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Sec Examiner Jobs (NOW HIRING)

Support SEC examinations, regulatory inquiries, and internal audits. What will help you be successful in this role Required * Bachelor's degree in Finance, Accounting, Business, Law, Economics, or ...

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Regulatory Reporting Manager

Saint Louis, MO ยท Hybrid

$135K/yr

Prior interaction with FINRA or SEC examiners * Experience supporting multiple brokerdealer legal entities or complex BD structures * Exposure to capital introduction, clearing, prime brokerage, or ...

Regulatory Reporting Manager

Charlotte, NC ยท Hybrid

$135K/yr

Prior interaction with FINRA or SEC examiners * Experience supporting multiple brokerdealer legal entities or complex BD structures * Exposure to capital introduction, clearing, prime brokerage, or ...

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Sec Examiner information

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$33.5K

$61.4K

$99K

How much do sec examiner jobs pay per year?

As of Jul 12, 2026, the average yearly pay for sec examiner in the United States is $61,362.00, according to ZipRecruiter salary data. Most workers in this role earn between $48,000.00 and $69,500.00 per year, depending on experience, location, and employer.

What degree do you need to work for the SEC?

To work as a Securities Examiner at the SEC, a bachelor's degree in fields such as finance, accounting, economics, or a related discipline is typically required. Advanced degrees or professional certifications like CPA or CFA can enhance prospects, and relevant experience in finance or regulation is also important.

What are some common challenges SEC Examiners face when conducting regulatory examinations?

SEC Examiners often encounter challenges such as interpreting complex financial documents, staying updated on evolving regulations, and managing tight deadlines during examinations. Additionally, they must communicate findings clearly to regulated entities, which can involve addressing resistance or clarifying misunderstandings. Effective collaboration with legal, compliance, and enforcement teams is key to ensuring thorough and accurate reviews, making adaptability and strong interpersonal skills essential for success in this role.

What are the key skills and qualifications needed to thrive as an SEC Examiner, and why are they important?

To thrive as an SEC Examiner, you need a strong background in accounting, finance, or law, typically supported by a relevant degree and sometimes professional certification such as CPA or JD. Familiarity with regulatory compliance tools, legal research databases, and financial analysis systems is essential. Analytical thinking, attention to detail, and effective written and verbal communication are standout soft skills in this role. These skills ensure accurate enforcement of securities laws, protect investors, and maintain integrity in financial markets.

What is the difference between Sec Examiner vs Security Analyst?

AspectSec ExaminerSecurity Analyst
Required CertificationsCompTIA Security+, CISSP (preferred)CompTIA Security+, CISSP (preferred)
Work EnvironmentGovernment agencies, federal or state cybersecurity teamsPrivate companies, consulting firms, or corporate security teams
Employer & Industry UsagePrimarily in government and defense sectorsAcross various industries including finance, healthcare, and tech
Common Search & Comparison IntentUnderstanding roles in cybersecurity compliance and auditsAssessing security posture and incident response

Both Sec Examiners and Security Analysts work in cybersecurity, often holding similar certifications. Sec Examiners typically focus on compliance, audits, and government security standards, while Security Analysts monitor security systems and respond to threats in various industries. The roles overlap in skills but differ mainly in their focus areas and work environments.

How much does an SEC examiner make?

An SEC examiner typically earns between $70,000 and $130,000 annually, depending on experience, location, and level within the agency. Entry-level examiners usually start around $70,000, with salaries increasing for more experienced staff and supervisory roles. The position often requires knowledge of securities laws and regulatory procedures.

What are SEC Examiners?

SEC Examiners are professionals who work for the Securities and Exchange Commission (SEC) and are responsible for conducting inspections and examinations of financial firms, such as broker-dealers, investment advisers, and mutual funds. Their main goal is to ensure these firms comply with federal securities laws and protect investors from fraud and misconduct. SEC Examiners review records, interview personnel, and assess internal controls and procedures to identify potential risks and violations. Their work helps maintain the integrity of the financial markets and fosters investor confidence.

