Compliance/Supervision Consultant$43-$47hr
This role REQUIRES a current series 7&24 license
REMOTE
Looking for your next career move in the Financial Services arena? We are hiring for a REMOTE Compliance Consultant with a leading company in the financial services industry located in Milwaukee, WI. The Outside Activities and Consulting team approves all Outside Business Activities and Passive Investments for our home office and field
registered/contracted individuals. Series 7/24 required. If you are interested in this role and meet the requirements, Apply today!
Description:At the core of this role, you’ll be supporting our staff and advisors in reviewing and approving Outside Business Activities (OBA's) and Passive Investments in compliance with FINRA regulations and Firm policy. Don’t worry, we’re ready and able to teach you about compliance regulations and company policies that shape our work. What we need from you is a desire to learn the technical subjects and combine that knowledge with the capabilities and experience you bring to the table.
What makes you a great fit for our team?
Thrive as a self-directed learner with a strong sense of ownership and accountability
Move quickly with enough due diligence to work with and around limited information
Learn, take risks, and be open to feedback as part of personal learning and development
Requirements:Bachelor's degree
2-3 years of financial industry experience
Series 7 and 24 license registrations
Experience with Microsoft word/excel, adobe, & SharePoint
Advertising compliance experience preferred
Does this all sound good to you? If you ask us, we’d make a great team. Our friendly experts are ready to get you in at a great job, so the ball is in your court. If you’re ready for an exciting, challenging REMOTE position with a premier employer in the downtown Milwaukee area, apply online with Adecco today! Benefit offerings include medical, dental, vision, life insurance, short-term disability, additional voluntary benefits, EAP program, commuter benefits and a 401k plan. Our program provides employees the flexibility to choose the type of coverage that meets their individual needs. Available paid leave may include Paid Sick Leave, where required by law; any other paid leave required by Federal, State, or local law; and Holiday pay upon meeting eligibility criteria.
Pay Details: $43.00 to $47.00 per hour
Benefit offerings available for our associates include medical, dental, vision, life insurance, short-term disability, additional voluntary benefits, EAP program, commuter benefits and a 401K plan. Our benefit offerings provide employees the flexibility to choose the type of coverage that meets their individual needs. In addition, our associates may be eligible for paid leave including Paid Sick Leave or any other paid leave required by Federal, State, or local law, as well as Holiday pay where applicable.
Equal Opportunity
Employer/Veterans/DisabledMilitary connected talent encouraged to apply
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The Company will consider qualified applicants with arrest and conviction records in accordance with federal, state, and local laws and/or security clearance requirements, including, as applicable:
- The California Fair Chance Act
- Los Angeles City Fair Chance Ordinance
- Los Angeles County Fair Chance Ordinance for Employers
- San Francisco Fair Chance Ordinance
Massachusetts Candidates Only: It is unlawful in Massachusetts to require or administer a lie detector test as a condition of employment or continued employment. An employer who violates this law shall be subject to criminal penalties and civil liability.