ZipRecruiter

Log In

1

Contract Broker Dealer Jobs (NOW HIRING)

Staffingine LLC

Accounting Operations

Urbandale, IA · On-site

  • Medical

  • Dental

  • Vision

  • Retirement

  • PTO

Contract * You will join a close-knit team of 4 individuals with a great working relationship. This ... broker-dealer industry * You will perform a critical cash application function within the ...

Alpaca

Product Manager, Accounts

You'll work closely with engineering, broker-dealer operations, compliance, legal, partnerships ... on API contracts, and produce documentation partners can implement against. * Partner with ...

Alpaca

Product Manager, Accounts

New York, NY

You'll work closely with engineering, broker-dealer operations, compliance, legal, partnerships ... on API contracts, and produce documentation partners can implement against. * Partner with ...

Wedbush

Vice President, Contracts Attorney

Pasadena, CA · On-site

$175K - $200K/yr

  • Medical

  • Dental

  • Vision

  • Retirement

  • PTO

... aspects of the Firm's broker-dealer, investment advisory, and futures commission merchant ... contract-related projects, including internal process reviews, and new policy roll-outs Receive ...

ICON Consultants, Inc.

Client Service Associate

Seattle, WA · On-site

$16.50 - $22.75/hr

Contract-to-Hire Potential About the Opportunity We are seeking a detail-oriented and highly ... RIA, broker-dealer, or investment operations environments who thrive in a fast-paced, process ...

Collabera

Business Analyst

Jacksonville, FL

$29/hr

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

  • PTO

Contract Duration: 3 months Recommended pay rate: $29 Candidate must be detail oriented, organized ... Understanding of MS Suite, stock record and/or broker dealer books and records concepts. Desired ...

previous page

Showing results 41-60

All JobsContract Broker Dealer Jobs

Contract Broker Dealer information

See salary details

$11K

$82.4K

$182.5K

How much do contract broker dealer jobs pay per year?

As of Aug 16, 2026, the average yearly pay for contract broker dealer in the United States is $82,428.00, according to ZipRecruiter salary data. Most workers in this role earn between $45,000.00 and $131,500.00 per year, depending on experience, location, and employer.

What is the difference between Contract Broker Dealer vs Registered Representative?

AspectContract Broker DealerRegistered Representative
CredentialsFINRA registration, Series 7, Series 63/66FINRA registration, Series 7, Series 63/66
Work EnvironmentWorks for broker-dealer firms, handling client accounts and complianceWorks under broker-dealer, selling securities and advising clients
Employer & Industry UsageBroker-dealer firms, financial services industryBroker-dealer firms, securities industry
Comparison Search IntentUnderstanding roles within broker-dealer firmsSales and client advisory roles in securities

The main difference is that a Contract Broker Dealer is a registered entity or firm that employs or contracts with Registered Representatives. The Contract Broker Dealer oversees compliance and regulatory requirements, while Registered Representatives are individual salespersons who sell securities and advise clients under the broker-dealer's license. Both roles require similar certifications, but their functions differ within the industry.

What are the key skills and qualifications needed to thrive as a contract broker dealer?

To thrive as a Contract Broker Dealer, you need a solid understanding of securities regulations, financial markets, and sales practices, typically supported by FINRA Series 7 and Series 63/66 licenses. Familiarity with trading platforms, compliance monitoring tools, and CRM systems is essential for daily operations. Strong negotiation, relationship-building, and ethical decision-making skills help set top professionals apart in this role. These skills and qualifications are vital to ensure compliance, build client trust, and effectively facilitate investment transactions.

What are some common challenges faced by contract broker dealers, and how can they be addressed?

Contract Broker Dealers often face challenges such as staying compliant with evolving regulatory requirements, managing multiple client relationships, and maintaining up-to-date knowledge of financial products. To address these, it's important to invest time in ongoing professional education, utilize compliance management tools, and foster clear communication with clients and internal teams. Collaborating closely with compliance officers and attending industry seminars can also help you stay ahead of regulatory changes and industry best practices.

What is a contract broker dealer?

A Contract Broker Dealer is a financial firm or individual authorized to buy and sell securities on behalf of clients, often under a contractual arrangement rather than as a full-time employee. These professionals facilitate transactions between buyers and sellers of securities, ensuring regulatory compliance and best execution. They often work with investment firms, hedge funds, or brokers who need additional capacity or specialized expertise for particular deals. Contract Broker Dealers must be registered with regulatory bodies like FINRA and adhere to strict industry standards. Their role is crucial for maintaining efficient and transparent markets.

What cities are hiring for Contract Broker Dealer jobs?

Cities with the most Contract Broker Dealer job openings:

What are the most commonly searched types of Broker Dealer jobs?

The most popular types of Broker Dealer jobs are:

What states have the most Contract Broker Dealer jobs?

States with the most job openings for Contract Broker Dealer jobs include:

Contract Broker Dealer jobs near you
Infographic showing various Contract Broker Dealer job openings in the United States as of August 2026, with employment types broken down into 94% Full Time, 5% Part Time, and 1% Contract. Highlights an 92% Physical, 2% Hybrid, and 6% Remote job distribution, with an average salary of $82,428 per year, or $39.6 per hour.

Accounting Operations

Staffingine LLC

Urbandale, IA • On-site

Contractor

Medical, Dental, Vision, Retirement, PTO

Re-posted 19 days ago

Job description

Job Title: Accounting Operations
Job Location: Urbandale, IA
Job Type: Contract

Job Description:

  • You will join a close-knit team of 4 individuals with a great working relationship. This will provide you with a crucial foundation for your training and career development
  • You will interact with a variety of internal stakeholders, allowing you the opportunity to gain specialized knowledge within the broker-dealer industry
  • You will perform a critical cash application function within the organization
  • Opportunity to grow your knowledge of the industry, through partnership with various internal stakeholders
  • Excellent opportunities for long-term growth within the company
  • Competitive benefits including: medical, dental, vision, 401k, and generous paid time off
  • Clear unapplied or unidentified cash.
  • Follow up on changes to the broker of record with providers.
  • Apply fees and other fee payments in internal system
  • Maintain database of carriers, carrier contacts, clients name, client code or short name, account #, policy # or other identifying information so commissions can be applied more efficiently.
  • Work with Supervisory Principal and Reps as needed for revenue reporting, investigating missing commissions, etc.
  • Liaise with various internal stakeholders to identify and correct any reconciliation issues between internal systems
  • Prepare posting reconciliation between bank receipts and cash postings to ensure completeness and accuracy
  • Respond to Audit Requests (FINRA, SEC, D&T, AML, Internal).
  • Convert new businesses/acquisitions onto the company platform