... SEC, CFTC, BEA, NFA, Treasury. The specialist serves as a key escalation point for regulatory reporting matters and supports audits, examinations, and ongoing operational improvements. Here are the ...
... SEC, CFTC, BEA, NFA, Treasury. The specialist serves as a key escalation point for regulatory reporting matters and supports audits, examinations, and ongoing operational improvements. Here are the ...
... SEC, CFTC, BEA, NFA, Treasury. The specialist serves as a key escalation point for regulatory reporting matters and supports audits, examinations, and ongoing operational improvements. Here are the ...
... SEC, CFTC, BEA, NFA, Treasury. The specialist serves as a key escalation point for regulatory reporting matters and supports audits, examinations, and ongoing operational improvements. Here are the ...
... SEC, CFTC, BEA, NFA, Treasury. The specialist serves as a key escalation point for regulatory reporting matters and supports audits, examinations, and ongoing operational improvements. Here are the ...
... SEC, CFTC, BEA, NFA, Treasury. The specialist serves as a key escalation point for regulatory reporting matters and supports audits, examinations, and ongoing operational improvements. Here are the ...
... SEC, CFTC, BEA, NFA, Treasury. The specialist serves as a key escalation point for regulatory reporting matters and supports audits, examinations, and ongoing operational improvements. Here are the ...
... SEC, CFTC, BEA, NFA, Treasury. The specialist serves as a key escalation point for regulatory reporting matters and supports audits, examinations, and ongoing operational improvements. Here are the ...
Chief Compliance Officer (CCO) for Truist Investment Services, Inc. and Truist Advisory Services,...
Richmond, VA · On-site
... the SEC, FINRA, and MSRB), including managing routine interaction, regulatory inquiries, and examinations. Compliance program design and oversight: Establish, implement, and maintain policies ...
Chief Compliance Officer (CCO) for Truist Investment Services, Inc. and Truist Advisory Services,...
Richmond, VA · On-site
... the SEC, FINRA, and MSRB), including managing routine interaction, regulatory inquiries, and examinations. Compliance program design and oversight: Establish, implement, and maintain policies ...
Gather documentation and perform initial analysis to support responses for internal audits and regulatory inquiries/examinations (SEC, FINRA, CFTC, NFA). Collaboration * Collaborate effectively with ...
Gather documentation and perform initial analysis to support responses for internal audits and regulatory inquiries/examinations (SEC, FINRA, CFTC, NFA). Collaboration * Collaborate effectively with ...
SIE Tutor
Blacksburg, VA · Remote
$18 - $40/hr
... SEC and FINRA regulations while preparing candidates for the Securities Industry Essentials qualification examination. * Strategic Test-Taking & Problem-Solving: Skilled at teaching securities ...
SIE Tutor
Blacksburg, VA · Remote
$18 - $40/hr
... SEC and FINRA regulations while preparing candidates for the Securities Industry Essentials qualification examination. * Strategic Test-Taking & Problem-Solving: Skilled at teaching securities ...
SIE Tutor
Virginia Beach, VA · Remote
$18 - $40/hr
... SEC and FINRA regulations while preparing candidates for the Securities Industry Essentials qualification examination. * Strategic Test-Taking & Problem-Solving: Skilled at teaching securities ...
SIE Tutor
Virginia Beach, VA · Remote
$18 - $40/hr
... SEC and FINRA regulations while preparing candidates for the Securities Industry Essentials qualification examination. * Strategic Test-Taking & Problem-Solving: Skilled at teaching securities ...
SIE Tutor
Richmond, VA · Remote
$18 - $40/hr
... SEC and FINRA regulations while preparing candidates for the Securities Industry Essentials qualification examination. * Strategic Test-Taking & Problem-Solving: Skilled at teaching securities ...
SIE Tutor
Richmond, VA · Remote
$18 - $40/hr
... SEC and FINRA regulations while preparing candidates for the Securities Industry Essentials qualification examination. * Strategic Test-Taking & Problem-Solving: Skilled at teaching securities ...
SIE Tutor
Leesburg, VA · Remote
$18 - $40/hr
... SEC and FINRA regulations while preparing candidates for the Securities Industry Essentials qualification examination. * Strategic Test-Taking & Problem-Solving: Skilled at teaching securities ...
