This is a part-time position. Primary Qualifications: Eager to advance and grow in the Financial ... 66 [or Series 63/65]). High school graduate. Post-secondary education, or comparable work ...
This is a part-time position. Primary Qualifications: Eager to advance and grow in the Financial ... 66 [or Series 63/65]). High school graduate. Post-secondary education, or comparable work ...
SIE, Series 7, and Series 63 licenses are required (and will be sponsored by the firm if not ... part-time US employees who work at least 20 hours per week, can be found here.
SIE, Series 7, and Series 63 licenses are required (and will be sponsored by the firm if not ... part-time US employees who work at least 20 hours per week, can be found here.
Asset & Wealth Management, ETF Product Strategy & Development, Vice President, New York
New York, NY · On-site
SIE, Series 7, and Series 63 licenses are required (and will be sponsored by the firm if not ... part-time US employees who work at least 20 hours per week, can be found here.
Asset & Wealth Management, ETF Product Strategy & Development, Vice President, New York
New York, NY · On-site
SIE, Series 7, and Series 63 licenses are required (and will be sponsored by the firm if not ... part-time US employees who work at least 20 hours per week, can be found here.
SIE, Series 7, and Series 63 licenses are required (and will be sponsored by the firm if not ... part-time US employees who work at least 20 hours per week, can be found here.
SIE, Series 7, and Series 63 licenses are required (and will be sponsored by the firm if not ... part-time US employees who work at least 20 hours per week, can be found here.
Series 7 required. Series 63, 65 and/or 66 as required by state. Education High School (HS) (Required) Work Experience General Experience - 13 months to 3 years Certifications s63 - Uniform ...
New
Series 7 required. Series 63, 65 and/or 66 as required by state. Education High School (HS) (Required) Work Experience General Experience - 13 months to 3 years Certifications s63 - Uniform ...
New
Partner
$115K/yr
Conduct field observations and demonstrations alongside part-time and full-time agents to showcase ... FINRA SIE License FINRA Series 6 or 7 License FINRA Series 63 or 66 License Life Insurance Producer ...
Partner
$115K/yr
Conduct field observations and demonstrations alongside part-time and full-time agents to showcase ... FINRA SIE License FINRA Series 6 or 7 License FINRA Series 63 or 66 License Life Insurance Producer ...
Partner
Waltham, MA · On-site
$115K/yr
Conduct field observations and demonstrations alongside part-time and full-time agents to showcase ... Series 63 or 66 License • Life Insurance Producer License • Accident & Health or Sickness ...
Partner
Waltham, MA · On-site
$115K/yr
Conduct field observations and demonstrations alongside part-time and full-time agents to showcase ... Series 63 or 66 License • Life Insurance Producer License • Accident & Health or Sickness ...
Client Associate
Pendleton, OR · On-site
This is a part-time position. Primary Qualifications: • Eager to advance and grow in the ... or Series 63/65]). • High school graduate. Post-secondary education, or comparable work ...
Client Associate
Pendleton, OR · On-site
This is a part-time position. Primary Qualifications: • Eager to advance and grow in the ... or Series 63/65]). • High school graduate. Post-secondary education, or comparable work ...
FT 2 starts at $23.63 per hour * FT 3 starts at $24.81 per hour Job Summary: Fiscal Tech 1: This is an entry-level position in the Fiscal Technician series. It is designed to introduce staff to ...
FT 2 starts at $23.63 per hour * FT 3 starts at $24.81 per hour Job Summary: Fiscal Tech 1: This is an entry-level position in the Fiscal Technician series. It is designed to introduce staff to ...
Education Term Faculty Series
$47K - $63K/mo
Part-time appointments do not carry benefits, and appointments may be renewable based on need ... Instructor (9403) - $47,919.38 - $63,893 per year; depending on education/qualifications/experience.
Education Term Faculty Series
$47K - $63K/mo
Part-time appointments do not carry benefits, and appointments may be renewable based on need ... Instructor (9403) - $47,919.38 - $63,893 per year; depending on education/qualifications/experience.
Education Term Faculty Series
Duluth, MN · On-site
$55K - $74K/yr
Part-time appointments do not carry benefits, and appointments may be renewable based on need ... Instructor ( 9403 ) - $47,919.38 - $63,893 per year ; depending on education/qualifications ...
Education Term Faculty Series
Duluth, MN · On-site
$55K - $74K/yr
Part-time appointments do not carry benefits, and appointments may be renewable based on need ... Instructor ( 9403 ) - $47,919.38 - $63,893 per year ; depending on education/qualifications ...
Recreation Specialist I - Special Events ($18.63/hour - $25.14/hour)
Hayward, CA · On-site
$18.63 - $25.14/hr
R.D.) is currently hiring several part-time Recreation Specialist Is to join our Special Events ... Distinguishing Features This is the first level of a series of classes of hourly positions whose ...
