management systems, regulatory research tools, and sometimes certifications like Certified Compliance & Ethics Professional (CCEP) are important. Strong attention to detail, analytical thinking, and effective communication skills help you interpret regulations and collaborate with various departments. These skills ensure that organizations remain compliant, minimize legal risks, and maintain ethical business practices.

How much does a compliance associate earn?

A compliance associate typically earns between $50,000 and $70,000 annually, depending on experience, location, and industry. Entry-level positions may start lower, while those with specialized skills or certifications can earn higher salaries. The role often requires knowledge of regulations and compliance tools such as audit software.
What cities are hiring for Associate Legal Compliance jobs? Cities with the most Associate Legal Compliance job openings:
What are the most commonly searched types of Legal Compliance jobs? The most popular types of Legal Compliance jobs are:
What states have the most Associate Legal Compliance jobs? States with the most job openings for Associate Legal Compliance jobs include:
Associate | Legal (Compliance)

Associate | Legal (Compliance)

KSL Capital Partners

Denver, CO • On-site

Full-time

Posted 16 days ago


Job description

KSL CAPITAL PARTNERS - Compliance Associate - Denver, CO
Firm Overview:
KSL Capital Partners, LLC ("KSL") is a leading global private equity firm specializing in travel and leisure enterprises. KSL specializes in investments across five primary sectors: hospitality, recreation, clubs, real estate, and travel services. KSL has approximately $25 billion of assets under management across its equity, debt, and tactical opportunities funds and has completed over 185 investments since 2005. These investments include some of the premier businesses and properties in travel and leisure globally. Today, KSL has offices in Denver, Colorado; Stamford, Connecticut; New York City, New York; and London, England.
To learn more about the firm, please visit https://kslcapital.com/.
Role:
KSL is seeking a full-time Associate to join our Compliance Team. This Associate will work in the Legal & Compliance Department, under the direction of the Chief Compliance Officer, to help maintain the firm's compliance program and drive adherence with applicable laws, regulations, and best regulatory practices. In addition to the Chief Compliance Officer, this individual will collaborate daily with colleagues across the firm's operational areas.
Ideal candidates have broad experience with the Investment Advisers Act of 1940 and an eagerness to play an active role in driving efficiencies in our regulatory compliance program, developing expertise in Compliance testing, systems, and practices, and are driven to grow within a tight-knit, collaborative team with an established SEC-registered investment adviser.
Responsibilities:
  • Testing and Audits - Coordinate and execute compliance testing, including collecting and analyzing data from internal systems to assist with compliance forensic reviews, and recommend corrective actions to strengthen compliance controls.
  • Code of Ethics - Assist with Code compliance and employee preclearance requests, including outside business activities, political contributions, personal trading, gifts and entertainment, etc.
  • AML/KYC - Assist with the implementation, review and ongoing oversight of the firm's AML/KYC program, including data entry, research and escalation of relevant action items.
  • Teamwide Tasks - Support firmwide compliance operations, day-to-day workflow, including ad hoc requests/matters that arise.
  • Special Assignments - Perform other compliance department related duties as directed by the Chief Compliance Officer
  • Systems - Become a proficient user of the firm's compliance management systems and technologies
  • Research - Assist the Chief Compliance Officer in staying up to date with developments in the regulatory landscape, both through regulator releases and emerging industry best practices.

Desired Skills & Experience:
  • Highest standard of personal and professional ethics and integrity
  • A firm grasp of an investment advisory firm's regulatory requirements
  • A firm grasp of the U.S. Securities and Exchange Commission's Investment Advisers Act of 1940
  • Strong written and oral communication skills, as well as keen attention to detail
  • Strong analytical, multitasking, and organizational skills
  • Proactive with an ability to work both independently and in a team environment
  • Self-motivated to enhance their understanding of rules and best practices
  • Strong Excel skills and proficiency in MS Office & Microsoft 365 (Word, PowerPoint, Outlook, SharePoint, Teams) expected.
  • Experience with automated compliance systems, ComplySci being a plus

Minimum Qualifications:
  • Bachelor's degree; preferably in accounting, finance, business, pre-law, or data analytics
  • 3-5 years of experience working in the compliance department of an investment advisory firm or at a regulatory compliance consultancy, experience working for the SEC would be highly valued

The above statements are intended to describe the general nature and level of work performed by employees assigned to this classification. The statements are not intended to be an exhaustive list of all job duties performed by employees assigned to this classification.