SIE Tutor
Leesburg, VA · Remote
$18 - $40/hr
... SEC and FINRA regulations while preparing candidates for the Securities Industry Essentials qualification examination. * Strategic Test-Taking & Problem-Solving: Skilled at teaching securities ...
SIE Tutor
Charlottesville, VA · Remote
$18 - $40/hr
... SEC and FINRA regulations while preparing candidates for the Securities Industry Essentials qualification examination. * Strategic Test-Taking & Problem-Solving: Skilled at teaching securities ...
SIE Tutor
Charlottesville, VA · Remote
$18 - $40/hr
... SEC and FINRA regulations while preparing candidates for the Securities Industry Essentials qualification examination. * Strategic Test-Taking & Problem-Solving: Skilled at teaching securities ...
SIE Tutor
Fairfax, VA · Remote
$18 - $40/hr
... SEC and FINRA regulations while preparing candidates for the Securities Industry Essentials qualification examination. * Strategic Test-Taking & Problem-Solving: Skilled at teaching securities ...
SIE Tutor
Fairfax, VA · Remote
$18 - $40/hr
... SEC and FINRA regulations while preparing candidates for the Securities Industry Essentials qualification examination. * Strategic Test-Taking & Problem-Solving: Skilled at teaching securities ...
SIE Tutor
Norfolk, VA · Remote
$18 - $40/hr
... SEC and FINRA regulations while preparing candidates for the Securities Industry Essentials qualification examination. * Strategic Test-Taking & Problem-Solving: Skilled at teaching securities ...
SIE Tutor
Norfolk, VA · Remote
$18 - $40/hr
... SEC and FINRA regulations while preparing candidates for the Securities Industry Essentials qualification examination. * Strategic Test-Taking & Problem-Solving: Skilled at teaching securities ...
Director of SOX Compliance
Alexandria, VA · On-site
$160K - $190K/yr
Monitor changes in SOX, SEC, PCAOB, and COSO guidance and assess impacts to the Bank's ICFR ... examinations as they relate to ICFR, SOX compliance, and financial reporting governance.
Quick apply
Director of SOX Compliance
Alexandria, VA · On-site
$160K - $190K/yr
Monitor changes in SOX, SEC, PCAOB, and COSO guidance and assess impacts to the Bank's ICFR ... examinations as they relate to ICFR, SOX compliance, and financial reporting governance.
SIE Tutor
Alexandria, VA · Remote
$18 - $40/hr
... SEC and FINRA regulations while preparing candidates for the Securities Industry Essentials qualification examination. * Strategic Test-Taking & Problem-Solving: Skilled at teaching securities ...
SIE Tutor
Alexandria, VA · Remote
$18 - $40/hr
... SEC and FINRA regulations while preparing candidates for the Securities Industry Essentials qualification examination. * Strategic Test-Taking & Problem-Solving: Skilled at teaching securities ...
IT Sys Sec Eng Sr Prin
Falls Church, VA · On-site
$132K - $226K/yr
GIAC Certified Forensic Examiner (GCFE) * GIAC Certified Forensic Analyst (GCFA) * GIAC Certified Intrusion Analyst (GCIA) * GIAC Certified Enterprise Defender (GCED) * GIAC Certified Incident ...
IT Sys Sec Eng Sr Prin
Falls Church, VA · On-site
$132K - $226K/yr
GIAC Certified Forensic Examiner (GCFE) * GIAC Certified Forensic Analyst (GCFA) * GIAC Certified Intrusion Analyst (GCIA) * GIAC Certified Enterprise Defender (GCED) * GIAC Certified Incident ...
Series 27 Tutor
Leesburg, VA · Remote
$18 - $40/hr
... examination content covering financial responsibility rules, customer protection regulations, books and records requirements, net capital computation, and regulatory reporting. Ability to explain SEC ...
Series 27 Tutor
Leesburg, VA · Remote
$18 - $40/hr
... examination content covering financial responsibility rules, customer protection regulations, books and records requirements, net capital computation, and regulatory reporting. Ability to explain SEC ...
Series 27 Tutor
Virginia Beach, VA · Remote
$18 - $40/hr
... examination content covering financial responsibility rules, customer protection regulations, books and records requirements, net capital computation, and regulatory reporting. Ability to explain SEC ...
