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Remote Compliance Finra Jobs (NOW HIRING)

Osaic

Branch Office Examiner

Petersburg, VA · On-site +1

$65K - $75K/yr

Current Employees and Contractors Apply HereOsaic Careers REMOTE Compliance Risk Opportunity in ... FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire.

Comply

Partnership Compliance Consultant

Charleston, WV · Remote

$110K - $140K/yr

Conduct on-site and remote compliance reviews of investment adviser and/or broker dealer firms ... FINRA rules and regulations governing broker dealers. * Ability to engage in complex problem ...

Osaic

Branch Office Examiner

Oakdale, MN · On-site +1

$65K - $75K/yr

Current Employees and Contractors Apply HereOsaic Careers REMOTE Compliance Risk Opportunity in ... FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire.

Comply

Partnership Compliance Consultant

$110K - $140K/yr

Conduct on-site and remote compliance reviews of investment adviser and/or broker dealer firms ... FINRA rules and regulations governing broker dealers. * Ability to engage in complex problem ...

Osaic

Branch Office Examiner

La Vista, NE · On-site +1

$65K - $75K/yr

Current Employees and Contractors Apply HereOsaic Careers REMOTE Compliance Risk Opportunity in ... FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire.

Osaic

Branch Office Examiner

Scottsdale, AZ · On-site +1

$65K - $75K/yr

Current Employees and Contractors Apply HereOsaic Careers REMOTE Compliance Risk Opportunity in ... FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire.

Osaic

Senior Branch Office Examiner

Petersburg, VA · Remote

$80K - $85K/yr

Current Employees and Contractors Apply HereOsaic Careers REMOTE Compliance Risk Opportunity in ... FINRA series 7 and 24 (or 9/10) licenses are required. * Knowledge of the retail brokerage business ...

Osaic

Senior Branch Office Examiner

La Vista, NE · Remote

$80K - $85K/yr

Current Employees and Contractors Apply HereOsaic Careers REMOTE Compliance Risk Opportunity in ... FINRA series 7 and 24 (or 9/10) licenses are required. * Knowledge of the retail brokerage business ...

Osaic

Branch Office Examiner

Scottsdale, AZ · On-site +1

$65K - $75K/yr

REMOTE Compliance Risk Opportunity in Financial Services Branch Office Examiner Location(s): Open ... FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire.

Osaic

Senior Branch Office Examiner

Oakdale, MN · Remote

$80K - $85K/yr

Current Employees and Contractors Apply HereOsaic Careers REMOTE Compliance Risk Opportunity in ... FINRA series 7 and 24 (or 9/10) licenses are required. * Knowledge of the retail brokerage business ...

Osaic

Senior Branch Office Examiner

Scottsdale, AZ · Remote

$80K - $85K/yr

Current Employees and Contractors Apply HereOsaic Careers REMOTE Compliance Risk Opportunity in ... FINRA series 7 and 24 (or 9/10) licenses are required. * Knowledge of the retail brokerage business ...

Osaic

Branch Office Examiner

Oakdale, MN · On-site +1

$65K - $75K/yr

REMOTE Compliance Risk Opportunity in Financial Services Branch Office Examiner Location(s): Open ... FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire.

Osaic

Branch Office Examiner

La Vista, NE · On-site +1

$65K - $75K/yr

REMOTE Compliance Risk Opportunity in Financial Services Branch Office Examiner Location(s): Open ... FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire.

Osaic

Branch Office Examiner

Saint Petersburg, FL · On-site +1

$65K - $75K/yr

REMOTE Compliance Risk Opportunity in Financial Services Branch Office Examiner Location(s): Open ... FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire.

Osaic

Branch Office Examiner

La Vista, NE · On-site +1

$65K - $75K/yr

REMOTE Compliance Risk Opportunity in Financial Services Branch Office Examiner Location(s): Open ... FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire.

Osaic

Senior Branch Office Examiner

Scottsdale, AZ · Remote

$80K - $85K/yr

REMOTE Compliance Risk Opportunity in Financial Services Senior Branch Office Examiner Location(s ... FINRA series 7 and 24 (or 9/10) licenses are required. * Knowledge of the retail brokerage business ...

Osaic

Senior Branch Office Examiner

Saint Petersburg, FL · Remote

$80K - $85K/yr

REMOTE Compliance Risk Opportunity in Financial Services Senior Branch Office Examiner Location(s ... FINRA series 7 and 24 (or 9/10) licenses are required. * Knowledge of the retail brokerage business ...

Osaic

Senior Branch Office Examiner

Oakdale, MN · Remote

$80K - $85K/yr

REMOTE Compliance Risk Opportunity in Financial Services Senior Branch Office Examiner Location(s ... FINRA series 7 and 24 (or 9/10) licenses are required. * Knowledge of the retail brokerage business ...

