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Sub Broker Jobs (NOW HIRING)

Ripple

Financial Controller

Chicago, IL

This position is not responsible for FCM or broker-dealer regulatory capital reporting. Instead, it concentrates on sub-consolidated and entity-level financial statements, intercompany accounting ...

RQD * Clearing LLC

Staff Accountant

New York, NY · On-site

$75K - $95K/yr

The other entities include a Hong Kong Broker-Dealer and its Holding company. * Support the ... Maintain and reconcile accounts receivable and accounts payable sub-ledgers * Assist and learn the ...

O'Reilly Auto Parts

$112.80K - $154.30K/yr

... Sub, and legacy systems such as IBM MQ. * Build high-throughput, low-latency event streaming pipelines that support mission-critical workloads, leveraging Kafka brokers, topics, partitions, and ...

Tech Tammina LLC

Sr GCP Data Engineer

Manhattan, NY · On-site

$117K - $158.90K/yr

S. bank or brokerage firm (required, no exceptions). * Strong expertise in: * * GCP services : Dataflow, Dataproc, Pub/Sub, BigQuery, Cloud Storage, Cloud SQL. * * Data processing frameworks : Apache ...

O'Reilly Auto Parts

Required: * 3+ years with enterprise messaging platforms (Kafka, Pub/Sub), including deep knowledge of Kafka architecture (brokers, partitions, replication, schema management, streams, and connectors)

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$82.4K

$182.5K

How much do sub broker jobs pay per year?

As of Jun 2, 2026, the average yearly pay for sub broker in the United States is $82,428.00, according to ZipRecruiter salary data. Most workers in this role earn between $45,000.00 and $131,500.00 per year, depending on experience, location, and employer.

What are the key skills and qualifications needed to thrive as a Sub Broker, and why are they important?

To thrive as a Sub Broker, you need a solid understanding of financial markets, investment products, and regulatory compliance, typically supported by a minimum educational qualification and registration with SEBI (Securities and Exchange Board of India). Familiarity with trading platforms, client management software, and industry certifications like NISM Series VII are commonly required. Excellent interpersonal skills, ethical conduct, and the ability to build client trust are crucial soft skills in this role. These skills ensure effective client acquisition and retention, regulatory adherence, and sustained business growth in a competitive financial environment.

What are the typical challenges faced by a Sub Broker in managing client portfolios?

Sub Brokers often encounter challenges such as keeping up with rapidly changing market conditions, addressing diverse client expectations, and maintaining regulatory compliance. Balancing the needs of multiple clients while providing personalized investment advice requires strong organizational and communication skills. Additionally, building trust and long-term relationships is essential, as clients rely on Sub Brokers for timely execution and transparent guidance. Staying updated with the latest financial products and market trends is also crucial for success in this role.

What are Sub Brokers?

Sub Brokers are intermediaries who act on behalf of a stockbroker to assist clients in buying and selling securities through stock exchanges. They are not members of the stock exchange themselves but work under an authorized stockbroker to provide trading facilities, investment advice, and customer support. Sub Brokers play a crucial role in expanding the reach of brokerage firms by helping investors access stock market services in various regions. Their responsibilities include client acquisition, KYC compliance, and facilitating smooth execution of trades. To operate, Sub Brokers must be registered with the Securities and Exchange Board of India (SEBI) and adhere to regulatory norms.

What jobs make $10,000 a week?

Sub brokers in the financial industry can potentially earn $10,000 or more per week through commissions on high-volume trades and client investments. Success in such roles typically requires strong sales skills, industry knowledge, and a well-established client base. Earnings vary based on performance, experience, and the size of the brokerage firm.

What jobs make $3,000 a month without a degree?

Sub brokers can earn around $3,000 or more per month through commissions and fees by facilitating trades and investments, often requiring sales skills and knowledge of financial markets. Other jobs that may reach this income level without a degree include sales representatives, real estate agents, and certain skilled trades like electricians or plumbers, which depend on experience and certifications rather than formal education.

What is the difference between Sub Broker vs Stock Broker?

