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Remote Broker Dealer Jobs (NOW HIRING)

SEI Investments

Senior Sales Executive

Oaks, PA · On-site +1

Number of new RIA, Broker-Dealer and Private Banking firms signed onto the Platform * Revenue ... Experience selling in a remote environment using web conferencing * Computer literacy (Email, Word ...

First Citizens Bank

Manager Compliance II EA IS

Raleigh, NC · On-site +1

$155K - $175K/yr

... remote role that may be hired in several markets across the United States. The Compliance Manager is a senior leader within Compliance, responsible for oversight of the firm's Broker-Dealer and ...

First Citizens Bank

Manager Compliance II EA IS

Raleigh, NC · On-site +1

$155K - $175K/yr

... remote role that may be hired in several markets across the United States. The Compliance Manager is a senior leader within Compliance, responsible for oversight of the firm's Broker-Dealer and ...

Prometheum

Software Engineer 1 (Full-Stack)

Manhattan, NY · On-site +1

$90K - $120K/yr

Our SEC-registered broker-dealer network carries a digital asset through its entire life, from ... Our engineering team is fully remote. Responsibilities:- * Ship work across the stack, from bug ...

Prometheum

Software Engineer 1 (Full-Stack)

Manhattan, NY · Remote

$90K - $120K/yr

Our SEC-registered broker-dealer network carries a digital asset through its entire life, from ... Our engineering team is fully remote. Responsibilities:- * Ship work across the stack, from bug ...

NASA Federal Credit Union

Financial Advisor

Washington, DC · On-site +1

$45K/yr

Interfaces with mutual fund companies, insurance companies, clearinghouses, and the Broker/Dealer ... Remote or Remote / Hybrid work options based on position * Life Insurance/AD&D+* * Vacation Leave ...

Prometheum

Software Engineer 2 (Full Stack)

Manhattan, NY · Remote

$120K - $150K/yr

Our SEC-registered broker-dealer network carries a digital asset through its entire life, from ... Our engineering team is fully remote. Responsibilities:- * Own epics end to end after handoff from ...

NASA Federal Credit Union

Financial Advisor

Washington, DC · On-site +1

$45K/yr

Interfaces with mutual fund companies, insurance companies, clearinghouses, and the Broker/Dealer ... Remote or Remote / Hybrid work options based on position * Life Insurance/AD&D+* * Vacation Leave ...

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Remote Broker Dealer information

See salary details

$25.5K

$66.7K

$117K

How much do remote broker dealer jobs pay per year?

As of Sep 5, 2026, the average yearly pay for remote broker dealer in the United States is $66,677.00, according to ZipRecruiter salary data. Most workers in this role earn between $48,000.00 and $75,000.00 per year, depending on experience, location, and employer.

What is a remote broker dealer?

A Remote Broker Dealer job involves facilitating the buying and selling of securities while working from a remote location. These professionals ensure compliance with financial regulations, execute trades, and provide investment guidance to clients. They typically work for a brokerage firm or operate independently under a registered broker-dealer. Remote Broker Dealers must hold necessary licenses, such as the Series 7 and Series 63, and follow strict regulatory standards. This role provides flexibility while requiring strong market knowledge and client management skills.

What are some common challenges faced by remote broker dealers, and how can they be managed?

Remote Broker Dealers often face challenges such as maintaining close client relationships and staying compliant with securities regulations without the support of an in-person office environment. Effective organization, regular communication through digital channels, and staying up to date with regulatory changes are essential to overcome these obstacles. Additionally, staying connected with your firm’s compliance team and leveraging secure technology can help address operational and security concerns. By proactively seeking continuing education opportunities and embracing digital tools, remote professionals can manage these challenges and deliver excellent service to clients.

What are the key skills and qualifications needed to thrive in the remote broker dealer position, and why are they important?

To thrive as a Remote Broker Dealer, you need a deep understanding of financial markets, securities regulations, and investment products, underpinned by relevant licenses such as FINRA Series 7 and 63. Proficiency with trading platforms, CRM software, and compliance management tools is typically required. Strong communication, self-motivation, and analytical thinking are vital soft skills for success in a remote, client-focused environment. These qualities ensure regulatory compliance, effective client service, and the ability to independently drive business growth from a remote setting.

Are stockbrokers still in demand?

Stockbrokers, including remote broker dealers, continue to be in demand as financial markets grow and digital trading platforms expand. Success in this role often requires licensing, strong communication skills, and knowledge of financial regulations. The demand may vary based on economic conditions and technological advancements in trading tools.
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Remote Broker Dealer jobs near you
Infographic showing various Remote Broker Dealer job openings in the United States as of August 2026, with employment types broken down into 94% Full Time, 5% Part Time, and 1% Contract. Highlights an 91% Physical, 2% Hybrid, and 7% Remote job distribution, with an average salary of $66,677 per year, or $32.1 per hour.

Financial Professional (Remote)

71X Suites

Philadelphia, PA • Remote

$24K - $120K/yr

Full-time, Part-time

Re-posted 2 days ago

Job description

About Us

Our organization has been a trusted leader in the financial services space for many years and continues to grow at a rapid pace. We operate as an independent, non-captive broker-dealer, working closely with some of the most respected companies in the industry, including Nationwide, Athene, Fidelity & Guarantee, Prudential, John Hancock, and others.

According to recent reports from the U.S. Department of Labor, careers in financial services are among the fastest-growing in the nation. With so many individuals and families seeking guidance on retirement and long-term financial stability, our mission to provide education and customized solutions has never been more important.

Our firm stands out through its educational, client-focused approach, providing a wide range of strategies and products that help clients make confident decisions about their financial future.

Who We Search For

We welcome applicants from all backgrounds no prior experience is required, as full training and mentorship are provided. We're searching for individuals who are:

  • Excited to help families, individuals, and businesses achieve their financial goals including retirement, education, and investment planning
  • Driven to grow into leadership and management roles (we promote exclusively from within)
  • Ready to participate in a structured, professional training program
  • Dedicated, reliable, and motivated to succeed in a rewarding industry

What We Provide

  • A supportive and collaborative culture that values growth
  • Comprehensive mentorship and hands-on training from experienced professionals
  • Remote work flexibility work from anywhere
  • Part-time and full-time positions available
  • Clear paths for career advancement and long-term stability
  • A flexible schedule that fits your lifestyle

Qualifications

  • Excellent communication skills
  • Detail-oriented, dependable, and organized
  • Team player who also works well independently
  • Capable of managing multiple responsibilities efficiently
  • Professional attitude with a positive mindset under pressure

Benefits

  • Flexible Work Schedule
  • Work-From-Home Environment
  • Unlimited Earning Potential & Fulfillment

Job Type: Part-time

Expected Hours: 10 60 per week

Compensation: $24,000 $120,000 per year

Work Location: Remote

Job Types: Full-time, Part-time

Projected Total Compensation: $36,000.00 - $120,000.00 per year

Expected hours: 10 60 per week