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Sub Broker Jobs (NOW HIRING)

Alpaca

Product Manager, New Assets

This includes broker-dealers, investment advisors, wealth managers, hedge funds, and crypto ... Your Role: We're seeking a Product Manager, New Assets to own one core sub-surface of Alpaca ...

Alpaca

Product Manager, New Assets

New York, NY

This includes broker-dealers, investment advisors, wealth managers, hedge funds, and crypto ... Your Role: We're seeking a Product Manager, New Assets to own one core sub-surface of Alpaca ...

Alpaca

Lead Product Manager, Accounts

$19 - $21/hr

Who We're Looking For We're seeking a Lead Product Manager, Accounts to own Alpaca's brokerage accounts product area end-to-end - account models, onboarding and lifecycle, KYC / KYB, sub-accounts and ...

Apex Informatics

IIB developer

Manhattan, NY · On-site

... Broker). * The position would design, develop, troubleshoot, maintain, configure and analyze ... Experience in implementing MQ, MQ-MFT, File, DB based interfaces, Pub/Sub model, SFTP based file ...

Alpaca

Lead Product Manager, Accounts

New York, NY

$20.25 - $22.50/hr

Who We're Looking For We're seeking a Lead Product Manager, Accounts to own Alpaca's brokerage accounts product area end-to-end - account models, onboarding and lifecycle, KYC / KYB, sub-accounts and ...

Ripple

Financial Controller

New York, NY · On-site

This position is not responsible for FCM or broker-dealer regulatory capital reporting. Instead, it concentrates on sub-consolidated and entity-level financial statements, intercompany accounting ...

Ripple

Financial Controller

Chicago, IL · On-site

This position is not responsible for FCM or broker-dealer regulatory capital reporting. Instead, it concentrates on sub-consolidated and entity-level financial statements, intercompany accounting ...

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Sub Broker information

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$11K

$82.4K

$182.5K

How much do sub broker jobs pay per year?

As of May 31, 2026, the average yearly pay for sub broker in the United States is $82,428.00, according to ZipRecruiter salary data. Most workers in this role earn between $45,000.00 and $131,500.00 per year, depending on experience, location, and employer.

What are the key skills and qualifications needed to thrive as a Sub Broker, and why are they important?

To thrive as a Sub Broker, you need a solid understanding of financial markets, investment products, and regulatory compliance, typically supported by a minimum educational qualification and registration with SEBI (Securities and Exchange Board of India). Familiarity with trading platforms, client management software, and industry certifications like NISM Series VII are commonly required. Excellent interpersonal skills, ethical conduct, and the ability to build client trust are crucial soft skills in this role. These skills ensure effective client acquisition and retention, regulatory adherence, and sustained business growth in a competitive financial environment.

What are the typical challenges faced by a Sub Broker in managing client portfolios?

Sub Brokers often encounter challenges such as keeping up with rapidly changing market conditions, addressing diverse client expectations, and maintaining regulatory compliance. Balancing the needs of multiple clients while providing personalized investment advice requires strong organizational and communication skills. Additionally, building trust and long-term relationships is essential, as clients rely on Sub Brokers for timely execution and transparent guidance. Staying updated with the latest financial products and market trends is also crucial for success in this role.

What are Sub Brokers?

Sub Brokers are intermediaries who act on behalf of a stockbroker to assist clients in buying and selling securities through stock exchanges. They are not members of the stock exchange themselves but work under an authorized stockbroker to provide trading facilities, investment advice, and customer support. Sub Brokers play a crucial role in expanding the reach of brokerage firms by helping investors access stock market services in various regions. Their responsibilities include client acquisition, KYC compliance, and facilitating smooth execution of trades. To operate, Sub Brokers must be registered with the Securities and Exchange Board of India (SEBI) and adhere to regulatory norms.

What jobs make $10,000 a week?

Sub brokers in the financial industry can potentially earn $10,000 or more per week through commissions on high-volume trades and client investments. Success in such roles typically requires strong sales skills, industry knowledge, and a well-established client base. Earnings vary based on performance, experience, and the size of the brokerage firm.

What jobs make $3,000 a month without a degree?

Sub brokers can earn around $3,000 or more per month through commissions and fees by facilitating trades and investments, often requiring sales skills and knowledge of financial markets. Other jobs that may reach this income level without a degree include sales representatives, real estate agents, and certain skilled trades like electricians or plumbers, which depend on experience and certifications rather than formal education.

What is the difference between Sub Broker vs Stock Broker?

AspectSub BrokerStock Broker
CredentialsSEBI registration, basic certificationSEBI registration, higher licensing, certifications
Work EnvironmentOperates under a stock broker, often from a smaller office or homeWorks directly with clients, often from brokerage firms or offices
Employer & Industry UsageActs as an intermediary for stock brokers, common in securities industryProvides trading services directly to clients in stock markets

In summary, a Sub Broker acts as an intermediary working under a Stock Broker, focusing on client acquisition and support, while a Stock Broker directly executes trades and manages client portfolios. Both roles require SEBI registration but differ in responsibilities and work setup.

More about Sub Broker jobs
What job categories do people searching Sub Broker jobs look for? The top searched job categories for Sub Broker jobs are:
Sub Broker jobs near you
Infographic showing various Sub Broker job openings in the United States as of May 2026, with employment types broken down into 91% Full Time, 3% Part Time, 3% Contract, and 3% Nights. Highlights an 79% Physical, 7% Hybrid, and 14% Remote job distribution, with an average salary of $82,428 per year, or $39.6 per hour.
Senior Negotiation Specialist- ISDA/Equity Prime Brokerage/Futures

Senior Negotiation Specialist- ISDA/Equity Prime Brokerage/Futures

UBS - Experienced professionals - job boards

New York, NY • Hybrid

$107.80K/yr

Other

This job post has expired today. Applications are no longer accepted.

UBS rating

8.8

Company rating: 8.8 out of 10

Based on 42 frontline employees who took The Breakroom Quiz

11th of 141 rated banks

Job description

Are you incredibly organized with an eye for detail. Do you want to work with a great team on a hybrid work schedule. We're looking for an experienced Negotiation Specialist who can:
draft and advise on master agreements related to financial products, having experience in ISDA/Equity Prime Brokerage/Futures
handle all stages of negotiation (including preparation of first drafts of agreements, negotiating terms, obtaining approvals, and coordinating internally to successful resolution) of specialized counterparty documentation for ISDA, portfolio swap confirmations, exchange traded derivatives agreements (including Cleared Derivatives Addenda), equity prime brokerage agreements, and all related ancillary documents (e.g

Lockups, NDAs, Guarantees, Custody Agreements, and Triparty/Account Control Agreements)
liaise with attorneys in the Legal Department and/or outside counsel to clarify the legal framework for trading financial products
liaise with credit officers, risk managers, business representatives, operations personnel and others to resolve issues
participate in global sub-committees and projects
respond to internal and external client queries

What UBS employees say

Pay

Benefits

Hours and flexibility

Workplace

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About UBS

Sourced by ZipRecruiter

We want to create superior value for our clients, shareholders and employees. And we want to stand out as a winner in our industry for our expertise, advice and execution, our contribution to society, our work environment and our business success.

Industry

Securities, commodity contracts, and financial investments

Company size

10,000+ Employees

Headquarters location

Zürich, ZH, CH

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