AspectSub BrokerStock Broker
CredentialsSEBI registration, basic certificationSEBI registration, higher licensing, certifications
Work EnvironmentOperates under a stock broker, often from a smaller office or homeWorks directly with clients, often from brokerage firms or offices
Employer & Industry UsageActs as an intermediary for stock brokers, common in securities industryProvides trading services directly to clients in stock markets

In summary, a Sub Broker acts as an intermediary working under a Stock Broker, focusing on client acquisition and support, while a Stock Broker directly executes trades and manages client portfolios. Both roles require SEBI registration but differ in responsibilities and work setup.

More about Sub Broker jobs
What job categories do people searching Sub Broker jobs look for? The top searched job categories for Sub Broker jobs are:
Sub Broker jobs near you
Infographic showing various Sub Broker job openings in the United States as of May 2026, with employment types broken down into 1% As Needed, 95% Full Time, 2% Part Time, 1% Contract, and 1% Nights. Highlights an 92% Physical, 2% Hybrid, and 6% Remote job distribution, with an average salary of $82,428 per year, or $39.6 per hour.
Financial Controller

Financial Controller

Ripple

Chicago, IL

Other

Posted 2 days ago

Job description

THE WORK:

The Financial Controller acts as the senior accounting officer in charge of financial reporting, general ledger accuracy, and control measures across Hidden Road's OTC operating entity and its BVI offshore entities. This position is not responsible for FCM or broker-dealer regulatory capital reporting. Instead, it concentrates on sub-consolidated and entity-level financial statements, intercompany accounting, management reporting, and governance frameworks to support a complex multi-jurisdictional corporate structure. 

The Controller will work closely with the CFO, Legal, and Tax teams to ensure the group's offshore entities are accurately accounted for. They will also ensure intercompany transactions are recorded correctly and eliminated. Additionally, they will help the firm's financial reporting systems grow with the business. This role demands a skilled accountant experienced in financial services, knowledgeable about offshore holding structures, and able to handle accounting challenges in a fast-growing digital asset company. 

WHAT YOU'LL DO:

  • Financial Reporting & General Ledger - Own the monthly/quarterly/annual close for all in-scope entities; prepare US GAAP financial statements including intercompany balances and sub-consolidations; manage revenue recognition, accruals, fixed assets, and balance sheet substantiation.
  • Intercompany & Consolidation - Manage all intercompany transactions (service fees, funding flows, cost allocations, loans); design elimination policies; prepare sub- consolidation workpapers; support transfer pricing documentation with Tax.
  • BVI Entity Governance - Maintain books for BVI holding/operating entities; coordinate with offshore counsel and registered agents; manage equity accounting, cash/funding positions, and intercompany support arrangements.
  • Digital Asset Accounting - Apply ASC 820 and ASU 2023-08 for crypto asset fair value measurement; reconcile on-chain/off-chain positions with Custody and Operations; monitor evolving SEC/FASB/IASB guidance.
  • Management Reporting - Produce monthly management accounts, variance analysis,and board/investor packages; support budgeting, forecasting, and CFO ad hoc analysis.
  • Internal Controls & Audit - Maintain a strong control environment; serve as primary external audit contact; develop and document accounting policies; identify and remediate control gaps.
  • Team & Systems - Build and lead a small accounting team; leverage Python or data tools to automate reconciliations and reporting; partner with Technology on ERP and system enhancements.

WHAT YOU'LL BRING: 

  • Core Competencies: US GAAP technical depth Multi-entity governance Sound professional judgment Cross-functional collaboration Scalable systems thinking
  • Required: Active CPA; 10+ years of progressive accounting experience in financial services or trading; strong US GAAP technical skills (consolidation, intercompany, equity method, revenue recognition); experience managing multi-entity close processes including offshore structures.
  • Preferred: BVI/Cayman entity experience; digital asset accounting knowledge (ASU 2023-08); Python or data analysis proficiency; background in prime brokerage, OTC derivatives, or structured finance; Big 4 or national firm experience in financial services; ERP implementation experience.

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