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Remote Compliance Finra Jobs (NOW HIRING)

Osaic

Branch Office Examiner

Oakdale, MN · On-site +1

$65K - $75K/yr

Current Employees and Contractors Apply HereOsaic Careers REMOTE Compliance Risk Opportunity in ... FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire.

Osaic

Branch Office Examiner

La Vista, NE · On-site +1

$65K - $75K/yr

Current Employees and Contractors Apply HereOsaic Careers REMOTE Compliance Risk Opportunity in ... FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire.

Osaic

Branch Office Examiner

Petersburg, VA · On-site +1

$65K - $75K/yr

Current Employees and Contractors Apply HereOsaic Careers REMOTE Compliance Risk Opportunity in ... FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire.

Osaic

Branch Office Examiner

Scottsdale, AZ · On-site +1

$65K - $75K/yr

Current Employees and Contractors Apply HereOsaic Careers REMOTE Compliance Risk Opportunity in ... FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire.

Osaic

Branch Office Examiner

Oakdale, MN · On-site +1

$65K - $75K/yr

REMOTE Compliance Risk Opportunity in Financial Services Branch Office Examiner Location(s): Open ... FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire.

Osaic

Branch Office Examiner

Scottsdale, AZ · On-site +1

$65K - $75K/yr

REMOTE Compliance Risk Opportunity in Financial Services Branch Office Examiner Location(s): Open ... FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire.

Osaic

Branch Office Examiner

Saint Petersburg, FL · On-site +1

$65K - $75K/yr

REMOTE Compliance Risk Opportunity in Financial Services Branch Office Examiner Location(s): Open ... FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire.

Osaic

Branch Office Examiner

La Vista, NE · On-site +1

$65K - $75K/yr

REMOTE Compliance Risk Opportunity in Financial Services Branch Office Examiner Location(s): Open ... FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire.

Osaic

Branch Office Examiner

La Vista, NE · On-site +1

$65K - $75K/yr

REMOTE Compliance Risk Opportunity in Financial Services Branch Office Examiner Location(s): Open ... FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire.

FBL Financial Group

Compliance Field Advisor

This is a remote position. While not required, preferred locations include CO, IA, MN, NE, SD, UT ... FINRA Series 6 (or 7) required at the time of hire, and Series 26 (or 24) preferred. If not already ...

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Remote Compliance Finra information

See salary details

$31.5K

$98.9K

$207.5K

How much do remote compliance finra jobs pay per year?

As of Aug 5, 2026, the average yearly pay for remote compliance finra in the United States is $98,949.00, according to ZipRecruiter salary data. Most workers in this role earn between $61,500.00 and $115,000.00 per year, depending on experience, location, and employer.

What is the difference between Remote Compliance Finra vs Remote Compliance Analyst?

AspectRemote Compliance FinraRemote Compliance Analyst
CertificationsFINRA licenses, Series 7/63, Compliance certificationsCompliance certifications, sometimes FINRA licenses
Work EnvironmentFinancial firms, broker-dealers, remote options commonFinancial institutions, investment firms, remote work typical
Industry UsageRegulatory compliance within finance and brokerageMonitoring, auditing, and ensuring compliance in finance

Remote Compliance Finra professionals focus on ensuring firms adhere to FINRA regulations, often requiring specific licenses. Remote Compliance Analysts perform similar compliance tasks but may not always need FINRA licenses. Both roles operate in financial environments and often work remotely, but the Finra role emphasizes regulatory licensing and direct interaction with FINRA rules.

More about Remote Compliance Finra jobs
What cities are hiring for Remote Compliance Finra jobs? Cities with the most Remote Compliance Finra job openings:
What are the most commonly searched types of Compliance Finra jobs? The most popular types of Compliance Finra jobs are:
What states have the most Remote Compliance Finra jobs? States with the most job openings for Remote Compliance Finra jobs include:
What job categories do people searching Remote Compliance Finra jobs look for? The top searched job categories for Remote Compliance Finra jobs are:
Remote Compliance Finra jobs near you
Infographic showing various Remote Compliance Finra job openings in the United States as of July 2026, with employment types broken down into 94% Full Time, and 6% Contract. Highlights an 100% Remote job distribution, with an average salary of $98,949 per year, or $47.6 per hour.

Remote Compliance Officer and General Counsel

Boutique Recruiting

Remote

$170K - $175K/yr

Full-time

Medical, Retirement, PTO

Posted 19 days ago

Job description

Position Title: Remote Compliance Officer
Salary: $170,000-$175,000 DOE + 30% target bonus + potential equity opportunity
We are seeking an experienced Compliance Officer to oversee compliance and legal matters for a growing FINRA-registered investment banking firm operating in the private securities market. This is a fully remote opportunity where you will play a critical role reviewing contracts, ensuring regulatory compliance, advising on legal matters, and supporting business operations across the organization. You'll work directly with executive leadership in an entrepreneurial environment that values autonomy, professionalism, and sound judgment. This role is ideal for a licensed attorney with experience in financial services who enjoys balancing compliance oversight with practical legal guidance and is looking for a long-term opportunity with a clear path into executive leadership.
Responsibilities:
  • Review, revise, and approve client contracts and contract redlines
  • Provide legal guidance on contract law and business agreements
  • Review and approve marketing and advertising materials for regulatory compliance
  • Ensure compliance with FINRA and applicable financial services regulations
  • Review legal documents, disclosures, and compliance filings
  • Complete regulatory and compliance-related documentation
  • Support and improve internal compliance processes
  • Partner with leadership to identify and mitigate regulatory risk
  • Serve as the primary compliance resource for internal teams

Requirements:
  • Juris Doctor (JD) degree required
  • 4+ years of experience in both compliance and general counsel responsibilities within the financial services industry
  • Strong knowledge of contract law and regulatory compliance
  • Experience reviewing and negotiating contracts
  • Background working within investment banking, broker-dealers, securities, or other financial services organizations
  • Excellent written and verbal communication skills
  • Strong analytical and problem-solving abilities
  • Professional, approachable, and patient communication style
  • Ability to work independently in a fully remote environment
  • Proficiency with Microsoft Office; experience with compliance software is a plus

Benefits:
  • Fully remote position with the flexibility to work from anywhere in the U.S.
  • Competitive base salary
  • 30% target annual bonus based on individual and company performance
  • Potential equity opportunity
  • Annual performance reviews with salary increase opportunities
  • Unlimited PTO (subject to manager approval)
  • Paid stock market holidays
  • Employer-paid employee medical insurance (PPO)
  • 401(k) plan
  • Opportunity to grow into a Chief Compliance Officer position
  • Stable, established company with a collaborative entrepreneurial culture

If you're an experienced compliance and legal professional who thrives in financial services and wants to make a meaningful impact while enjoying the flexibility of a fully remote role, we'd love to hear from you. Apply today to take the next step in your career!
#INDLEGAL #LI-SB1 #LI-KJ1
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About Boutique Recruiting

Sourced by ZipRecruiter

We are a team with shared goals; mindfully placing candidates in the workforce to successfully fulfill their career ambitions while encouraging a sense of purpose and value. We have created a new kind of placement firm — one that values connection, personalization, commitment, impact, boldness and achievement. At Boutique Recruiting, our clients, candidates and employees are at the heart of our success.

Industry

Recruiting and staffing services

Company size

51 - 200 Employees

Headquarters location

San Diego, CA, US

Year founded

2014

Social media

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