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Part Time Compliance Finra Jobs (NOW HIRING)

Kuethe Wealth Planning | Raymond James

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Part-time Client Service Specialist

Loveland, OH · On-site

$21.50 - $29/hr

You will assist with client service, administrative tasks, and compliance-related responsibilities ... Member FINRA/SIPC. Kuethe Wealth Planning is not a registered broker/dealer and is independent of ...

Cetera

Client Services Representative

Westbury, NY

$16.50 - $22.50/hr

... FINRA Series 7, & 66 or 63/65 combo). * This position is part-time and on-site. What You Will Do ... Maintain compliance guidelines, client communication notes in AdviceWorks/SmartWorks and Redtail ...

Cetera

Client Services Representative

Iselin, NJ · Hybrid

$16.25 - $22/hr

... FINRA Series 7, & 66 or 63/65 combo). * This position is hybrid and part-time. What You Will Do ... Maintain compliance guidelines, client communication notes in AdviceWorks/SmartWorks and Redtail ...

Cetera

Client Services Representative

Iselin, NJ · Hybrid

$16.25 - $22/hr

... FINRA Series 7, & 66 or 63/65 combo). * This position is hybrid and part-time. What You Will Do ... Maintain compliance guidelines, client communication notes in AdviceWorks/SmartWorks and Redtail ...

Cetera

Client Services Representative

Chicago, IL · On-site

$17.15 - $22/hr

... FINRA Series 7, & 66 or 63/65 combo). This position is onsite and part-time (about 25 hours/week ... Maintain compliance guidelines, client communication notes in AdviceWorks/SmartWorks and Redtail ...

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Part Time Compliance Finra information

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$31.5K

$98.9K

$207.5K

How much do part time compliance finra jobs pay per year?

As of Jun 11, 2026, the average yearly pay for part time compliance finra in the United States is $98,949.00, according to ZipRecruiter salary data. Most workers in this role earn between $61,500.00 and $115,000.00 per year, depending on experience, location, and employer.

What is the difference between Part Time Compliance Finra vs Part Time Compliance Officer?

AspectPart Time Compliance FinraPart Time Compliance Officer
CertificationsFINRA licenses, Series 7/63Compliance certifications, Series 7/63 often preferred
Work EnvironmentFinancial firms, broker-dealersFinancial institutions, investment firms
Employer & IndustryBrokerage firms, securities firmsFinancial services, asset management

Part Time Compliance Finra professionals focus on ensuring broker-dealer adherence to FINRA regulations, often requiring specific licenses. Part Time Compliance Officers have broader compliance responsibilities across financial sectors, with overlapping certifications. The main difference lies in their specific regulatory focus and industry application.

What are the key skills and qualifications needed to thrive as a Part Time Compliance FINRA professional, and why are they important?

To thrive as a Part Time Compliance FINRA professional, you need a solid understanding of financial regulations, especially those set by FINRA, as well as experience in compliance monitoring and reporting; a bachelor's degree in finance or a related field is often required. Familiarity with compliance management software, regulatory databases, and sometimes certifications like the FINRA Series 7 or Series 24 are typically needed. Attention to detail, integrity, and strong analytical and communication skills are vital soft skills for this role. These skills and qualifications ensure accurate regulatory adherence and help protect the organization from legal and reputational risks.

What are Part Time Compliance FINRA jobs?

Part Time Compliance FINRA jobs involve working on a part-time basis to ensure that financial firms adhere to the regulations and standards set by the Financial Industry Regulatory Authority (FINRA). These roles typically include monitoring transactions, reviewing policies, conducting audits, and providing guidance to ensure compliance with industry rules. Part-time positions may be ideal for professionals seeking flexible hours while still contributing to regulatory compliance in the financial sector.

What are some common challenges faced by part-time compliance professionals working with FINRA regulations?

Part-time compliance professionals working with FINRA regulations often face the challenge of staying up-to-date with frequent regulatory changes while managing limited hours. They must prioritize tasks efficiently to ensure timely completion of mandatory filings, monitoring, and training. Additionally, effective communication with full-time compliance staff and other departments is crucial to maintain consistency and prevent compliance gaps. Building strong organizational skills and leveraging technology can help mitigate these challenges and ensure ongoing regulatory adherence.
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Part Time Compliance Finra jobs near you

Risk Management Specialist - Fully Remote | Upto $1450 Part-time

Mercor

New York, NY • Remote

$1K - $1K/wk

Part-time

Posted 15 days ago

Job description

About the job

Mercor connects elite creative and technical talent with leading AI research labs. Headquartered in San Francisco, our investors include Benchmark, General Catalyst, Peter Thiel, Adam D'Angelo, Larry Summers, and Jack Dorsey.

Position: Regulatory Compliance & Risk Management Expert
Type: Contract
Compensation: $1,150–$1,450 per completed task
Location: Remote

Role Responsibilities

  • Review and evaluate AI-generated outputs related to regulatory requirements and compliance program assessments.
  • Create realistic scenarios based on compliance and risk workflows such as regulatory examinations and internal audit findings.
  • Annotate, label, and validate data across compliance use cases like control testing and regulatory change management.
  • Provide structured feedback on AI accuracy in areas like regulatory standards (FINRA, OCC, FFIEC, FDA, SEC, GDPR, HIPAA) and risk frameworks (COSO, ISO 31000).
  • Collaborate asynchronously with research teams to refine evaluation frameworks for compliance and risk AI.

Qualifications

Must-Have

  • 3+ years of professional experience in compliance, risk management, or regulatory affairs.
  • Background in compliance program management, enterprise risk management, or regulatory affairs.
  • Strong analytical thinking and ability to translate regulatory workflows into structured evaluation tasks.
  • Clear written communication and attention to detail.

Preferred

  • Professional certifications such as CRCM, CAMS, CIA, CRMA, CHC, CCEP, CPA.

Compensation & Legal

  • Task Completion Pay: Competitive and based on task quality.
  • Performance Bonus: Weekly bonus incentive for top performers.
  • Hourly Opportunity: Potential transition to hourly model for sustained quality.

Application Process (Takes 20–30 mins to complete)

  • Upload resume
  • AI interview based on your resume
  • Submit form

Resources & Support

  • For details about the interview process and platform information, please check: https://talent.docs.mercor.com/welcome
  • For any help or support, reach out to: support@mercor.com

PS: Our team reviews applications daily. Please complete your AI interview and application steps to be considered for this opportunity.