Series 27 Tutor
Virginia Beach, VA · Remote
$18 - $40/hr
... examination content covering financial responsibility rules, customer protection regulations, books and records requirements, net capital computation, and regulatory reporting. Ability to explain SEC ...
Series 27 Tutor
Charlottesville, VA · Remote
$18 - $40/hr
... examination content covering financial responsibility rules, customer protection regulations, books and records requirements, net capital computation, and regulatory reporting. Ability to explain SEC ...
Series 27 Tutor
Charlottesville, VA · Remote
$18 - $40/hr
... examination content covering financial responsibility rules, customer protection regulations, books and records requirements, net capital computation, and regulatory reporting. Ability to explain SEC ...
Sec Examiner information
See Virginia salary details
$33.2K - $39.1K
6% of jobs
$39.1K - $45K
13% of jobs
$47.4K is the 25th percentile. Wages below this are outliers.
$45K - $50.9K
15% of jobs
The median wage is $55.1K / yr.
$50.9K - $56.8K
23% of jobs
$56.8K - $62.7K
18% of jobs
$63.1K is the 75th percentile. Wages above this are outliers.
$62.7K - $68.6K
4% of jobs
$68.6K - $74.5K
5% of jobs
$74.5K - $80.4K
5% of jobs
$80.4K - $86.3K
4% of jobs
$86.3K - $92.2K
4% of jobs
$92.2K - $98.1K
2% of jobs
$33.2K
$60.8K
$98.2K
How much do sec examiner jobs pay per year?
What are some common challenges SEC examiners face when conducting regulatory examinations?
What are the key skills and qualifications needed to thrive as an SEC examiner, and why are they important?
What is the difference between Sec Examiner vs Security Analyst?
| Aspect | Sec Examiner | Security Analyst |
|---|---|---|
| Required Certifications | CompTIA Security+, CISSP (preferred) | CompTIA Security+, CISSP (preferred) |
| Work Environment | Government agencies, federal or state cybersecurity teams | Private companies, consulting firms, or corporate security teams |
| Employer & Industry Usage | Primarily in government and defense sectors | Across various industries including finance, healthcare, and tech |
| Common Search & Comparison Intent | Understanding roles in cybersecurity compliance and audits | Assessing security posture and incident response |
Both Sec Examiners and Security Analysts work in cybersecurity, often holding similar certifications. Sec Examiners typically focus on compliance, audits, and government security standards, while Security Analysts monitor security systems and respond to threats in various industries. The roles overlap in skills but differ mainly in their focus areas and work environments.
What is an SEC examiner?
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- Director Global Operations Salary

Deloitte rating
8.2
Based on 92 frontline employees who took The Breakroom Quiz
45th of 150 rated financial services
Job description
Are you an experienced, passionate pioneer in technology who wants to work in a collaborative environment? As an experienced Regulatory Reporting Senior Consultant, you will have the ability to share new ideas and collaborate on projects as a consultant without the extensive demands of travel. If so, consider an opportunity with Deloitte under our Project Delivery Talent Model. Project Delivery Model (PDM) is a talent model that is tailored specifically for long-term, onsite client service delivery.
Recruiting for this role ends on Thursday, December 31st 2026.
Work you'll do/Responsibilities
- The Regulatory Reporting Specialist is responsible for overseeing the preparation, review, and submission of regulatory reports within the defined scope of 40 Act and non-40 Act funds in the investment management space. This role ensures regulatory compliance, accuracy, and timeliness of all filings, while maintaining strong process governance, documentation standards, and control frameworks across various regulators such as SEC, CFTC, BEA, NFA, Treasury. The specialist serves as a key escalation point for regulatory reporting matters and supports audits, examinations, and ongoing operational improvements. Here are the specific responsibilities for this role:
- Manage end-to-end regulatory reporting activities covering 40 Act and non-40 Act funds in the investment management space (e.g., Form PF, TIC, CPO-PQR, Form 16, Form 13, N-PX, BEA reports), ensuring compliance with applicable regulatory requirements across various regulators such as SEC, CFTC, BEA, NFA, Treasury.
- Review, approve, and oversee the submission of all regulatory filings to ensure accuracy, completeness, and consistency with established standards.
