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Sec Examiner Jobs (NOW HIRING)

Fernridge Group

Compliance Associate

Manhattan, NY · On-site

$75/hr

Exposure to SEC filings, examinations, and marketing rule compliance * Collaborative, business-focused compliance environment * Opportunity to work closely with investor relations and marketing teams

Charles Schwab Inc.

Manager SEC Reporting

Lone Tree, CO · On-site

$85K - $174K/yr

SCHW). The SEC Reporting group is also responsible for all audited financial statements for ... Support internal and external audits and regulatory examinations. * Execute and maintain an ...

Charles Schwab

Manager SEC Reporting

Lone Tree, CO · On-site

$104K - $141K/yr

SCHW). The SEC Reporting group is also responsible for all audited financial statements for ... Support internal and external audits and regulatory examinations. * Execute and maintain an ...

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Sec Examiner information

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$33.5K

$61.4K

$99K

How much do sec examiner jobs pay per year?

As of Jun 15, 2026, the average yearly pay for sec examiner in the United States is $61,362.00, according to ZipRecruiter salary data. Most workers in this role earn between $48,000.00 and $69,500.00 per year, depending on experience, location, and employer.

What jobs pay $2000 a day?

High-paying jobs that can earn $2000 or more per day include specialized roles such as security examiners, senior consultants, or executive-level positions in finance and law. These roles typically require advanced skills, certifications, extensive experience, and often involve high responsibility or expertise. Compensation varies based on industry, location, and individual qualifications.

What are some common challenges SEC Examiners face when conducting regulatory examinations?

SEC Examiners often encounter challenges such as interpreting complex financial documents, staying updated on evolving regulations, and managing tight deadlines during examinations. Additionally, they must communicate findings clearly to regulated entities, which can involve addressing resistance or clarifying misunderstandings. Effective collaboration with legal, compliance, and enforcement teams is key to ensuring thorough and accurate reviews, making adaptability and strong interpersonal skills essential for success in this role.

What jobs pay $10,000 a month without a degree?

A Security Examiner role typically requires specialized knowledge and certifications rather than a degree, and it can pay $10,000 or more monthly for experienced professionals. Other high-paying jobs without a degree include sales managers, real estate brokers, and certain tech roles like cybersecurity specialists, which often rely on skills, certifications, and experience rather than formal education.

What are the key skills and qualifications needed to thrive as an SEC Examiner, and why are they important?

To thrive as an SEC Examiner, you need a strong background in accounting, finance, or law, typically supported by a relevant degree and sometimes professional certification such as CPA or JD. Familiarity with regulatory compliance tools, legal research databases, and financial analysis systems is essential. Analytical thinking, attention to detail, and effective written and verbal communication are standout soft skills in this role. These skills ensure accurate enforcement of securities laws, protect investors, and maintain integrity in financial markets.

What is the difference between Sec Examiner vs Security Analyst?

AspectSec ExaminerSecurity Analyst
Required CertificationsCompTIA Security+, CISSP (preferred)CompTIA Security+, CISSP (preferred)
Work EnvironmentGovernment agencies, federal or state cybersecurity teamsPrivate companies, consulting firms, or corporate security teams
Employer & Industry UsagePrimarily in government and defense sectorsAcross various industries including finance, healthcare, and tech
Common Search & Comparison IntentUnderstanding roles in cybersecurity compliance and auditsAssessing security posture and incident response

Both Sec Examiners and Security Analysts work in cybersecurity, often holding similar certifications. Sec Examiners typically focus on compliance, audits, and government security standards, while Security Analysts monitor security systems and respond to threats in various industries. The roles overlap in skills but differ mainly in their focus areas and work environments.

How much does an SEC examiner make?

An SEC examiner typically earns between $70,000 and $130,000 annually, depending on experience, location, and level within the agency. Entry-level examiners usually start around $70,000, with salaries increasing for senior roles and those with specialized skills or certifications.

What are SEC Examiners?

SEC Examiners are professionals who work for the Securities and Exchange Commission (SEC) and are responsible for conducting inspections and examinations of financial firms, such as broker-dealers, investment advisers, and mutual funds. Their main goal is to ensure these firms comply with federal securities laws and protect investors from fraud and misconduct. SEC Examiners review records, interview personnel, and assess internal controls and procedures to identify potential risks and violations. Their work helps maintain the integrity of the financial markets and fosters investor confidence.

What jobs pay $500,000 a year in the US?

High-paying jobs for a Security Examiner are rare, with most salaries below $200,000 annually. Roles such as cybersecurity executives, chief information security officers, or specialized consultants in large organizations can reach or exceed $500,000 with experience, bonuses, and stock options. Achieving this level typically requires advanced certifications, extensive experience, and leadership responsibilities.
More about Sec Examiner jobs
What cities are hiring for Sec Examiner jobs? Cities with the most Sec Examiner job openings:
What states have the most Sec Examiner jobs? States with the most job openings for Sec Examiner jobs include:
What job categories do people searching Sec Examiner jobs look for? The top searched job categories for Sec Examiner jobs are:
Sec Examiner jobs near you
Infographic showing various Sec Examiner job openings in the United States as of June 2026, with employment types broken down into 100% Full Time. Highlights an 100% In-person job distribution, with an average salary of $61,362 per year, or $29.5 per hour.

Investment Funds Regulatory Associate (13 Years)

Direct Counsel

New York, NY

$225K - $260K/yr

Full-time

Posted 7 days ago

Job description

Direct Counsel is partnering with a prestigious AmLaw 10 law firm to identify an Investment Funds – Regulatory Associate to join its New York office. This role sits within a market-leading investment funds regulatory practice, offering associates the opportunity to work on sophisticated regulatory and compliance matters for leading fund sponsors and asset managers.

This position provides a dynamic mix of work, including fund formation support, regulatory compliance counseling, and interaction with SEC examination and enforcement matters.

Key Responsibilities

  • Review and analyze private fund offering materials and fund governing documents

  • Advise clients on regulatory compliance matters relating to investment funds

  • Assist with SEC filings and regulatory reporting requirements

  • Support clients in SEC examinations and regulatory inquiries

  • Conduct research and provide guidance on federal securities laws and regulatory frameworks

  • Collaborate with transactional and regulatory teams on fundraising and fund-related transactions

Qualifications

  • 1–3 years of investment funds regulatory experience at a global or top-tier law firm

  • Experience reviewing fund offering documents and governance materials

  • Strong familiarity with the Investment Advisers Act of 1940

  • Familiarity with the Investment Company Act of 1940 and Securities Act of 1933 preferred

  • Experience preparing SEC filings and responding to regulatory examinations

  • Strong analytical, research, and writing skills

  • Admission to the New York Bar required

Why This Opportunity

  • Join a top-ranked AmLaw 10 investment funds regulatory practice

  • Work with leading fund sponsors and asset managers

  • Gain exposure to complex regulatory matters and SEC interactions

  • Competitive compensation and comprehensive benefits

  • Strong mentorship and professional development opportunities

Compensation

The anticipated salary range is $225,000 – $260,000, depending on experience, qualifications, and internal compensation structures. The firm also offers a robust benefits package for attorneys and employees.

If you are interested in this opportunity, please apply through directcounsel.net with your resume and law transcripts.