What is a SEC examiner?

A SEC examiner is a professional who works for the Securities and Exchange Commission to oversee and enforce federal securities laws. They review financial firms, broker-dealers, and investment advisors to ensure compliance, often conducting audits and examinations using regulatory tools and standards. Strong knowledge of securities regulations and attention to detail are essential for this role.

What jobs pay $500,000 a year in the US?

High-paying jobs for a Security Examiner are rare, with most earning well below $500,000 annually. Typically, roles in executive management, specialized cybersecurity consulting, or senior security leadership positions such as Chief Information Security Officer (CISO) can reach or exceed this level, often requiring extensive experience, advanced certifications, and leadership responsibilities.
More about Sec Examiner jobs
What cities are hiring for Sec Examiner jobs? Cities with the most Sec Examiner job openings:
What states have the most Sec Examiner jobs? States with the most job openings for Sec Examiner jobs include:
Infographic showing various Sec Examiner job openings in the United States as of July 2026, with employment types broken down into 1% As Needed, 84% Full Time, 12% Part Time, 2% Contract, and 1% Nights. Highlights an 89% Physical, 3% Hybrid, and 8% Remote job distribution, with an average salary of $61,362 per year, or $29.5 per hour.
Senior Accountant, SEC Reporting

$69K - $87K/yr

Full-time

Posted 24 days ago


Job description

Our Company

About Us:

American Integrity Insurance (NYSE: AII) is a leading provider of homeowners insurance, proudly serving over 400,000 policyholders across the Southeast. Comprised of more than 300 insurance professionals, most of whom work in our Tampa-area headquarters, and exclusively represented by more than 3,000 independent agents, we offer sound and comprehensive property and dwelling insurance to families throughout Florida, Georgia, and South Carolina. Our organization derives its Strength From IntegrityTM, and we are proud to have been recognized as a Top Place to Work in Tampa by the Tampa Bay Times and a Best Place to Work in Insurance by Business Insurance Magazine for the past twelve years. We have also rated among the Top Workplaces in the USA by USA Today for the past five years.

A Day in the Life:

Who knew Insurance could be this fun? From company picnics to charity events, no one can ever say American Integrity Insurance doesn't understand the importance of having fun, helping others, or giving back. Our company culture is priceless, and it's built around our six core values: Integrity, Commitment, Teamwork, Humility, Passion, and Fun. As a team working to provide home insurance solutions to our policyholders, together we aim to achieve greater heights each day and celebrate each other's accomplishments along the way. It is our mission to continue providing reliable, customer-centric homeowners insurance and paying claims in a timely manner when our customers suffer a loss โ€“ and to do so with Integrity.

Learn more about American Integrity Insurance and our job opportunities atย https://careers.aii.com.


Brief Summary

Title:ย Senior Accountant

You'll Report To: Controller

The Senior Accountant will support American Integrity Insuranceโ€™s financial reporting, SEC compliance, accounting operations, and financial planning activities. This role is responsible for the preparation of quarterly and annual SEC filings, technical accounting research, financial statement preparation, and analysis of financial results. The position will partner closely with accounting, finance, executive leadership, auditors, and external stakeholders to ensure accurate and timely financial reporting while providing meaningful financial insights to support strategic decision-making.


What You'll Do

SEC & Financial Reporting

  • Prepare and coordinate quarterly and annual SEC filings, including Forms 10-Q, 10-K, and related disclosures and supporting schedules.
  • Assist with preparation of financial statements, footnotes, Management Discussion & Analysis (MD&A), and other external reporting requirements.
  • Support external audits, reviews, and regulatory examinations.
  • Research and document technical accounting matters, including new accounting pronouncements and SEC reporting requirements.
  • Ensure compliance with GAAP, SEC regulations, and company accounting policies.

