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Contract Broker Dealer Jobs (NOW HIRING)

Collabera

Compliance Analyst

Charlotte, NC · On-site

$30/hr

Contract duration: 5 months Pay rate: $30/hr Investigator / Client Managed Green Team Possesses ... Retail and/or Institutional Broker/Dealer experience * Exemplify ability to mitigate risk. * Self ...

Genesis10

Senior Programmer/Analyst - Hybrid

Columbus, OH · On-site

$69.10 - $71.24/hr

Exposure to Foreign Exchange (FX), trading, broker dealer, or commercial banking applications ... For contract roles, Genesis10 offers the benefits listed below. If this is a perm-placement ...

SEI Investments

Senior Sales Executive

Oaks, PA · On-site +1

Gain commitment (signed contracts and adoption) from RIA, Broker-Dealer and Private Banking firms * Identify product offerings and system features that will increase Advisor adoption * Partner with ...

Stevens Creek Nissan

Contract Clerk

Santa Clara, CA

Bill out dealer trade and wholesale sales * Verify and post contract funding * Reconcile all corresponding schedules * Process and maintain clean accounting schedules * Processing broker payments and ...

Stevens Creek Nissan

Contract Clerk

Santa Clara, CA · On-site

... dealer trade and wholesale sales Verify and post contract funding Reconcile all corresponding schedules Process and maintain clean accounting schedules Processing broker payments and maintaining ...

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Contract Broker Dealer information

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$11K

$82.4K

$182.5K

How much do contract broker dealer jobs pay per year?

As of Sep 5, 2026, the average yearly pay for contract broker dealer in the United States is $82,428.00, according to ZipRecruiter salary data. Most workers in this role earn between $45,000.00 and $131,500.00 per year, depending on experience, location, and employer.

What is a contract broker dealer?

A Contract Broker Dealer is a financial firm or individual authorized to buy and sell securities on behalf of clients, often under a contractual arrangement rather than as a full-time employee. These professionals facilitate transactions between buyers and sellers of securities, ensuring regulatory compliance and best execution. They often work with investment firms, hedge funds, or brokers who need additional capacity or specialized expertise for particular deals. Contract Broker Dealers must be registered with regulatory bodies like FINRA and adhere to strict industry standards. Their role is crucial for maintaining efficient and transparent markets.

What are the key skills and qualifications needed to thrive as a contract broker dealer?

To thrive as a Contract Broker Dealer, you need a solid understanding of securities regulations, financial markets, and sales practices, typically supported by FINRA Series 7 and Series 63/66 licenses. Familiarity with trading platforms, compliance monitoring tools, and CRM systems is essential for daily operations. Strong negotiation, relationship-building, and ethical decision-making skills help set top professionals apart in this role. These skills and qualifications are vital to ensure compliance, build client trust, and effectively facilitate investment transactions.

What are some common challenges faced by contract broker dealers, and how can they be addressed?

Contract Broker Dealers often face challenges such as staying compliant with evolving regulatory requirements, managing multiple client relationships, and maintaining up-to-date knowledge of financial products. To address these, it's important to invest time in ongoing professional education, utilize compliance management tools, and foster clear communication with clients and internal teams. Collaborating closely with compliance officers and attending industry seminars can also help you stay ahead of regulatory changes and industry best practices.

What is the difference between Contract Broker Dealer vs Registered Representative?

AspectContract Broker DealerRegistered Representative
CredentialsFINRA registration, Series 7, Series 63/66FINRA registration, Series 7, Series 63/66
Work EnvironmentWorks for broker-dealer firms, handling client accounts and complianceWorks under broker-dealer, selling securities and advising clients
Employer & Industry UsageBroker-dealer firms, financial services industryBroker-dealer firms, securities industry
Comparison Search IntentUnderstanding roles within broker-dealer firmsSales and client advisory roles in securities

The main difference is that a Contract Broker Dealer is a registered entity or firm that employs or contracts with Registered Representatives. The Contract Broker Dealer oversees compliance and regulatory requirements, while Registered Representatives are individual salespersons who sell securities and advise clients under the broker-dealer's license. Both roles require similar certifications, but their functions differ within the industry.

What cities are hiring for Contract Broker Dealer jobs?

Cities with the most Contract Broker Dealer job openings:

What are the most commonly searched types of Broker Dealer jobs?

