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Associate Legal Compliance Jobs (NOW HIRING)

SSI

Associate, Legal, Compliance & Government Affairs

Boston, MA · Hybrid

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

  • PTO

ASSOCIATE ROLE Spencer Stuart is seeking to recruit an experienced Associate for the Legal, Compliance & Government Affairs Practice focused on Chief Legal Officer, General Counsel, and other senior ...

AlphaSights

Legal & Compliance Associate

San Francisco, CA · On-site

$80K - $90K/yr

  • Medical

  • Dental

  • Vision

  • Retirement

As a Legal & Compliance Associate, you will be joining our high-performing global Client Protection team (you can learn more about our Legal & Compliance team by watching a Legal & Compliance YouTube ...

AlphaSights

Legal & Compliance Associate

San Francisco, CA

$80K - $90K/yr

  • Medical

  • Dental

  • Vision

  • Retirement

As a Legal & Compliance Associate, you will be joining our high-performing global Client Protection team (you can learn more about our Legal & Compliance team by watching a Legal & Compliance YouTube ...

AlphaSights

Legal & Compliance Associate

New York, NY · On-site

$80K - $90K/yr

  • Medical

  • Dental

  • Vision

  • Retirement

As a Legal & Compliance Associate, you will be joining our high-performing global Client Protection team (you can learn more about our Legal & Compliance team by watching a video here) that works ...

AlphaSights

Legal & Compliance Associate

New York, NY · On-site

$80K - $90K/yr

  • Medical

  • Dental

  • Vision

  • Retirement

As a Legal & Compliance Associate, you will be joining our high-performing global Client Protection team (you can learn more about our Legal & Compliance team by watching a video here) that works ...

Amcor

Associate Legal Counsel

Miramar, FL · On-site

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

Through the provision of legal counsel and guidance, the Associate Legal Counsel role ensures that ... Subsidiary Governance & Compliance including Implementing governance frameworks, managing legal ...

Novoco

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

  • PTO

Preferred Associate or bachelor's degree in business administration, legal studies, compliance, risk management, or related area. * Superior organizational and follow-through skills, performing work ...

New

Amcor plc

Associate Legal Counsel

Miramar, FL · On-site

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

Through the provision of legal counsel and guidance, the Associate Legal Counsel role ensures that ... Subsidiary Governance & Compliance including Implementing governance frameworks, managing legal ...

Novoco

Legal & Compliance Administrator

Dover, DE · On-site +1

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

  • PTO

Preferred Associate or bachelor's degree in business administration, legal studies, compliance, risk management, or related area. * Superior organizational and follow-through skills, performing work ...

New

Novoco

Legal & Compliance Administrator

Cleveland, OH · On-site +1

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

  • PTO

Preferred Associate or bachelor's degree in business administration, legal studies, compliance, risk management, or related area. * Superior organizational and follow-through skills, performing work ...

New

Novoco

Legal & Compliance Administrator

Atlanta, GA · On-site +1

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

  • PTO

Preferred Associate or bachelor's degree in business administration, legal studies, compliance, risk management, or related area. * Superior organizational and follow-through skills, performing work ...

New

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Associate Legal Compliance information

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How much do associate legal compliance jobs pay per hour?

As of Aug 15, 2026, the average hourly pay for associate legal compliance in the United States is $29.00, according to ZipRecruiter salary data. Most workers in this role earn between $19.23 and $33.65 per hour, depending on experience, location, and employer.

What does an associate legal compliance do?

An Associate Legal Compliance professional assists organizations in adhering to laws, regulations, and internal policies. They help identify compliance risks, conduct audits, and ensure company procedures meet legal standards. Their work often includes monitoring regulatory changes, preparing reports, and supporting investigations of potential violations. By doing so, they help protect the organization from legal penalties and reputational damage.

What are some typical challenges faced by an associate legal compliance, and how can they be managed effectively?

Associate Legal Compliance professionals often encounter challenges such as keeping up with rapidly changing regulations, handling large volumes of documentation, and ensuring consistent communication across departments. To manage these effectively, it's important to stay updated through continuous learning, develop strong organizational habits, and collaborate closely with other teams to clarify compliance requirements. Regular training and using compliance management software can also help streamline processes and reduce the risk of errors.

What is the difference between Associate Legal Compliance vs Compliance Analyst?

AspectAssociate Legal ComplianceCompliance Analyst
Required CredentialsBachelor's degree in law, business, or related field; some roles may require legal certificationsBachelor's degree in finance, business, or related field; certifications like CFE or CAMS are common
Work EnvironmentLegal departments, compliance teams within corporations, law firmsCorporate offices, financial institutions, regulatory agencies
Employer & Industry UsageLaw firms, corporate legal departments, regulated industriesFinancial services, banking, healthcare, manufacturing
Common Search & ComparisonOften compared for entry-level legal compliance rolesCompared for compliance monitoring and risk assessment roles

While both roles focus on ensuring adherence to laws and regulations, Associate Legal Compliance typically involves supporting legal teams with compliance issues, whereas Compliance Analysts focus on analyzing data and monitoring compliance programs within organizations. The roles often overlap in skills and work environment, but differ in specific responsibilities and industry focus.

What are the key skills and qualifications needed to thrive as an associate legal compliance?

