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Home Based Series 63 Jobs (NOW HIRING)

Leland

FINRA Exams (Series 7 & SIE) Tutor

Leland is building the home for ambition in the age of AI. We connect people with the experts ... 7, Series 6, Series 63, Series 65, and Series 66. This role includes assessing each student ...

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Home Based Series 63 information

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$11K

$78.3K

$118K

How much do home based series 63 jobs pay per year?

As of Aug 13, 2026, the average yearly pay for home based series 63 in the United States is $78,333.00, according to ZipRecruiter salary data. Most workers in this role earn between $50,000.00 and $96,500.00 per year, depending on experience, location, and employer.

What are the key skills and qualifications needed to thrive as a home based Series 63 licensed representative, and why are they important?

To thrive as a Home-Based Series 63 Licensed Representative, you need a solid understanding of securities regulations and financial products, typically demonstrated by passing the Series 63 Uniform Securities Agent State Law Examination. Familiarity with CRM software, online trading platforms, and compliance management systems is crucial. Exceptional communication, self-motivation, and organizational skills help you build client trust and manage responsibilities remotely. These skills ensure regulatory compliance, effective client service, and consistent performance in a remote financial sales environment.

What jobs can I get with a home based Series 63?

A home-based Series 63 license qualifies individuals for roles such as securities agent, financial advisor, or broker associate, primarily working in the securities industry. These positions often involve client consultations, investment recommendations, and compliance with regulatory requirements, and they can be performed remotely if the employer allows. Having the license enables you to sell securities and provide investment advice within a regulated environment.

What is a home based Series 63 professional?

A Home Based Series 63 professional is an individual who has passed the Series 63 exam (Uniform Securities Agent State Law Examination) and is licensed to act as a securities agent, often working remotely or from home. The Series 63 license is required by most U.S. states for individuals who want to sell securities, such as stocks, bonds, and mutual funds, on behalf of a broker-dealer. Working from home, these professionals may handle client communications, assist in executing trades, and ensure compliance with state securities laws. Many utilize technology to securely access trading platforms and maintain client relationships without being tied to a physical office.

What is the difference between Home Based Series 63 vs Home Based Series 65?

AspectHome Based Series 63Home Based Series 65
Required CredentialsSeries 63 licenseSeries 65 license
Work EnvironmentPrimarily securities registration and complianceInvestment advisory and financial planning
Industry UsageUsed by securities agents and brokersUsed by investment adviser representatives

Home Based Series 63 and Series 65 licenses are both essential for financial professionals working remotely. Series 63 focuses on securities registration and compliance, while Series 65 is geared toward providing investment advice and financial planning. Understanding these differences helps professionals choose the right license for their career path in the financial industry.

What are some common challenges faced by home based Series 63 licensed professionals, and how can they be addressed?

Home-based Series 63-licensed professionals often face challenges such as staying updated on state securities regulations, maintaining client confidentiality, and managing time effectively without direct supervision. To address these, it's important to set up a secure and organized workspace, utilize reputable industry resources for ongoing education, and establish a clear daily routine. Additionally, leveraging secure communication tools and staying connected with a remote team or mentor can help ensure compliance and professional growth.
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Home Based Series 63 jobs near you
Infographic showing various Home Based Series 63 job openings in the United States as of August 2026, with employment types broken down into 1% As Needed, 77% Full Time, 15% Part Time, and 7% Contract. Highlights an 92% Physical, 2% Hybrid, and 6% Remote job distribution, with an average salary of $78,333 per year, or $37.7 per hour.

Brokerage Services Registered Analyst - Series 7/63 - Remote

Northwestern Mutual Life Insurance Company

Franklin, WI • On-site, Remote

$34.66/hr

Full-time

Posted 8 days ago

Northwestern Mutual rating

8.0

Company rating: 8.0 out of 10

Based on 73 frontline employees who took The Breakroom Quiz

163rd of 306 rated insurance

Job description

The Investment Client Services Analyst (Series 7/63) is a licensed, client-facing role responsible for supporting clients and registered financial representatives with investment account questions, performance inquiries, and securities transactions.
Success in this role requires strong investment product knowledge, the ability to de-escalate complex situations, and ownership of issues through resolution. The analyst also contributes to continuous improvement efforts, embraces new technology, and educates clients and field partners on digital/self-service capabilities-helping strengthen relationships and support client retention.
Primary Duties & Responsibilities:
  • Provide consultative service to clients and advisors on a variety of investment concepts
  • Act as a point of expertise on multiple areas: mutual fund trading, brokerage account servicing, cost basis, and tax reporting
  • Participate in opportunities to apply industry knowledge while gaining exposure to complex problems and building upon critical thinking skills
  • Collaborate regularly with department leads and NM Wealth business partners to drive product enhancements
  • Work in a dynamic setting to continuously learn new concepts and help others navigate change in the industry
  • Serve as a primary point of contact for NM Investment home office assigned clients, addressing inquiries regarding investment accounts and products.
  • Analyze, input, and review investment transactions, including trade executions, transfers, and account maintenance, while ensuring accuracy and compliance.
  • Stay up-to-date on industry trends, investment products, and regulatory requirements to provide knowledgeable support to clients and internal stakeholders.

Qualifications
  • FINRA Series 6 or 7 and 63-equivalent licenses (65 or 66)
  • Associates degree in business or related field or equivalent combination of education and experience
  • Minimum of 3 years related financial services experience with advanced customer service, written, and verbal communication skills
  • An intermediate understanding of tax implications related to investments
  • A strong desire to continuously learn and improve
  • Strong problem-solving and scenario-evaluation skills with an ability to provide solution

This position has been classified as a Registered Representative under NMIS guidelines and requires fingerprinting.Series 63 - FINRA, Series 7 - FINRA, SIE - FINRA
Compensation Range:
Pay Range - Start:
$23.11
Pay Range - End:
$34.66
Geographic Specific Pay Structure:
Structure 110:
Structure 115:
We believe in fairness and transparency. It's why we share the salary range for most of our roles. However, final salaries are based on a number of factors, including the skills and experience of the candidate; the current market; location of the candidate; and other factors uncovered in the hiring process. The standard pay structure is listed but if you're living in California, New York City or other eligible location, geographic specific pay structures, compensation and benefits could be applicable, click here to learn more.
Grow your career with a best-in-class company that puts our clients' interests at the center of all we do. Get started now!
Northwestern Mutual is an equal opportunity employer that welcomes talented individuals of all backgrounds. We are committed to creating and maintaining an environment in which each employee can contribute creative ideas, seek challenges, assume leadership and continue to focus on meeting and exceeding business and personal objectives.

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About Northwestern Mutual

Sourced by ZipRecruiter

Northwestern Mutual has been helping families and businesses achieve financial security for over 160 years through a distinctive planning approach that integrates risk management with wealth accumulation, preservation, and distribution. With more than $290 billion in assets, $30 billion in revenues and more than $1.9 trillion worth of life insurance protection in force, Northwestern Mutual delivers financial security to more than 4.6 million clients. People are the power behind Northwestern Mutual, and diversity makes us better. We are committed to reflecting and serving the marketplace. We do so by attracting and improving the engagement of those who bring their outstanding perspectives, ideas, and beliefs.

Industry

Finance and insurance

Company size

5,001 - 10,000 Employees

Headquarters location

Milwaukee, WI, US

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