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Showing results 1-20

All JobsCompliance Finra JobsRemote Compliance Finra Jobs

Remote Compliance Finra information

See salary details

$31.5K

$98.9K

$207.5K

How much do remote compliance finra jobs pay per year?

As of Jul 13, 2026, the average yearly pay for remote compliance finra in the United States is $98,949.00, according to ZipRecruiter salary data. Most workers in this role earn between $61,500.00 and $115,000.00 per year, depending on experience, location, and employer.

What is the difference between Remote Compliance Finra vs Remote Compliance Analyst?

AspectRemote Compliance FinraRemote Compliance Analyst
CertificationsFINRA licenses, Series 7/63, Compliance certificationsCompliance certifications, sometimes FINRA licenses
Work EnvironmentFinancial firms, broker-dealers, remote options commonFinancial institutions, investment firms, remote work typical
Industry UsageRegulatory compliance within finance and brokerageMonitoring, auditing, and ensuring compliance in finance

Remote Compliance Finra professionals focus on ensuring firms adhere to FINRA regulations, often requiring specific licenses. Remote Compliance Analysts perform similar compliance tasks but may not always need FINRA licenses. Both roles operate in financial environments and often work remotely, but the Finra role emphasizes regulatory licensing and direct interaction with FINRA rules.

More about Remote Compliance Finra jobs
What cities are hiring for Remote Compliance Finra jobs? Cities with the most Remote Compliance Finra job openings:
What are the most commonly searched types of Compliance Finra jobs? The most popular types of Compliance Finra jobs are:
What states have the most Remote Compliance Finra jobs? States with the most job openings for Remote Compliance Finra jobs include:
What job categories do people searching Remote Compliance Finra jobs look for? The top searched job categories for Remote Compliance Finra jobs are:
Remote Compliance Finra jobs near you
Infographic showing various Remote Compliance Finra job openings in the United States as of July 2026, with employment types broken down into 80% Full Time, and 20% Contract. Highlights an 100% Remote job distribution, with an average salary of $98,949 per year, or $47.6 per hour.
Broker Dealer Compliance Officer Remote

Broker Dealer Compliance Officer Remote

Compliance Exchange Group

Smithtown, NY • On-site, Remote

$40 - $60/hr

Full-time

Dental, Vision, Retirement, PTO

Re-posted 13 days ago

Job description

Replies within 24 hours
Benefits:
  • 401(k)
  • Dental insurance
  • Flexible schedule
  • Opportunity for advancement
  • Paid time off
  • Parental leave
  • Training & development
  • Vision insurance

We're currently seeking an additional Compliance Officer to join our team. In this role, you'll be providing regulatory compliance services to client broker-dealers, including establishing processes. The ideal candidate will possess prior experience and hold active FINRA Series 7 & 24 licenses. This role will report to our Director of Growth and Operations.
is the market leader in providing a complete turn-key service for Broker Dealers including CMA / NMA services, buying, selling and building Broker Dealers. We are the architects charged with building successful firms for our clients. This includes principal outsourcing on all levels, including CCO, FINOP, CEO, and developing regulatory compliance systems to satisfy FINRA, SEC, state and federal regulators.
We love what we do and we're on a path for growth. Compliance Exchange Group is comprised of professionals that exhibit a passion for building and maintaining broker-dealers. We offer a fully remote work environment with a company culture that promotes personal and professional development as well as a healthy work-life balance. We provide an array of benefits including competitive compensation, flexible work schedules, PTO, 401(k) with employer contribution, performance-based bonuses, opportunities for growth and more!
This role is open to both W2 and 1099 opportunities with a compensation range of $40-$60 per hour
This is a remote position.
Compensation: $40.00 - $60.00 per hour
About CXG
Compliance Exchange Group (CXG) supports broker-dealers and financial services firms as they navigate complex regulatory environments and build sustainable, compliant businesses. We specialize in broker-dealer consulting and Chief Compliance Officer outsourcing, providing end-to-end support across compliance and finance functions.
Our team includes experienced professionals serving in roles such as:
  • Chief Compliance Officers
  • FINOPs
  • Licensed Principals
  • Series 4 - Registered Options
  • Series 24 - General Securities
  • Series 79 - Investment Banking

CXG professionals bring deep, practical experience. Many have helped build broker-dealers from the ground up and have held leadership roles including CEO, CFO, CCO, FINOP, and board positions. This real-world background allows us to approach our work thoughtfully, pragmatically, and with a strong understanding of how firms grow.
We work with startups seeking FINRA approval as well as small- to mid-sized firms looking to scale responsibly. Our focus is on delivering solutions that are practical, collaborative, and built to last.
At CXG, we value professionalism, integrity, and clear communication - both with our clients and with one another. We are building a team of people who take pride in their work, support one another, and want to grow alongside the company.

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