To thrive as an Associate Legal Compliance, you need a solid understanding of legal regulations, compliance frameworks, and risk management, typically supported by a bachelor’s degree in law, business, or a related field. Familiarity with compliance management systems, regulatory research tools, and sometimes certifications like Certified Compliance & Ethics Professional (CCEP) are important. Strong attention to detail, analytical thinking, and effective communication skills help you interpret regulations and collaborate with various departments. These skills ensure that organizations remain compliant, minimize legal risks, and maintain ethical business practices.

What is a legal and compliance associate?

A legal and compliance associate is a professional responsible for ensuring that a company adheres to laws, regulations, and internal policies. They often review contracts, conduct audits, and assist with regulatory reporting, requiring knowledge of legal standards and compliance procedures. This role typically involves collaboration with legal teams and may require certifications such as compliance training or legal education.

What is the work of an associate legal compliance?

An associate legal compliance professional ensures that a company adheres to laws, regulations, and internal policies. They review procedures, conduct audits, and assist in implementing compliance programs, often using legal research and compliance management tools to mitigate risks and maintain regulatory standards.

How to become an Associate Legal Compliance?

To become an Associate Legal Compliance, candidates typically need a bachelor's degree in law, business, or a related field, along with strong understanding of regulatory requirements and compliance procedures. Relevant skills include attention to detail, analytical thinking, and familiarity with compliance software. Some roles may require or prefer a legal or compliance certification, such as Certified Compliance & Ethics Professional (CCEP).

What cities are hiring for Associate Legal Compliance jobs?

Cities with the most Associate Legal Compliance job openings:

What are the most commonly searched types of Legal Compliance jobs?

The most popular types of Legal Compliance jobs are:

What states have the most Associate Legal Compliance jobs?

States with the most job openings for Associate Legal Compliance jobs include:

Associate Legal Compliance jobs near you

Associate | Legal (Compliance)

KSL Capital Partners

Denver, CO • On-site

Full-time

Re-posted 7 days ago

Job description

KSL CAPITAL PARTNERS - Compliance Associate - Denver, CO
Firm Overview:
KSL Capital Partners, LLC ("KSL") is a leading global private equity firm specializing in travel and leisure enterprises. KSL specializes in investments across five primary sectors: hospitality, recreation, clubs, real estate, and travel services. KSL has approximately $25 billion of assets under management across its equity, debt, and tactical opportunities funds and has completed over 185 investments since 2005. These investments include some of the premier businesses and properties in travel and leisure globally. Today, KSL has offices in Denver, Colorado; Stamford, Connecticut; New York City, New York; and London, England.
To learn more about the firm, please visit https://kslcapital.com/.
Role:
KSL is seeking a full-time Associate to join our Compliance Team. This Associate will work in the Legal & Compliance Department, under the direction of the Chief Compliance Officer, to help maintain the firm's compliance program and drive adherence with applicable laws, regulations, and best regulatory practices. In addition to the Chief Compliance Officer, this individual will collaborate daily with colleagues across the firm's operational areas.
Ideal candidates have broad experience with the Investment Advisers Act of 1940 and an eagerness to play an active role in driving efficiencies in our regulatory compliance program, developing expertise in Compliance testing, systems, and practices, and are driven to grow within a tight-knit, collaborative team with an established SEC-registered investment adviser.
Responsibilities:
  • Testing and Audits - Coordinate and execute compliance testing, including collecting and analyzing data from internal systems to assist with compliance forensic reviews, and recommend corrective actions to strengthen compliance controls.
  • Code of Ethics - Assist with Code compliance and employee preclearance requests, including outside business activities, political contributions, personal trading, gifts and entertainment, etc.
  • AML/KYC - Assist with the implementation, review and ongoing oversight of the firm's AML/KYC program, including data entry, research and escalation of relevant action items.
  • Teamwide Tasks - Support firmwide compliance operations, day-to-day workflow, including ad hoc requests/matters that arise.
  • Special Assignments - Perform other compliance department related duties as directed by the Chief Compliance Officer
  • Systems - Become a proficient user of the firm's compliance management systems and technologies
  • Research - Assist the Chief Compliance Officer in staying up to date with developments in the regulatory landscape, both through regulator releases and emerging industry best practices.

Desired Skills & Experience:
  • Highest standard of personal and professional ethics and integrity
  • A firm grasp of an investment advisory firm's regulatory requirements
  • A firm grasp of the U.S. Securities and Exchange Commission's Investment Advisers Act of 1940
  • Strong written and oral communication skills, as well as keen attention to detail
  • Strong analytical, multitasking, and organizational skills
  • Proactive with an ability to work both independently and in a team environment
  • Self-motivated to enhance their understanding of rules and best practices
  • Strong Excel skills and proficiency in MS Office & Microsoft 365 (Word, PowerPoint, Outlook, SharePoint, Teams) expected.
  • Experience with automated compliance systems, ComplySci being a plus

Minimum Qualifications:
  • Bachelor's degree; preferably in accounting, finance, business, pre-law, or data analytics
  • 3-5 years of experience working in the compliance department of an investment advisory firm or at a regulatory compliance consultancy, experience working for the SEC would be highly valued

The above statements are intended to describe the general nature and level of work performed by employees assigned to this classification. The statements are not intended to be an exhaustive list of all job duties performed by employees assigned to this classification.

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