- Maintain and enhance standard operating procedures, documentation, and control frameworks to support audit readiness and regulatory examinations.
- Serve as the primary escalation point for regulatory reporting issues, coordinating resolution across internal stakeholders and external service providers.
- Support regulatory exams, internal audits, and ad hoc data requests related to fund regulatory reporting.
- Drive continuous improvement initiatives to strengthen reporting quality, reduce operational risk, and improve process efficiency.
- Ensure appropriate knowledge transfer, cross training, and coverage to mitigate key person risk across regulatory reporting processes.
The successful candidate would possess these skills:
- Ability to work independently and collaborate as part of a team
- Effective written and verbal communication skills
- Meticulous attention to detail and quality of work product
- Ability to build and sustain professional relationships
- Ability to lead projects or workstreams
- Ability to manage and prioritize multiple tasks in a fast-paced and dynamic environment
- Strong interpersonal skills and professional demeanor
- Ability to meet deadlines
- Ability to provide clear guidance to others
The Team
Our Deloitte Regulatory, Risk & Forensic team helps client leaders translate multifaceted risk and an evolving regulatory environment into defensible actions that strengthen, protect, and transform their organization. Join our team and use advanced data, AI, and emerging technologies with industry insights to help clients bring clarity from complexity and accelerate their path to value creation.
Our Regulatory, Risk, & Forensic Operate offering support to clients by delivering Operate services spanning the Regulatory, Risk & Forensic portfolio. We "embed continuous advantage" through domain, industry, technology and transformation skills to perform client business functions that manage risk and deliver value-added outcomes, all while driving predictable long-term revenue, profitability, and growth.
Qualifications
Required
- Manage end-to-end regulatory reporting activities covering 40 Act and non-40 Act funds in the investment management space (e.g., Form PF, TIC, CPO-PQR, Form 16, Form 13, N-PX, BEA reports), ensuring compliance with applicable regulatory requirements across various regulators such as SEC, CFTC, BEA, NFA, Treasury.
- Review, approve, and oversee the submission of all regulatory filings to ensure accuracy, completeness, and consistency with established standards.
- Maintain and enhance standard operating procedures, documentation, and control frameworks to support audit readiness and regulatory examinations.
- Serve as the primary escalation point for regulatory reporting issues, coordinating resolution across internal stakeholders and external service providers.
- Support regulatory exams, internal audits, and ad hoc data requests related to fund regulatory reporting.
- Drive continuous improvement initiatives to strengthen reporting quality, reduce operational risk, and improve process efficiency.
- Ensure appropriate knowledge transfer, cross training, and coverage to mitigate key person risk across regulatory reporting processes.
- Limited immigration sponsorship may be available.
- Ability to travel 10%, on average, based on the work you do and the clients and industries/sectors you serve.
- Bachelor's degree, preferably in Computer Science, Information Technology, Computer Engineering, or related IT discipline; or equivalent experience.
The wage range for this role takes into account the wide range of factors that are considered in making compensation decisions including but not limited to skill sets; experience and training; licensure and certifications; and other business and organizational needs. The disclosed range estimate has not been adjusted for the applicable geographic differential associated with the location at which the position may be filled. At Deloitte, it is not typical for an individual to be hired at or near the top of the range for their role and compensation decisions are dependent on the facts and circumstances of each case. A reasonable estimate of the current range is $118,000 to $130,000.
You may also be eligible to participate in a discretionary annual incentive program, subject to the rules governing the program, whereby an award, if any, depends on various factors, including, without limitation, individual and organizational performance.
Are you an experienced, passionate pioneer in technology who wants to work in a collaborative environment? As an experienced Regulatory Reporting Senior Consultant, you will have the ability to share new ideas and collaborate on projects as a consultant without the extensive demands of travel. If so, consider an opportunity with Deloitte under our Project Delivery Talent Model. Project Delivery Model (PDM) is a talent model that is tailored specifically for long-term, onsite client service delivery.
Recruiting for this role ends on Thursday, December 31st 2026.