Recreation Specialist I - Special Events ($18.63/hour - $25.14/hour)
Hayward, CA · On-site
$18.63 - $25.14/hr
R.D.) is currently hiring several part-time Recreation Specialist Is to join our Special Events ... Distinguishing Features This is the first level of a series of classes of hourly positions whose ...
Part-Time Recreation Aide
Bixby, OK · On-site
$14.44/hr
Yes (as defined under Oklahoma Statute Title 63 § 427.8) All candidates conditionally offered ... series of numbers. Ability to print and speak simple sentences. MATHEMATICAL SKILLS Ability to ...
Part-Time Recreation Aide
Bixby, OK · On-site
$14.44/hr
Yes (as defined under Oklahoma Statute Title 63 § 427.8) All candidates conditionally offered ... series of numbers. Ability to print and speak simple sentences. MATHEMATICAL SKILLS Ability to ...
R.D.) is currently hiring several part-time Recreation Specialist Is to join our Special Events ... Distinguishing Features This is the first level of a series of classes of hourly positions whose ...
R.D.) is currently hiring several part-time Recreation Specialist Is to join our Special Events ... Distinguishing Features This is the first level of a series of classes of hourly positions whose ...
Part-Time Recreation Aide
Tulsa, OK · On-site
$14.44/hr
Yes (as defined under Oklahoma Statute Title 63 § 427.8) All candidates conditionally offered ... series of numbers. Ability to print and speak simple sentences. MATHEMATICAL SKILLS Ability to ...
Part-Time Recreation Aide
Tulsa, OK · On-site
$14.44/hr
Yes (as defined under Oklahoma Statute Title 63 § 427.8) All candidates conditionally offered ... series of numbers. Ability to print and speak simple sentences. MATHEMATICAL SKILLS Ability to ...
Schedule: 5-16 hours per week, Saturdays and Sundays, 9:00AM - 5:00PM * Part-Time, Year-Round ... Distinguishing Features This is the first level of a series of classes of hourly positions whose ...
Schedule: 5-16 hours per week, Saturdays and Sundays, 9:00AM - 5:00PM * Part-Time, Year-Round ... Distinguishing Features This is the first level of a series of classes of hourly positions whose ...
Recreation Specialist I - Kennedy Park ($18.63/hour - $25.14/hour)
Hayward, CA · On-site
$18.63 - $25.14/hr
Schedule: 5-16 hours per week, Saturdays and Sundays, 9:00AM - 5:00PM * Part-Time, Year-Round ... Distinguishing Features This is the first level of a series of classes of hourly positions whose ...
Recreation Specialist I - Kennedy Park ($18.63/hour - $25.14/hour)
Hayward, CA · On-site
$18.63 - $25.14/hr
Schedule: 5-16 hours per week, Saturdays and Sundays, 9:00AM - 5:00PM * Part-Time, Year-Round ... Distinguishing Features This is the first level of a series of classes of hourly positions whose ...
Part time Key Holder
Lee, MA · On-site
$18.98 - $31.63/hr
Estée Lauder, Aramis, Clinique, Lab Series, Origins, M • A • C, La Mer, Bobbi Brown Cosmetics ... Anticipated Base Salary Range $18.98 to $31.63 (Depending on qualifications, skills, experience and ...
Part time Key Holder
Lee, MA · On-site
$18.98 - $31.63/hr
Estée Lauder, Aramis, Clinique, Lab Series, Origins, M • A • C, La Mer, Bobbi Brown Cosmetics ... Anticipated Base Salary Range $18.98 to $31.63 (Depending on qualifications, skills, experience and ...
Financial Consultant
Manhattan, NY · Hybrid
$62K - $64K/yr
FINRA Series 7 AND 63, and NY State Life and Health Insurance licensing required. Series 65 or 66 ... In addition to salary, Popular's well-rounded benefits package for regular full-time and part-time ...
Financial Consultant
Manhattan, NY · Hybrid
$62K - $64K/yr
FINRA Series 7 AND 63, and NY State Life and Health Insurance licensing required. Series 65 or 66 ... In addition to salary, Popular's well-rounded benefits package for regular full-time and part-time ...
Yes (as defined under Oklahoma Statute Title 63 427.8) All candidates conditionally offered ... series of numbers. Ability to print and speak simple sentences. MATHEMATICAL SKILLS Ability to ...
Yes (as defined under Oklahoma Statute Title 63 427.8) All candidates conditionally offered ... series of numbers. Ability to print and speak simple sentences. MATHEMATICAL SKILLS Ability to ...