Accounting & Controls

  • Prepare journal entries, account reconciliations, and supporting schedules.
  • Analyze general ledger activity and investigate variances or unusual transactions.
  • Develop, implement, and maintain effective internal controls over financial reporting, in accordance with Sarbanes-Oxley (SOX).
  • Support month-end, quarter-end, and year-end close processes.
  • Assist in the preparation of monthly and annual financial statements.
  • Partner with Financial Planning & Analysis and contribute to budgeting, forecasting, variance analysis, and other FP&A initiatives.

Continuous Improvement

  • Identify opportunities to improve reporting processes, automation, and internal controls.
  • Support cross-functional finance initiatives and special projects.
  • Perform other duties as assigned.

What You'll Need to be a Top Candidate

Education: Bachelor's degree in Accounting, Finance, Business Administration, or related field.

Experience:ย 

  • 4-7 years of progressive accounting, financial reporting, and/or audit experience.
  • Public accounting experience, preferably with exposure to SEC registrants, strongly preferred.
  • Experience preparing or reviewing SEC filings, including Forms 10-K and 10-Q, required.
  • Experience with technical accounting research and financial statement disclosures.
  • FP&A, budgeting, forecasting, or financial modeling experience preferred.
  • Insurance industry experience is a plus but not required.

Skills & Knowledge:ย ย ย ย ย ย ย ย ย 

  • Strong knowledge of U.S. GAAP, SEC reporting requirements, and internal controls.
  • Experience preparing financial statements, disclosures, reconciliations, and supporting schedules.
  • Advanced financial analysis, budgeting, forecasting, and variance analysis skills.
  • Strong Microsoft Excel skills, including financial modeling and data analysis.
  • Experience with Workiva reporting software, or similar financial reporting platforms preferred.
  • Experience with reporting dashboards, such as Tableau, Power BI, etc., preferred.
  • Ability to manage multiple deadlines in a fast-paced environment.
  • Excellent written and verbal communication skills with the ability to present financial information to management.
  • High degree of accuracy, attention to detail, integrity, and professionalism.

Licensure: CPA certification or CPA candidate, preferred.

Schedule: 8:30am-5:30pm, M-F. #LI-Onsite.

Working Conditions: Normal business office environment.ย  Must be able to remain in a stationary position for periods of time while constantly operating a computer and or other office productivity machinery such as a calculator or telephone.ย  The person in this position needs to occasionally move about inside the office to access file cabinets, office machinery or communicate with coworkers.

Travel: Minimum, as required.

ADA: The above statements cover what are generally believed to be the principal and essential functions of this job.ย  Specific circumstances may allow or require some people assigned to the job to perform a somewhat different combination of job duties.ย 

American Integrity Insurance Group is an Equal Opportunity Employer.

Qualifications:

Education: Bachelor's degree in Accounting, Finance, Business Administration, or related field.

Experience:ย 

  • 4-7 years of progressive accounting, financial reporting, and/or audit experience.
  • Public accounting experience, preferably with exposure to SEC registrants, strongly preferred.
  • Experience preparing or reviewing SEC filings, including Forms 10-K and 10-Q, required.
  • Experience with technical accounting research and financial statement disclosures.
  • FP&A, budgeting, forecasting, or financial modeling experience preferred.
  • Insurance industry experience is a plus but not required.

Skills & Knowledge:ย ย ย ย ย ย ย ย ย 

  • Strong knowledge of U.S. GAAP, SEC reporting requirements, and internal controls.
  • Experience preparing financial statements, disclosures, reconciliations, and supporting schedules.
  • Advanced financial analysis, budgeting, forecasting, and variance analysis skills.
  • Strong Microsoft Excel skills, including financial modeling and data analysis.
  • Experience with Workiva reporting software, or similar financial reporting platforms preferred.
  • Experience with reporting dashboards, such as Tableau, Power BI, etc., preferred.
  • Ability to manage multiple deadlines in a fast-paced environment.
  • Excellent written and verbal communication skills with the ability to present financial information to management.
  • High degree of accuracy, attention to detail, integrity, and professionalism.

Licensure: CPA certification or CPA candidate, preferred.

Education:UNAVAILABLEEmployment Type: FULL_TIME