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Contract Broker Dealer Jobs (NOW HIRING)

Alpaca

Product Manager, New Assets

New York, NY · On-site

You'll work closely with engineering, broker-dealer operations, market structure / execution ... on API contracts, and produce documentation partners can implement against. * Partner with ...

Alpaca

Product Manager, New Assets

You'll work closely with engineering, broker-dealer operations, market structure / execution ... on API contracts, and produce documentation partners can implement against. * Partner with ...

SEI Investments

Senior Sales Executive

Oaks, PA · On-site +1

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

  • PTO

Gain commitment (signed contracts and adoption) from RIA, Broker-Dealer and Private Banking firms * Identify product offerings and system features that will increase Advisor adoption * Partner with ...

Stevens Creek Nissan

Contract Clerk

Santa Clara, CA · On-site

... dealer trade and wholesale sales Verify and post contract funding Reconcile all corresponding schedules Process and maintain clean accounting schedules Processing broker payments and maintaining ...

Stevens Creek Nissan

Contract Clerk

Santa Clara, CA

Bill out dealer trade and wholesale sales * Verify and post contract funding * Reconcile all corresponding schedules * Process and maintain clean accounting schedules * Processing broker payments and ...

OTC Markets Group Inc

Assistant General Counsel

New York, NY · On-site

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

  • PTO

Assistant General Counsel (Capital Markets, Broker-Dealer, FinTech) Location : New York City OTC ... Draft, review and negotiate a variety of business line and vendor contracts. Support the General ...

OTC Markets Group Inc

Assistant General Counsel

New York, NY · On-site

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

  • PTO

Assistant General Counsel (Capital Markets, Broker-Dealer, FinTech) Location : New York City OTC ... Draft, review and negotiate a variety of business line and vendor contracts. Support the General ...

Stevens Creek Nissan

Contract Clerk

Santa Clara, CA · On-site

... dealer trade and wholesale sales • Verify and post contract funding • Reconcile all corresponding schedules • Process and maintain clean accounting schedules • Processing broker payments and ...

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Showing results 21-40

All JobsContract Broker Dealer Jobs

Contract Broker Dealer information

See salary details

$11K

$82.4K

$182.5K

How much do contract broker dealer jobs pay per year?

As of Aug 16, 2026, the average yearly pay for contract broker dealer in the United States is $82,428.00, according to ZipRecruiter salary data. Most workers in this role earn between $45,000.00 and $131,500.00 per year, depending on experience, location, and employer.

What is the difference between Contract Broker Dealer vs Registered Representative?

AspectContract Broker DealerRegistered Representative
CredentialsFINRA registration, Series 7, Series 63/66FINRA registration, Series 7, Series 63/66
Work EnvironmentWorks for broker-dealer firms, handling client accounts and complianceWorks under broker-dealer, selling securities and advising clients
Employer & Industry UsageBroker-dealer firms, financial services industryBroker-dealer firms, securities industry
Comparison Search IntentUnderstanding roles within broker-dealer firmsSales and client advisory roles in securities

The main difference is that a Contract Broker Dealer is a registered entity or firm that employs or contracts with Registered Representatives. The Contract Broker Dealer oversees compliance and regulatory requirements, while Registered Representatives are individual salespersons who sell securities and advise clients under the broker-dealer's license. Both roles require similar certifications, but their functions differ within the industry.

What are the key skills and qualifications needed to thrive as a contract broker dealer?

To thrive as a Contract Broker Dealer, you need a solid understanding of securities regulations, financial markets, and sales practices, typically supported by FINRA Series 7 and Series 63/66 licenses. Familiarity with trading platforms, compliance monitoring tools, and CRM systems is essential for daily operations. Strong negotiation, relationship-building, and ethical decision-making skills help set top professionals apart in this role. These skills and qualifications are vital to ensure compliance, build client trust, and effectively facilitate investment transactions.

What are some common challenges faced by contract broker dealers, and how can they be addressed?

Contract Broker Dealers often face challenges such as staying compliant with evolving regulatory requirements, managing multiple client relationships, and maintaining up-to-date knowledge of financial products. To address these, it's important to invest time in ongoing professional education, utilize compliance management tools, and foster clear communication with clients and internal teams. Collaborating closely with compliance officers and attending industry seminars can also help you stay ahead of regulatory changes and industry best practices.

What is a contract broker dealer?

A Contract Broker Dealer is a financial firm or individual authorized to buy and sell securities on behalf of clients, often under a contractual arrangement rather than as a full-time employee. These professionals facilitate transactions between buyers and sellers of securities, ensuring regulatory compliance and best execution. They often work with investment firms, hedge funds, or brokers who need additional capacity or specialized expertise for particular deals. Contract Broker Dealers must be registered with regulatory bodies like FINRA and adhere to strict industry standards. Their role is crucial for maintaining efficient and transparent markets.

What cities are hiring for Contract Broker Dealer jobs?

Cities with the most Contract Broker Dealer job openings:

What are the most commonly searched types of Broker Dealer jobs?

The most popular types of Broker Dealer jobs are:

What states have the most Contract Broker Dealer jobs?

States with the most job openings for Contract Broker Dealer jobs include:

Contract Broker Dealer jobs near you
Infographic showing various Contract Broker Dealer job openings in the United States as of August 2026, with employment types broken down into 94% Full Time, 5% Part Time, and 1% Contract. Highlights an 92% Physical, 2% Hybrid, and 6% Remote job distribution, with an average salary of $82,428 per year, or $39.6 per hour.

Java Python Developer/Columbus, OH-10 months COntract

Suncap Technology

Columbus, OH • On-site

Full-time

Re-posted 25 days ago

Job description

Job Summary:
Suncap Technology is seeking a Java Python Developer for a 10-month contract role focusing on a large technology implementation. The position involves supporting ETL development, API development, and conversion planning for a broker/dealer platform.
Responsibilities:
• Support ETL development
• Support API development
• Assist in conversion planning
Qualifications:
Required:
• Strong experience with Java, Spring Boot, and microservices architecture
• Proficiency in Python for ETL and automation
• Hands-on experience with API development
• Knowledge of data integration, ETL tools, and conversion workflows
• Business System Analysis capabilities (requirements, documentation, technical coordination)
• Excellent communication and problem-solving skill
Preferred:
• Onsite is preferred heavily but not absolutely required.
Company:
Suncap Technology is a staffing firm that provides recruiting and financial staffing services. Founded in , the company is headquartered in Davie, USA, with a team of 51-200 employees. The company is currently Growth Stage.
Suncap Technology Executive and Financial Staffing logo

About Suncap Technology Executive and Financial Staffing

Sourced by ZipRecruiter

Suncap Technology Executive and Financial Staffing is a unique staffing firm specializing in creating custom-matched connections between professionals and companies in temporary, contract-to-hire, direct hire and retained positions. We provide staffing & industry-specific solutions for hiring with confidence.

Industry

Recruiting and staffing services

Company size

51 - 200 Employees

Headquarters location

Davie, FL, US

Social media

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