Part Time Series 63 information
What is the difference between Part Time Series 63 vs Part Time Series 7?
| Aspect | Part Time Series 63 | Part Time Series 7 |
|---|---|---|
| Required Credentials | FINRA Series 63 license | FINRA Series 7 license |
| Work Environment | State securities regulations, compliance roles | Broader securities trading, investment advising |
| Industry Usage | Primarily for securities registration and state compliance | For securities sales, trading, and investment recommendations |
The Part Time Series 63 license focuses on state securities regulations and compliance, often required for securities agents. The Part Time Series 7 license covers a wider range of securities activities, including trading and investment advising. While both are essential in the securities industry, Series 63 is more about registration and compliance, whereas Series 7 allows for broader securities transactions.
What jobs can I get with Part Time Series 63?
A Part Time Series 63 license qualifies individuals to work as securities representatives, handling the sale of investment products such as stocks, bonds, and mutual funds. These roles typically involve client interaction, compliance with industry regulations, and may require additional licenses or certifications for specific financial services. Part-time positions are available in brokerage firms, financial advisory firms, and investment companies.
More about Part Time Series 63 jobs
What cities are hiring for Part Time Series 63 jobs?
Cities with the most Part Time Series 63 job openings:
What are the most commonly searched types of Series 63 jobs?
The most popular types of Series 63 jobs are:
What states have the most Part Time Series 63 jobs?
States with the most job openings for Part Time Series 63 jobs include:
What job categories do people searching Part Time Series 63 jobs look for?
The top searched job categories for Part Time Series 63 jobs are:
D.A. Davidson rating
7.9
Based on 5 frontline employees who took The Breakroom Quiz
Job description
D.A. Davidson Companies is an independent, employee-owned company with a rich history spanning 90 years. We are dedicated to conducting our business in accordance with the highest standards of integrity and ethics, and delivering outstanding service to our clients and each other. We support a friendly, open and supportive culture, and encourage candid communication and productive engagement that make our companies and each of us better. Just as we work to improve our clients' financial well-being, we also work to strengthen local communities-and giving back is one of our core values. You can learn more about our company culture and impact in our latest annual report.
D.A. Davidson, an employee-owned Financial Services firm, is seeking an exceptionally sharp, motivated and detail-oriented Client Associate to join our Pendleton, OR branch. In this team-critical role, you will work alongside Financial Professionals to provide excellent client service and support. This is an outstanding opportunity to advance your career in the financial services industry in an environment of continual growth and development.
If you have a passion for creating an exceptional client experience, enjoy working collaboratively as part of a team and relish detail and accuracy, we want to hear from you! This is a part-time position.
Primary Qualifications:
Eager to advance and grow in the Financial Services Industry Opportunity to complete the Securities Industry Essentials (SIE) and FINRA General Securities Representative (Series 7) Exam and Uniform Securities State Law Exam (Series 66 [or Series 63/65]).
High school graduate. Post-secondary education, or comparable work experience preferred.
Solid technology skills (Microsoft Word, Excel and Outlook) and the desire to learn and leverage innovative technologies to optimize the client experience.
Proven ability to build client/customer relationships including excellent communication (written and verbal) and problem-solving skills.
Strong attention to detail and accuracy including the ability to accurately perform semi-advanced math.
Ability to successfully handle multiple demands and competing priorities in a deadline-oriented environment.
Primary Duties:
Provide extraordinarily professional and courteous client service managing client requests, account maintenance and effectively articulating certain requirements in a regulatory environment.
Review, maintain and process account documents and information as well as solve complex issues and assignments related to client accounts and transactions including suspicious activity.
Assist with crafting comprehensive financial plans for current and prospective clients.
Assist in developing and implementing periodic client mailings, communications and events.
Facilitate the transfer of client funds and/or securities and the issuance of checks upon request.
Seek to innovate and streamline processes.
Provide general support, including but not limited to phone, correspondence, appointments, filing and other projects as assigned.
Adherence to all branch, firm and compliance policies, procedures, rules and regulations.
Other projects and duties as assigned.
The compensation offered will be determined on a case-by-case basis considering a variety of factors including, but not limited to, the skills, relevant work experience, and geographic location of each specific candidate.
D.A. Davidson has been in business for 90 years! As an employee-owned company, our success is driven by our high standards of business ethics, integrity and the belief that our Associates are our most important assets. We hope you will consider joining us!
At D.A. Davidson, we are committed to fostering a diverse environment that supports the development and inclusivity of all employees.
We are an equal opportunity employer and value diversity at our company. We do not discriminate on the basis of race, religion, color, national origin, sex, gender, gender expression, sexual orientation, age, marital status, veteran status, or disability status. We will ensure that individuals with disabilities are provided reasonable accommodation to participate in the job application or interview process, to perform essential job functions, and to receive other benefits and privileges of employment. Please contact us to request accommodation.
ACKNOWLEDGMENT
Please answer all questions carefully. By submitting this application for employment, I certify that all of the above information is true and complete and I understand that any falsification or omission of information made by me may disqualify me from further consideration for employment or, if hired, may result in my termination of my employment at any time during the period of my employment, regardless of the amount of time that has passed. California applicants, please see D.A. Davidson's California Resident Privacy Policy.
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