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Associate Legal Compliance Jobs (NOW HIRING)

As a Legal & Compliance Associate, you will be joining our high-performing global Client Protection team (you can learn more about our Legal & Compliance team by watching a video here) that works ...

As a Legal & Compliance Associate, you will be joining our high-performing global Client Protection team (you can learn more about our Legal & Compliance team by watching a video here) that works ...

As a Legal & Compliance Associate, you will be joining our high-performing global Client Protection team (you can learn more about our Legal & Compliance team by watching a video here) that works ...

As a Legal & Compliance Associate, you will be joining our high-performing global Client Protection team (you can learn more about our Legal & Compliance team by watching a video here) that works ...

As a Legal & Compliance Associate, you will be joining our high-performing global Client Protection team (you can learn more about our Legal & Compliance team by watching a video here) that works ...

Through the provision of legal counsel and guidance, the Associate Legal Counsel role ensures that ... Subsidiary Governance & Compliance including Implementing governance frameworks, managing legal ...

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Associate Legal Compliance information

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$8

$29

$60

How much do associate legal compliance jobs pay per hour?

As of May 28, 2026, the average hourly pay for associate legal compliance in the United States is $29.00, according to ZipRecruiter salary data. Most workers in this role earn between $19.23 and $33.65 per hour, depending on experience, location, and employer.

What are the key skills and qualifications needed to thrive as an Associate Legal Compliance, and why are they important?

To thrive as an Associate Legal Compliance, you need a solid understanding of legal regulations, compliance frameworks, and risk management, typically supported by a bachelor’s degree in law, business, or a related field. Familiarity with compliance management systems, regulatory research tools, and sometimes certifications like Certified Compliance & Ethics Professional (CCEP) are important. Strong attention to detail, analytical thinking, and effective communication skills help you interpret regulations and collaborate with various departments. These skills ensure that organizations remain compliant, minimize legal risks, and maintain ethical business practices.

What are some typical challenges faced by an Associate Legal Compliance professional, and how can they be managed effectively?

Associate Legal Compliance professionals often encounter challenges such as keeping up with rapidly changing regulations, handling large volumes of documentation, and ensuring consistent communication across departments. To manage these effectively, it's important to stay updated through continuous learning, develop strong organizational habits, and collaborate closely with other teams to clarify compliance requirements. Regular training and using compliance management software can also help streamline processes and reduce the risk of errors.

What does an Associate Legal Compliance do?

An Associate Legal Compliance professional assists organizations in adhering to laws, regulations, and internal policies. They help identify compliance risks, conduct audits, and ensure company procedures meet legal standards. Their work often includes monitoring regulatory changes, preparing reports, and supporting investigations of potential violations. By doing so, they help protect the organization from legal penalties and reputational damage.

What is the difference between Associate Legal Compliance vs Compliance Analyst?

AspectAssociate Legal ComplianceCompliance Analyst
Required CredentialsBachelor's degree in law, business, or related field; some roles may require legal certificationsBachelor's degree in finance, business, or related field; certifications like CFE or CAMS are common
Work EnvironmentLegal departments, compliance teams within corporations, law firmsCorporate offices, financial institutions, regulatory agencies
Employer & Industry UsageLaw firms, corporate legal departments, regulated industriesFinancial services, banking, healthcare, manufacturing
Common Search & ComparisonOften compared for entry-level legal compliance rolesCompared for compliance monitoring and risk assessment roles

While both roles focus on ensuring adherence to laws and regulations, Associate Legal Compliance typically involves supporting legal teams with compliance issues, whereas Compliance Analysts focus on analyzing data and monitoring compliance programs within organizations. The roles often overlap in skills and work environment, but differ in specific responsibilities and industry focus.

What cities are hiring for Associate Legal Compliance jobs? Cities with the most Associate Legal Compliance job openings:
What are the most commonly searched types of Legal Compliance jobs? The most popular types of Legal Compliance jobs are:
What states have the most Associate Legal Compliance jobs? States with the most job openings for Associate Legal Compliance jobs include:

Associate, Legal & Compliance

Atlantic Group

Manhattan, NY • On-site

Full-time

Posted 27 days ago


Job description

Location: Midtown Manhattan

Compensation: $100k - $140k + Bonus

Responsibilities:

  • Assist with a wide variety of regulatory, corporate, fund and investment compliance matters across various strategies.
  • Draft, implement, maintain, and test compliance policies and procedures and support the team in implementing these policies and procedures to address new business practices or regulatory changes (e.g., CTA, etc.).
  • Assist with preparation and completion of annual compliance risk assessment and the annual compliance review.
  • Assist with administration of the firm's Code of Ethics, including trade approvals, trade review, affirmation approvals, quarterly transaction reporting and annual attestations.
  • Assist with legal and compliance risk mitigation strategies (e.g., data privacy, MNPI, etc.) across multiple disciplines (e.g., client contracts, operational systems, and compliance).
  • Materially assist in the preparation of regulatory filings (Form ADV, Form PF, Forms 13G, 13H and 13F, Treasury Filings, CFTC filings, state "Blue Sky" filings and others).
  • Review and approve external communications, marketing, and business development materials, including social media, events, website, DDQs and RFPs.
  • Assist with general KYC/AML requests from third parties.
  • Assist with regulatory audits, inquiries, and subpoenas.

Qualifications:

  • 2+ years of compliance experience at an investment management firm or compliance consulting firm (JD from an accredited law school is a plus)
  • Knowledge of the Investment Advisers Act of 1940 and its related rules and regulations, as well as broad knowledge of financial industry compliance programs
  • Strong time management, planning and organizational skills.
  • Ability to work independently but also collaborate in a team-oriented, cross functional and fast paced environment.
  • Strong communication skills.