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Contract Broker Dealer Jobs (NOW HIRING)

moomoo

WI · On-site

$125 - $165/hr

Experience supporting perpetual contracts ("perps") and/or event contracts is strongly preferred ... Understanding of broker-dealer operational and regulatory requirements, including applicable FINRA ...

Moomoo Inc.

$125 - $165/hr

Experience supporting perpetual contracts("perps") and/or event contracts is strongly preferred ... Understanding of broker-dealer operational and regulatory requirements, including applicable FINRA ...

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Compliance Manager - Broker-Dealer & Investment Adviser-HYBRID-TEMP

New York, NY · On-site

$64.24 - $79.23/hr

... broker-dealer and registered investment adviser entities of a growing financial services ... We offer direct hire, contract, and temporary staffing services. For more information about us ...

moomoo

Director of Brokerage Operations

Jersey City, NJ · On-site

$100K - $145K/yr

Note that this entity is not a licensed broker-dealer. For deeper insights into our entities and ... or implied contract of employment or guarantee of employment for any specific duration. Futu ...

moomoo

Director of Brokerage Operations

Jersey City, NJ · On-site

$100K - $145K/yr

Note that this entity is not a licensed broker-dealer. For deeper insights into our entities and ... or implied contract of employment or guarantee of employment for any specific duration. Futu ...

moomoo

Director of Brokerage Operations

Jersey City, NJ · On-site

$100K - $145K/yr

Note that this entity is not a licensed broker-dealer. For deeper insights into our entities and ... or implied contract of employment or guarantee of employment for any specific duration. Futu ...

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Contract Broker Dealer information

See salary details

$11K

$82.4K

$182.5K

How much do contract broker dealer jobs pay per year?

As of Sep 5, 2026, the average yearly pay for contract broker dealer in the United States is $82,428.00, according to ZipRecruiter salary data. Most workers in this role earn between $45,000.00 and $131,500.00 per year, depending on experience, location, and employer.

What is a contract broker dealer?

A Contract Broker Dealer is a financial firm or individual authorized to buy and sell securities on behalf of clients, often under a contractual arrangement rather than as a full-time employee. These professionals facilitate transactions between buyers and sellers of securities, ensuring regulatory compliance and best execution. They often work with investment firms, hedge funds, or brokers who need additional capacity or specialized expertise for particular deals. Contract Broker Dealers must be registered with regulatory bodies like FINRA and adhere to strict industry standards. Their role is crucial for maintaining efficient and transparent markets.

What are the key skills and qualifications needed to thrive as a contract broker dealer?

To thrive as a Contract Broker Dealer, you need a solid understanding of securities regulations, financial markets, and sales practices, typically supported by FINRA Series 7 and Series 63/66 licenses. Familiarity with trading platforms, compliance monitoring tools, and CRM systems is essential for daily operations. Strong negotiation, relationship-building, and ethical decision-making skills help set top professionals apart in this role. These skills and qualifications are vital to ensure compliance, build client trust, and effectively facilitate investment transactions.

What are some common challenges faced by contract broker dealers, and how can they be addressed?

Contract Broker Dealers often face challenges such as staying compliant with evolving regulatory requirements, managing multiple client relationships, and maintaining up-to-date knowledge of financial products. To address these, it's important to invest time in ongoing professional education, utilize compliance management tools, and foster clear communication with clients and internal teams. Collaborating closely with compliance officers and attending industry seminars can also help you stay ahead of regulatory changes and industry best practices.

What is the difference between Contract Broker Dealer vs Registered Representative?

AspectContract Broker DealerRegistered Representative
CredentialsFINRA registration, Series 7, Series 63/66FINRA registration, Series 7, Series 63/66
Work EnvironmentWorks for broker-dealer firms, handling client accounts and complianceWorks under broker-dealer, selling securities and advising clients
Employer & Industry UsageBroker-dealer firms, financial services industryBroker-dealer firms, securities industry
Comparison Search IntentUnderstanding roles within broker-dealer firmsSales and client advisory roles in securities

The main difference is that a Contract Broker Dealer is a registered entity or firm that employs or contracts with Registered Representatives. The Contract Broker Dealer oversees compliance and regulatory requirements, while Registered Representatives are individual salespersons who sell securities and advise clients under the broker-dealer's license. Both roles require similar certifications, but their functions differ within the industry.

What cities are hiring for Contract Broker Dealer jobs?

Cities with the most Contract Broker Dealer job openings:

What are the most commonly searched types of Broker Dealer jobs?

The most popular types of Broker Dealer jobs are:

What states have the most Contract Broker Dealer jobs?

States with the most job openings for Contract Broker Dealer jobs include:

Contract Broker Dealer jobs near you
Infographic showing various Contract Broker Dealer job openings in the United States as of August 2026, with employment types broken down into 94% Full Time, 5% Part Time, and 1% Contract. Highlights an 92% Physical, 2% Hybrid, and 6% Remote job distribution, with an average salary of $82,428 per year, or $39.6 per hour.

Business Analyst (Broker-Dealer / Workflow / BPM)

JS Consulting

Charlotte, NC • On-site

Contractor

Re-posted 28 days ago

Job description

Job Title- Business Analyst

Project Location – Hybrid in Charlotte, NC

Duration- 6-12+ months contract

Visa- USC/ GC

Job Description-:  **MUST HAVE BROKER_DEALER EXP AS A BUSINESS ANALYST

About the Role:
We are seeking a skilled Business Analyst to join team in Charlotte, NC. This long-term contract position offers a hybrid work model, blending remote and on-site collaboration. The ideal candidate will have strong financial services experience, preferably with broker-dealer business knowledge; however, candidates with solid experience in workflow management, Business Process Management (BPM), or case management are also encouraged to apply. Please note, this role requires local candidates only; no relocation assistance is provided.

 Key Responsibilities:

  • Collaborate with stakeholders to gather, analyze, and document business requirements related to broker-dealer operations, workflow processes, or case management systems.
  • Translate business needs into clear functional specifications and user stories to support software development and process improvements.
  • Partner with technical teams to design and implement workflow/BPM solutions that enhance operational efficiency.
  • Facilitate workshops, requirements sessions, and communication across business and IT teams.
  • Support testing activities by reviewing test plans and validating that delivered solutions meet business requirements.
  • Assist with change management and training as needed to ensure smooth adoption of new processes and systems.

 Qualifications:

  • Bachelor’s degree required.
  • Proven experience as a Business Analyst within financial services is mandatory, with broker-dealer business knowledge preferred.
  • Strong background in workflow management, BPM tools, or case management platforms acceptable.
  • Excellent communication and interpersonal skills to engage with diverse stakeholders.
  • Ability to work independently and collaboratively in a hybrid work environment.

Respectfully,