Work you'll do/Responsibilities
- The Regulatory Reporting Specialist is responsible for overseeing the preparation, review, and submission of regulatory reports within the defined scope of 40 Act and non-40 Act funds in the investment management space. This role ensures regulatory compliance, accuracy, and timeliness of all filings, while maintaining strong process governance, documentation standards, and control frameworks across various regulators such as SEC, CFTC, BEA, NFA, Treasury. The specialist serves as a key escalation point for regulatory reporting matters and supports audits, examinations, and ongoing operational improvements. Here are the specific responsibilities for this role:
- Manage end-to-end regulatory reporting activities covering 40 Act and non-40 Act funds in the investment management space (e.g., Form PF, TIC, CPO-PQR, Form 16, Form 13, N-PX, BEA reports), ensuring compliance with applicable regulatory requirements across various regulators such as SEC, CFTC, BEA, NFA, Treasury.
- Review, approve, and oversee the submission of all regulatory filings to ensure accuracy, completeness, and consistency with established standards.
- Maintain and enhance standard operating procedures, documentation, and control frameworks to support audit readiness and regulatory examinations.
- Serve as the primary escalation point for regulatory reporting issues, coordinating resolution across internal stakeholders and external service providers.
- Support regulatory exams, internal audits, and ad hoc data requests related to fund regulatory reporting.
- Drive continuous improvement initiatives to strengthen reporting quality, reduce operational risk, and improve process efficiency.
- Ensure appropriate knowledge transfer, cross training, and coverage to mitigate key person risk across regulatory reporting processes.
The successful candidate would possess these skills:
- Ability to work independently and collaborate as part of a team
- Effective written and verbal communication skills
- Meticulous attention to detail and quality of work product
- Ability to build and sustain professional relationships
- Ability to lead projects or workstreams
- Ability to manage and prioritize multiple tasks in a fast-paced and dynamic environment
- Strong interpersonal skills and professional demeanor
- Ability to meet deadlines
- Ability to provide clear guidance to others
The Team
Our Deloitte Regulatory, Risk & Forensic team helps client leaders translate multifaceted risk and an evolving regulatory environment into defensible actions that strengthen, protect, and transform their organization. Join our team and use advanced data, AI, and emerging technologies with industry insights to help clients bring clarity from complexity and accelerate their path to value creation.
Our Regulatory, Risk, & Forensic Operate offering support to clients by delivering Operate services spanning the Regulatory, Risk & Forensic portfolio. We "embed continuous advantage" through domain, industry, technology and transformation skills to perform client business functions that manage risk and deliver value-added outcomes, all while driving predictable long-term revenue, profitability, and growth.
Qualifications
Required
- Manage end-to-end regulatory reporting activities covering 40 Act and non-40 Act funds in the investment management space (e.g., Form PF, TIC, CPO-PQR, Form 16, Form 13, N-PX, BEA reports), ensuring compliance with applicable regulatory requirements across various regulators such as SEC, CFTC, BEA, NFA, Treasury.
- Review, approve, and oversee the submission of all regulatory filings to ensure accuracy, completeness, and consistency with established standards.
- Maintain and enhance standard operating procedures, documentation, and control frameworks to support audit readiness and regulatory examinations.
- Serve as the primary escalation point for regulatory reporting issues, coordinating resolution across internal stakeholders and external service providers.
- Support regulatory exams, internal audits, and ad hoc data requests related to fund regulatory reporting.
- Drive continuous improvement initiatives to strengthen reporting quality, reduce operational risk, and improve process efficiency.
- Ensure appropriate knowledge transfer, cross training, and coverage to mitigate key person risk across regulatory reporting processes.
- Limited immigration sponsorship may be available.
- Ability to travel 10%, on average, based on the work you do and the clients and industries/sectors you serve.
- Bachelor's degree, preferably in Computer Science, Information Technology, Computer Engineering, or related IT discipline; or equivalent experience.
The wage range for this role takes into account the wide range of factors that are considered in making compensation decisions including but not limited to skill sets; experience and training; licensure and certifications; and other business and organizational needs. The disclosed range estimate has not been adjusted for the applicable geographic differential associated with the location at which the position may be filled. At Deloitte, it is not typical for an individual to be hired at or near the top of the range for their role and compensation decisions are dependent on the facts and circumstances of each case. A reasonable estimate of the current range is $118,000 to $130,000.
You may also be eligible to participate in a discretionary annual incentive program, subject to the rules governing the program, whereby an award, if any, depends on various factors, including, without limitation, individual and organizational performance.