The most popular types of Broker Dealer jobs are:

What states have the most Contract Broker Dealer jobs?

States with the most job openings for Contract Broker Dealer jobs include:

Contract Broker Dealer jobs near you
Infographic showing various Contract Broker Dealer job openings in the United States as of August 2026, with employment types broken down into 94% Full Time, 5% Part Time, and 1% Contract. Highlights an 92% Physical, 2% Hybrid, and 6% Remote job distribution, with an average salary of $82,428 per year, or $39.6 per hour.

Compliance Analyst

Collabera

Charlotte, NC • On-site

$30/hr

Contractor

Medical, Dental, Vision, Life, Retirement, PTO

Re-posted 6 days ago

Job description

Company Description

Established in 1991, Collabera has been a leader in IT staffing for over 22 years and is one of the largest diversity IT staffing firms in the industry. As a half a billion dollar IT company, with more than 9,000 professionals across 30+ offices, Collabera offers comprehensive, cost-effective IT staffing & IT Services. We provide services to Fortune 500 and mid-size companies to meet their talent needs with high quality IT resources through Staff Augmentation, Global Talent Management, Value Added Services through CLASS (Competency Leveraged Advanced Staffing & Solutions) Permanent Placement Services and Vendor Management Programs. 

Collabera recognizes true potential of human capital and provides people the right opportunities for growth and professional excellence. Collabera offers a full range of benefits to its employees including paid vacations, holidays, personal days, Medical, Dental and Vision insurance, 401K retirement savings plan, Life Insurance, Disability Insurance.

Job Description

Contract duration: 5 months

Pay rate: $30/hr


Investigator / Client Managed Green Team 

Possesses banking and brokerage knowledge of the types of information required to do anti-money laundering investigations. Must be able to review and analyze information contained in source documents and/or have general knowledge of the source systems to gather information. With occasional supervisory assistance manages assignments to complete work in a timely manner when there are: changes in a workload, changes in assignment, pressures of deadlines, competing requirements, heavy workload. Daily activities include: identifying, investigating and documenting unusual activity relative to current and/or prospective customers. Must be able to write concise, logical, grammatically correct analytical reports to explain unusual activity in preparing Suspicious Activity Reports for submission to the Department of Treasurys Financial Crimes Enforcement Network. Uses both verbal and written communication to make recommendations for use by lines of business in determining risk and law enforcement actions. 

Qualifications
  • Highly analytical, organized and possess decision making skills related to the filing of a Suspicious Activity Report and appropriate escalation to management, law enforcement, regulators or recommending the closing of a client relationship
  • Knowledge of and ability to apply knowledge of regulatory/compliance risk management and AML related requirements including BSA, USA PATRIOT Act, OFAC and other applicable U.S. regulations, particularly as they relate to money laundering and terrorist financing typologies at a large financial institution the includes US and international banking services and an institutional and retail broker/dealer
  • xcellent verbal and written communication skills with knowledge of and proficiency in the use of systems, technology and case management
  • Flexible with the ability to adapt to change and take initiative to complete job requirements while balancing competing workload requirements including priority of case assignment. 
  • Retail and/or Institutional Broker/Dealer experience 
  • Exemplify ability to mitigate risk. 
  • Self-motivated individual that is able to work independently
  • Associates or Bachelors Degree preferred 

Desired Skills: 

  • Three to five (5) years of experience in AML compliance or Broker /dealer compliance related role
  • BSA/AML knowledge. ACAMS certification 
  • Broker dealer and international banking experience preferred
  • Series 7 and 63 licenses
Additional Information

Please reach out to me to apply for above role

Laidiza Gumera

(973) 774-7804

laidiza.gumera(at)collabera.com

Collabera logo

About Collabera

Sourced by ZipRecruiter

Collabera is a Global Digital Solutions Company providing Software Engineering Solutions for the world's most tech-forward organizations in the areas of Engineering, Cloud and Data/AI. With its roots serving the engineering needs of the world's most recognized businesses in Technology, Financial Services, Telecom and Healthcare, Collabera today operates across 60 locations in 11 countries, serves 30% of the Fortune 500, and has exceeded the industry growth rate by 3-4x for several years.

Industry

It services

Company size

5,001 - 10,000 Employees

Headquarters location

Morristown, NJ, US

Social media

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