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Regulatory Compliance Associate Jobs (NOW HIRING)

PathWays

Compliance Associate

Washington, PA · On-site

Compliance Associate Help Us Build a Culture of Quality, Integrity, and Excellence Do you enjoy ... Are you someone who notices the details others miss and enjoys turning regulations into real-world ...

Bracebridge Capital

Compliance Associate

Boston, MA · On-site

$115K - $130K/yr

Bracebridge Capital is seeking a Compliance Associate who will work with a team to maintain and ... Monitor regulatory developments and assist with implementing related policies, procedures, and ...

Pharmpix

PR · On-site

Monitor and interpret regulatory changes impacting PBM operations, including CMS guidelines, HIPAA, and Medicare Part D. * Assist in maintaining compliance with Medicare regulations, including ...

Advantage Life Insurance

PR · On-site

DOE Job Overview The Compliance Associate supports the BSA/AML and OFAC Program (Compliance Program ... Review wire transfers to ensure compliance with the Travel Rule and OFAC laws and regulations.

Bracebridge Capital

Compliance Associate

Boston, MA · On-site

$115K - $130K/yr

The Compliance Associate will report directly to the Compliance Officer. Primary Responsibilities ... Monitor regulatory developments and assist with implementing related policies, procedures, and ...

Vision Financial Group

Compliance Associate

Des Moines, IA · On-site

$27 - $35/hr

We are seeking a detail-oriented, collaborative Compliance Associate to join our team. In this role ... regulatory compliance standards. The ideal candidate excels at organizational oversight, clear ...

Financial Integrators

Compliance Associate

Des Moines, IA · On-site

$27 - $35/hr

Description We are seeking a detail-oriented, collaborative Compliance Associate to join our team ... regulatory compliance standards. The ideal candidate excels at organizational oversight, clear ...

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Regulatory Compliance Associate information

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How much do regulatory compliance associate jobs pay per hour?

As of Aug 4, 2026, the average hourly pay for regulatory compliance associate in the United States is $35.41, according to ZipRecruiter salary data. Most workers in this role earn between $23.08 and $43.99 per hour, depending on experience, location, and employer.

Is regulatory compliance a stressful job?

Regulatory compliance associates often work in environments with strict deadlines and detailed regulations, which can contribute to job stress. The role requires attention to detail, strong organizational skills, and sometimes managing complex or changing compliance standards, which can be demanding but also manageable with experience and proper tools.

What are the key skills and qualifications needed to thrive as a regulatory compliance associate, and why are they important?

To thrive as a Regulatory Compliance Associate, you need a strong understanding of regulations and compliance standards, analytical abilities, and usually a bachelor's degree in law, business, or a related field. Familiarity with compliance management software, legal research tools, and industry-specific regulatory databases is often required. Attention to detail, critical thinking, and effective communication are crucial soft skills for interpreting complex regulations and collaborating across departments. These competencies ensure organizations remain compliant, avoid legal risks, and maintain operational integrity.

How does a regulatory compliance associate typically collaborate with other departments within an organization?

As a Regulatory Compliance Associate, you'll frequently work cross-functionally with departments such as Legal, Operations, Risk Management, and Internal Audit. Collaboration often involves reviewing new policies, providing compliance guidance on business initiatives, and supporting audits or regulatory filings. Regular communication ensures that compliance requirements are integrated into everyday business processes, and you may also help train staff on regulatory updates to minimize risk. This collaborative approach is vital for building a strong compliance culture across the organization.

What does a regulatory compliance associate do?

A Regulatory Compliance Associate ensures that a company adheres to all relevant laws, regulations, and internal policies. They help develop, implement, and monitor compliance programs to prevent illegal or unethical conduct. Their responsibilities often include reviewing business processes, conducting risk assessments, preparing compliance reports, and providing training to staff. By doing so, they help protect the company from legal risks and maintain its reputation. This role is vital in industries like finance, healthcare, and manufacturing where regulations are strict.
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Regulatory Compliance Associate jobs near you
Infographic showing various Regulatory Compliance Associate job openings in the United States as of July 2026, with employment types broken down into 1% As Needed, 69% Full Time, 28% Part Time, 1% Temporary, and 1% Contract. Highlights an 97% Physical, 1% Hybrid, and 2% Remote job distribution, with an average salary of $73,648 per year, or $35.4 per hour.

Compliance Associate

Valeo Financial Advisors

Carmel, IN • On-site

Full-time

Re-posted 14 days ago

Job description

Position Reports to: Chief Compliance Officer (CCO)
Department: Compliance
Location: Carmel, IN
Exemption Status: E
Position Overview:
The Compliance Associate will assist the Chief Compliance Officer in executing the firm's compliance program in accordance with the Investment Advisers Act of 1940. This position is responsible for helping maintain the firm's policies and procedures, performing regular compliance reviews, supporting regulatory filings, and assisting with internal education and audits.
The ideal candidate is highly organized, deadline-driven, and has experience working in the compliance department of a financial services firm.
Duties and Responsibilities:
  • Support the implementation, testing, and documentation of the firm's compliance policies and procedures.
  • Conduct regular surveillance and forensic testing (e.g., personal trading, email review, advertising/marketing review, code of ethics).
  • Maintain compliance calendars and logs to track regulatory filings, attestations, training, and policy review deadlines.
  • Monitor marketing materials, social media content, and client communications for regulatory compliance under the SEC Marketing Rule.
  • Assist with onboarding/offboarding processes for employees and access persons, including compliance training.
  • Support the due diligence process on vendors, custodians, and other third-party service providers.
  • Respond to compliance-related questions from team members and help promote a culture of compliance.
  • Participate in internal audits and regulatory exams, gathering documentation and preparing responses.
  • Stay current with regulatory developments and industry best practices to identify areas of risk or improvement.

Desired Qualifications:
  • Bachelor's degree or higher from an accredited college or university
  • 2-5 years of experience in financial services compliance, preferably with an RIA
  • Working knowledge of the Investment Advisers Act of 1940
  • Excellent organizational, communication, and analytical skills
  • High attention to detail and strong ethical standards
  • Proficient in Microsoft Office Suite and compliance technology platforms such as ComplySci

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