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Home Based Series 63 information

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$11K

$78.3K

$118K

How much do home based series 63 jobs pay per year?

As of Jul 17, 2026, the average yearly pay for home based series 63 in the United States is $78,333.00, according to ZipRecruiter salary data. Most workers in this role earn between $50,000.00 and $96,500.00 per year, depending on experience, location, and employer.

What are the key skills and qualifications needed to thrive as a Home-Based Series 63 Licensed Representative, and why are they important?

To thrive as a Home-Based Series 63 Licensed Representative, you need a solid understanding of securities regulations and financial products, typically demonstrated by passing the Series 63 Uniform Securities Agent State Law Examination. Familiarity with CRM software, online trading platforms, and compliance management systems is crucial. Exceptional communication, self-motivation, and organizational skills help you build client trust and manage responsibilities remotely. These skills ensure regulatory compliance, effective client service, and consistent performance in a remote financial sales environment.

What is a Home Based Series 63 professional?

A Home Based Series 63 professional is an individual who has passed the Series 63 exam (Uniform Securities Agent State Law Examination) and is licensed to act as a securities agent, often working remotely or from home. The Series 63 license is required by most U.S. states for individuals who want to sell securities, such as stocks, bonds, and mutual funds, on behalf of a broker-dealer. Working from home, these professionals may handle client communications, assist in executing trades, and ensure compliance with state securities laws. Many utilize technology to securely access trading platforms and maintain client relationships without being tied to a physical office.

What is the difference between Home Based Series 63 vs Home Based Series 65?

AspectHome Based Series 63Home Based Series 65
Required CredentialsSeries 63 licenseSeries 65 license
Work EnvironmentPrimarily securities registration and complianceInvestment advisory and financial planning
Industry UsageUsed by securities agents and brokersUsed by investment adviser representatives

Home Based Series 63 and Series 65 licenses are both essential for financial professionals working remotely. Series 63 focuses on securities registration and compliance, while Series 65 is geared toward providing investment advice and financial planning. Understanding these differences helps professionals choose the right license for their career path in the financial industry.

What are some common challenges faced by home-based Series 63-licensed professionals, and how can they be addressed?

Home-based Series 63-licensed professionals often face challenges such as staying updated on state securities regulations, maintaining client confidentiality, and managing time effectively without direct supervision. To address these, it's important to set up a secure and organized workspace, utilize reputable industry resources for ongoing education, and establish a clear daily routine. Additionally, leveraging secure communication tools and staying connected with a remote team or mentor can help ensure compliance and professional growth.
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What cities are hiring for Home Based Series 63 jobs? Cities with the most Home Based Series 63 job openings:
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Home Based Series 63 jobs near you
Infographic showing various Home Based Series 63 job openings in the United States as of July 2026, with employment types broken down into 82% Full Time, 12% Part Time, and 6% Contract. Highlights an 94% In-person, and 6% Hybrid job distribution, with an average salary of $78,333 per year, or $37.7 per hour.
Registered Client Service Associate (Series 7)

Registered Client Service Associate (Series 7)

Hennion & Walsh Inc

Parsippany, NJ โ€ข On-site

$50K - $70K/yr

Full-time

Medical, Dental, Retirement

Posted 9 days ago

Job description


Position Overview

Hennion & Walsh is seeking motivated and detail-oriented Registered Client Service Associates to join our growing ๏ฌnancial services team. This role is ideal for individuals who currently hold their FINRA Series 7 and Series 63 licenses and are looking to build a long-term career in ๏ฌnancial services outside of a purely sales-focused role.

As a Registered Client Service Associate, you will work closely with Financial Advisors and clients to provide high-level service, operational support, and relationship management. This position combines client interaction, administrative support, and investment industry knowledge within a collaborative, team-oriented environment.

Hennion & Walsh provides ongoing training, mentorship, and career development opportunities, giving team members the support and resources needed to grow professionally within the ๏ฌrm.

Position Key Responsibilities
  • Support Financial Advisors with client servicing, operational processing, and administrative tasks
  • Develop and maintain strong client relationships through ongoing communication and support
  • Assist clients with account-related requests, paperwork, and general service inquiries
  • Provide operational support including account maintenance, money movement requests, and documentation processing
  • Collaborate with internal teams to ensure a seamless client experience
  • Maintain accurate client records and assist with regulatory and compliance-related processes
Position Must Haves
  • Active FINRA Series 7 and Series 63 licenses
  • Strong client service and relationship-building skills
  • Excellent communication and interpersonal abilities
  • Strong organizational skills and attention to detail
  • Ability to multitask and work in a fast-paced environment
  • Microsoft O๏ฌƒce pro๏ฌciency (Word, Excel, Outlook)
  • Bachelorโ€™s Degree preferred or equivalent professional experience
  • 1โ€“3 years of ๏ฌnancial services or brokerage experience preferred
Position Preferences (if applicable)
  • Experience supporting Financial Advisors or wealth management teams
  • Knowledge of brokerage platforms and operational work๏ฌ‚ows
  • Interest in long-term career growth within the ๏ฌnancial services industry
Bene๏ฌts
  • Competitive compensation
  • Full medical and dental bene๏ฌts
  • 401(k) plan with company match
  • Open and supportive team-based environment
  • Ongoing training and professional development opportunities
  • Career growth opportunities within a growing ๏ฌnancial services ๏ฌrm



The base salary range for this position is $50,000-$70,000 per year. Please note this role requires in-person attendance.

Placement in the range will vary based on job responsibilities and scope, the candidateโ€™s relevant experience, and other factors.

Base salary is only part of the total compensation package. Depending on the position and eligibility requirements, the position may also include other variable compensation and bene๏ฌts, including health bene๏ฌts, 401(k) plan, and paid time o๏ฌ€.